Post-traumatic stress disorder in parents of patients with schizophrenia following familial violence
Post-traumatic stress disorder in parents of patients with schizophrenia following familial violence
Masako Kageyama 0 1
Phyllis Solomon 1
0 Department of Health Promotion Science, Osaka University Graduate School of Medicine , Suita, Osaka , Japan , 2 School of Social Policy & Practice, University of Pennsylvania , Philadelphia, Pennsylvania , United States of America
1 Editor: Alexandra Kavushansky, Technion Israel Institute of Technology , ISRAEL
The present study conducted in Japan aimed to clarify the relationship between violence directed towards parents by patients with schizophrenia and parents' risk of post-traumatic stress disorder (PTSD). Questionnaire data from 353 parents were analyzed. In total, 84 of the 353 parents (23.8%) reported the Impact of Event Scale-Revised (IES-R) score 25 (high-IES-R), indicative of a high risk of developing PTSD. The rate of high-IES-R scores was significantly higher among parents who had experienced an act of violence that was likely to result in severe injury by their adult child with schizophrenia (OR = 2.03; 95% CI 1.09±3.80; using ªnever experiencedº as a reference) and in parents of patients who were hospitalized at the time of the survey (OR = 2.47; 95% CI 1.01±6.06; using ªregularly visited a psychiatristº as a reference). Therefore, parents experiencing violence by their adult child with schizophrenia are at a risk of developing PTSD. Parents of patients with schizophrenia, who are at a high risk of PTSD, are not usually provided the required support in Japan. To prevent violence and provide support for family members who may develop PTSD, it is necessary to establish crisis intervention programs, especially given the current emphasis on deinstitutionalization policy in Japan.
Funding: This research was supported by grants
from the Uehiro Foundation on Ethics and
Education (No. B-016, 2014±2015) and
Management Expenses Grant, Osaka University
Graduate School of Medicine to MK. There was no
additional external funding received for this study.
The funders had no role in study design, data
collection and analysis, decision to publish, or
preparation of the manuscript.
In Japan, the 12-month prevalence of post-traumatic stress disorder (PTSD) is reported to be
between 0.4% [
] and 0.7% [
] in the general population. According to a community survey in
Japan, approximately 60% of the respondents reported exposure to at least one traumatic event
in their lifetime. For individual events, a higher conditional risk of PTSD was observed in
those who had been beaten (5.7%), raped (5.6%), or had a child with a serious illness (4.4%)
]. The experience of violence and having a child with a serious illness appears to have a
significant impact on the risk of PTSD in the Japanese population.
Parents with an adult child with a serious mental illness are at risk for experiencing serious
violence perpetrated by their child. In Japan, the Medical Treatment and Supervision Act [
for persons with mental illness who have committed serious criminal offences such as
homicide or serious injury was enacted in 2005. Under this law, special involuntary treatment
services in designated hospitals or in the community are provided for such persons. Most
patients under involuntary treatment orders have been those diagnosed with schizophrenia
]. Half of all violent acts committed by those with severe psychiatric disorders was
found to be directed at family members [
The impact of Event Scale-Revised (IES-R) is a screening questionnaire for PTSD risk .
In Japan, 39% of family members of inpatients and outpatients with schizophrenia are
reported to have IES-R scores 25 (high-IES-R) [
], and 58% of parents or siblings of patients
who had undergone long-term hospitalization had high-IES-R scores [
]. One of the reasons
for a high PTSD risk rate is thought to be violence in the home [
]. However, the evidence
regarding the relationship between familial violence and a high risk of PTSD in family
members of patients with schizophrenia has not been demonstrated.
A high risk of PTSD in parents of patients with schizophrenia is an issue of great concern
because parents may be likely to fear repeated violence, and consequently, may resist patients
being discharged from the hospital. Japan has the highest psychiatric bed ratio among
developed countries [
]. Although the Japanese government has implemented a significant number
of policies promoting deinstitutionalization, these policies have not been particularly
successful. One of the reported challenges of deinstitutionalization is that the anxiety of family
members frequently results in their resistance to the discharge of their patient relative [
suspect that in the past the patient's parents and other family members may have experienced
violence by the patient which may have resulted in their anxiety regarding the patient
returning home. As a national survey found that 65% of patients with serious mental illness live with
], parents have an increased likelihood of experiencing violence. Consequently, we
hypothesized that there is a significant relationship between violence experienced by parents
and their risk of developing PTSD.
The current study focused on parents of patients with schizophrenia, as the majority
(almost 60%) of patients in inpatient settings in Japan are diagnosed with schizophrenia [
Thus, this population is impacted most by the recent deinstitutionalization policy. The present
study, therefore, aimed to clarify the relationship between violence directed towards parents
by patients with schizophrenia and parents' risk of developing PTSD. This study has the
potential for important implications for the discharge planning process and the prevention of
Materials and methods
Study sample and data collection
The present analysis was part of a larger study, ªJapanese Family Violence and Mental Illnessº
]. The larger study aimed to examine the prevalence of familial violence and related factors
among caregivers and siblings in 866 households belonging to 27 affiliate family groups under
a prefectural-level family group association in Japan.
Questionnaires were distributed to 768 of the 866 households in the group association. The
distribution of questionnaires was determined by the group leaders. Questionnaires were not
distributed to 118 households due to health conditions or family issues. Of the 482 returned
caregiver questionnaires (from 350 households), 463 were valid (346 households). The present
analysis focused on caregiver questionnaires completed by caregivers of patients with
schizophrenia. The sample size for this analysis was 353 after the exclusion of questionnaires
regarding patients diagnosed with illnesses other than schizophrenia (n = 43), respondents other
than parents (n = 22), and those with missing IES-R data (n = 59) (with overlap, n = 110
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Risk of PTSD as the dependent variable. Risk of PTSD was evaluated using the IES-R, a
20-item screening questionnaire focused on experiences within the past seven days . Scores
can range between 0 and 80. A higher score represents a higher risk of PTSD. The reliability
and validity of the Japanese version of the IES-R has a sensitivity of 75±89% and a specificity of
71±93% for screening for risk of PTSD and has an estimated best cut-off point of 24/25 [
The Cronbach's alpha in the current study was 0.97.
The experience of violence as an independent variable. No standard measure of violence
for families with a relative with a severe psychiatric disorder exists; therefore, items regarding
the violence that parents experienced were constructed and divided into three sections. First,
14 items were created from preliminary qualitative data from parent interviews regarding their
experience of violence. The lifetime frequency of certain behaviors was selected from the
following options: ªnever,º ª1±4 times,º ª5±99 times,º or ª100 times or more.º Second, the
operational definitions of violent experiences were specified in reference to those found in the
literature. In the current study, psychological violence was defined as the use of verbal or
nonverbal communication to cause another person mental or emotional harm, and physical
violence was defined as the use of physical force with the potential for causing death, disability,
injury, or harm [
]. The category of psychological violence included five items (Table 1):
shouting (1), blaming ªmy illness is your faultº (2), swearing and insulting (3), saying ªI will
kill youº (4), and punching or kicking gestures (5). Acts of physical violence were divided into
two categories: ªacts of violenceº and ªother aggressive actsº based on the categorization used
in the MacArthur Violence Risk Assessment Study (MVRAS) [
]. ªActs of violenceº were
operationally defined as acts that resulted in physical injury or were likely to result in severe
injury and were committed by using a weapon or by choking. This category included five
items (Table 1): visit to a physician resulting from injury (10), knife injury (11), threatening
with a knife (12), beating with an object (13), and choking (14). ªOther aggressive actsº were
operationally defined as acts that did not result in injury or were not likely to result in severe
injury and were committed without the use of a weapon or by choking; these included four
items (Table 1): destroyed property (6), pushing (7), punching and kicking (8), and throwing
an object (9). Third, responses were categorized as the existence of violence if any item from
the psychological violence list occurred 5 times or more in a lifetime, and if any item from the
acts of violence or other aggressive acts lists occurred once or more.
Control variables. Relationship to the patient (father or mother), age, caregiver status
(i.e., primary or not primary), and cohabitation with the patient were measured as factors for
the parents. Gender, age, years since disease onset, current psychiatric care, medication use as
instructed, number of hospitalizations, and use of rehabilitation services were measured as
factors for the patients. All items are in S1 and S2 Questionnaires.
Initially, we confirmed the normality of the variables employing descriptive statistics by
assessing the distribution of each variable. Next, the frequency distribution of the IES-R scores and
violence were computed. The violence items and the background characteristics in the
highand low-IES-R groups were compared using t-tests, chi-square tests, or Fisher's exact tests. We
used t-tests for continuous variables, chi-square tests for categorical variables in which each
cell had an expected frequency of five or more, or Fisher's exact tests for categorical variables
in which one or more cells had an expected frequency of less than five. Finally, to examine the
relationship between IES-R and the type of violence experienced, a multiple logistic regression
was performed, with the high- and low-IES-R groups as the dependent variable, the types of
violence as the independent variables, and other variables related to the dependent variable at
the p < .20 level of significance as control variables. We tested for multicollinearity using the
variance inflation factor (VIF) and confirmed that VIF was < 2.0 among the selected variables.
All analyses were conducted using SAS Version 9.4 (SAS, Cary, NC).
The Research Ethics Committee of the Faculty of Medicine of the University of Tokyo approved
this study, including its consent procedure (February 24, 2014; No. 10415). All participants
were informed of the study's aim and that participation was voluntary. Informed consent was
implied through questionnaire completion and return. Although we used identification
numbers for the particular family group to which we distributed the questionnaires, we ensured that
confidentiality of the collected data and anonymity of respondents were maintained by not
using an identification number or any code in such a way that they could be linked to a specific
household or individual's name. The contact information for agencies that could provide
assistance to participants who required help pertaining to familial violence was given.
Demographic data of parental respondents and their relative with schizophrenia
Demographic data of parental respondents is shown in Table 2. Two-thirds of the respondents
were mothers (68.0%). The respondents had an average age of 69 ± 7.3 years. Almost
threequarters of the respondents (70.2%) were primary caregivers, and most lived with the patient
(84.3%). Two-thirds of the patient relatives were male (63.3%) and had an average age of
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1): Conversion of 100 JPY to US$1.
P values were calculated for the differences between high- and low-IES-R groups using the t-test, chi-square test, or Fisher's exact test ( ).
SD: Standard deviation.
38.8 ± 7.7 years. They had lived with schizophrenia for an average of 18.5 years. Most of them
(87.2%) visited a psychiatrist regularly and less than 10% (8.5%) of them were hospitalized at
the time of questionnaire completion. Less than 20% of the patients had never been
hospitalized. Most of them took medication as prescribed (94.0%). Almost half (45.7%) of the patients
spent their time at home without the benefit of rehabilitation services.
IES-R and familial violence
A total 84 of the 353 parents (23.8%) had IES-R scores of 25 or higher (high-IES-R group),
while 269 (76.2%) had scores of 24 or lower (low-IES-R group).
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In order of descending prevalence, the rate of experiencing each type of psychological
violence 5 times or more in a lifetime was as follows: shouting (48.6%), swearing and insulting
(30.7%), blaming ªmy illness is your faultº (24.4%), punching or kicking gestures (23.0%), and
saying ªI will kill youº (6.8%). On all items, parents with high IES-R scores had significantly
more experiences of violence than parents with low IES-R scores. The percentage of parents
who selected 5 or more in any item of psychological violence was 56.1%.
In order of descending prevalence, the rate of experiencing each type of ªother aggressive
actsº was as follows: destroyed property (67.1%), punching and kicking (39.8%), pushing
(37.5%), and throwing an object (32.1%). On all items, parents with high IES-R scores had
significantly more experiences of violence than parents with low IES-R scores. The percentage of
parents who had experienced any of the aggressive acts was 74.2%.
In order of descending prevalence, the rate of experiencing each type of ªacts of violenceº
was as follows: threatening with knife (15.1%), beating with an object (13.9%), visited
physician for injury (10.8%), choking (6.0%), and injured with a knife (2.6%). On all items except
for choking, parents with high IES-R scores had significantly more experiences of violence
than parents with low IES-R scores. The percentage of parents who had ever experienced any
ªacts of violenceº was 28.4%.
Risk factors related to IES-R. A multiple logistic regression was conducted with
highand low-IES-R groups as the dependent variable, and the types of violence experienced as the
independent variables. High-IES-R was significantly greater for parents who had experienced
an act of violence (OR = 2.03; 95% CI 1.09±3.80; using never experienced as a reference) and
for the parents of patients who were hospitalized at the time of survey (OR = 2.47; 95% CI
1.01±6.06; using regularly visit psychiatrist as reference; Table 3).
Risk of PTSD following familial violence
A multiple logistic regression revealed a significant relationship between high IES-R scores
and the experience of familial violence. Univariate analysis found that parents in the
highIES-R group had experienced significantly more ªacts of violence,º ªother aggressive actsº and
ªpsychological violenceº than the low-IES-R group. However, the multivariate analysis found
that the significant relationship was only present with ªacts of violence,º types of physical
violence in the current study, which were likely to result in severe injury and were more severe
than ªother aggressive actsº that were not likely to result in severe injury. This finding may
mean that more severe violence has a stronger impact on the risk of PTSD. Therefore, it is
imperative for severe family violence to be prevented in order to ameliorate the risk of
developing PTSD in parents. The Japanese government has passed a law related to persons with
mental illness who have committed serious criminal offences. However, there are reportedly
few support programs for family members of such patients in Japan. Based on the results of
the current study, family members of patients who commit severe violence need to receive
mental health support and education, as it is not uncommon for family members of patients
with schizophrenia to experience severe violence and to be at risk for PTSD.
Risk of PTSD following hospitalization
A multiple logistic regression analysis revealed a significant relationship between high IES-R
scores and patient hospitalization. This finding is consistent with the study by Kajitani and
] who found that 58% of parents or siblings of patients who had undergone
longterm hospitalization were at a higher risk of developing PTSD. According to a national survey
conducted by family self-help groups, when the condition of a patient worsened, two-thirds of
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3 or more
family members (64.8%) reported fearing that trouble would happen, one-third (30.9%) felt
that they were in greater physical danger, and over one-half (58.7%) were concerned for their
own mental and physical condition [
]. During crisis periods that occur prior to
hospitalization, family members may experience traumatic events. Such traumatic events may be risk
factors for PTSD. Moreover, the parents of inpatients at high risk for PTSD may have struggled
with past experiences of violence committed by the patients and these parents likely did not
receive any support or treatment for dealing with their stress and anxiety. Insufficient support
or treatment for parents may make them hesitate to agree to the discharge of their own child
from the hospital. Therefore, parents' resisting the discharge of their child [
] results in
challenges to achieving deinstitutionalization.
Implications for practice
In the present study, the experience of serious violence and patient hospitalization was found to
be related to a high risk of PTSD in parents. Both of these factors may be considered traumatic
events that arise from crisis situations. In Japan, unlike the United States and Europe, there are
few crisis intervention programs that provide a multidisciplinary team of specifically trained
staff available 24 hours per day, who can promptly detect the exacerbation of serious mental
illness and deliver swift, intense treatment in a community setting [
]. Furthermore, there are
few opportunities for respite care for family members. Considering our findings, crisis
intervention services need to be made more widely available in Japan. Moreover, the provision of
support, education, or treatment for parents while their child is hospitalized is recommended.
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Research limitations and further research
There were some limitations to this study. First, the study sample only included parents
from households belonging to family self-help groups. Therefore, the results do not offer any
information on parents who do not participate in family groups. Such parents are less likely
to have enough information on mental health treatment and services or the opportunity
to learn about their child's illness. Therefore, parents who do not participate in self-help
groups may have greater burden and stress which may affect their own mental health, and
these parents may also be at greater risk of violence. Second, most of the parents in this study
cared for adult children who lived within the community. Consequently, this study offers
only limited implications for parents of inpatients. The mental health of parents who care for
inpatients requires further investigation. Parents at high risk for PTSD need to be supported,
and such support has important implications not only for parents but also for the
acceleration of deinstitutionalization.
We wish to thank all research participants for their time and care in responding to our
Conceptualization: Masako Kageyama, Phyllis Solomon.
Data curation: Masako Kageyama.
Formal analysis: Masako Kageyama.
Funding acquisition: Masako Kageyama.
Investigation: Masako Kageyama.
Methodology: Masako Kageyama.
Project administration: Masako Kageyama.
Resources: Masako Kageyama.
Software: Masako Kageyama.
Supervision: Phyllis Solomon.
Validation: Masako Kageyama.
Visualization: Masako Kageyama.
Writing ± original draft: Masako Kageyama.
Writing ± review & editing: Masako Kageyama, Phyllis Solomon.
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