Quantitative computed tomography measurements of emphysema for diagnosing asthma-chronic obstructive pulmonary disease overlap syndrome
International Journal of COPD
Quantitative computed tomography measurements of emphysema for diagnosing asthma-chronic obstructive pulmonary disease overlap syndrome
0 Department of Pulmonary Medicine, Qilu hospital, shandong University , Jinan, People's republic of China
8 1 0 2 - l u J - 2 1 n o 1 2 1 . 9 5 . 2 3 . 3 1 2 y b / m o c . s s e r p e v o d . w w w / / : s p t th l.y rom on f e d s de lu loa ona saedonw rrsopeF PowerdbyTCPDF(ww.tcpdf.org) Background: The diagnostic criteria of asthma-COPD overlap syndrome (ACOS) are controversial. Emphysema is characteristic of COPD and usually does not exist in typical asthma patients. Emphysema in patients with asthma suggests the coexistence of COPD. Quantitative computed tomography (CT) allows repeated evaluation of emphysema noninvasively. We investigated the value of quantitative CT measurements of emphysema in the diagnosis of ACOS. Methods: This study included 404 participants; 151 asthma patients, 125 COPD patients, and 128 normal control subjects. All the participants underwent pulmonary function tests and a highresolution CT scan. Emphysema measurements were taken with an Airway Inspector software. The asthma patients were divided into high and low emphysema index (EI) groups based on the percentage of low attenuation areas less than -950 Hounsfield units. The characteristics of asthma patients with high EI were compared with those having low EI or COPD. Results: The normal value of percentage of low attenuation areas less than -950 Hounsfield units in Chinese aged .40 years was 2.79%±2.37%. COPD patients indicated more severe emphysema and more upper-zone-predominant distribution of emphysema than asthma patients or controls. Thirty-two (21.2%) of the 151 asthma patients had high EI. Compared with asthma patients with low EI, those with high EI were significantly older, more likely to be male, had more pack-years of smoking, had more upper-zone-predominant distribution of emphysema, and had greater airflow limitation. There were no significant differences in sex ratios, pack-years of smoking, airflow limitation, or emphysema distribution between asthma patients with high EI and COPD patients. A greater number of acute exacerbations were seen in asthma patients with high EI compared with those with low EI or COPD. Conclusion: Asthma patients with high EI fulfill the features of ACOS, as described in the Global Initiative for Asthma and Global Initiative for Chronic Obstructive Lung Disease guidelines. Quantitative CT measurements of emphysema may help in diagnosing ACOS.
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obstruction and favorable prognosis. In contrast, COPD
is typically caused by tobacco smoking, usually affects
adults aged .40 years, and displays persistent airflow
18 obstruction, resulting in progressive decline in lung
funcl-u02 tion and premature death.3 However, some patients may
-J12 have clinical features of both asthma and COPD, which
on is called the asthma–COPD overlap syndrome (ACOS).4
.121 Compared with asthma or COPD alone, ACOS is
associ.952 ated with more frequent exacerbations and hospitalizations
.33 and a higher overall health care burden and mortality.5–8
y21 Therefore, making an accurate diagnosis of ACOS is very
/bm important.
.sco Although ACOS has been accepted as a distinct disease
rspe by Global Initiative for Asthma (GINA) and Global
Initiavdoe tive for Chronic Obstructive Lung Disease (GOLD), the
.ww diagnostic criteria remain unclear.4 To date, there is little
/:/w established evidence regarding its diagnosis and treatment,
ttsph l.y as ACOS patients have been excluded from clinical trials for
rom on both asthma and COPD.4 Therefore, differentiating ACOS
fdde lseu from asthma and COPD is challenging.
loa ona Emphysema is an important pathological feature of
COPD. It is defined as “abnormal permanent enlargement
saedonw rrsopeF of air spaces distal to terminal bronchioles, accompanied by
ise destruction of their walls without obvious fibrosis”.9
VaryryD ing extents of emphysema and small airway disease lead to
nao persistent airflow obstruction in COPD.
luPm Unlike COPD, asthma was considered to be
predomiitve nantly an airway disease, generally without destruction of
trcu lung parenchyma (emphysema).10 However, previous
studsbO ies have shown that some asthma patients also had signs
ircnohC ooff tehme pchhyesset.m11aGaeslbshetowaln12 eovnencofmoupnudtemditlodmeomgprhapyhseym(aCoTn)
lfo histopathology of nonsmoking patients with asthma. These
ranu asthma patients have signs of emphysema, suggesting the
lJoa coexistence of COPD. Evaluating the extent of emphysema
iton may identify asthma patients with coexisting COPD, which
tIraenn mayQfuaacniltiittaatteivteheCdTiaisgnaopsriosmoifsAinCg OteSc.hnique, because it has
made repeated and noninvasive measurements of structural
changes in the lungs possible.13,14 Emphysema is
characterized by areas of reduced attenuation coefficients in the lungs
on CT.15 The severity of emphysema is generally
quantified as the percentage of “low attenuation area” (LAA) in
the lungs with Hounsfield units (HU) less than a specific
threshold (eg, -950 HU; %LAA-950).16 Previous studies
have demonstrated that the measurements of emphysema in
quantitative CT correlate well with the visual scoring systems
and pathology measurements.13,16
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There is little evidence on the diagnostic value of
quantitative CT measurements of emphysema for ACOS. We
hypothesized that quantitative CT measurement of
emphysema may detect asthma patients with signs of emphysema
and those patients may fulfill the characteristics of ACOS.
We aimed to: 1) establish the normal range of %LAA-950 in
Chinese patients aged .40 years; 2) compare the
quantitative CT measurements and emphysema distribution between
normal, asthma, and COPD patients; 3) investigate the value
of quantitative CT measurements of emphysema in the
diagnosis of ACOS; and 4) investigate the predictors of high
emphysema index (EI) in patients with asthma.
Methods
subjects
This study is part of a prospective observational study being
performed at Qilu Hospital, People’s Republic of China. We
recruited 404 participants: 125 with COPD, 151 with asthma,
and 128 normal controls. All the participants were mainland
Chinese, aged between 40 and 85 years, who presented to the
Qilu Hospital between July 2013 and November 2015.
On the basis of GINA guidelines, asthma was diagnosed
as respiratory symptoms such as wheezing and shortness of
breath varying over time and in intensity, together with
variable expiratory airflow limitation (post-bronchodilator [BD]
improvement in forced expiratory volume in 1 second [FEV1]
.12% and .200 mL or average daily diurnal peak
expiratory flow variability .10% over 2 weeks).17 Those asthma
patients with persistent airflow limitation (the potential ACOS
patients) were also enrolled in the asthma group. Patients were
diagnosed with COPD based on .10 pack-years smoking
history or confirmed noxious gas or particle exposure, physical
examination, respiratory symptoms, and persistent airflow
limitation (post-BD FEV1/forced vital capacity [FVC] ,0.70),
according to the GOLD guidelines.18 Patients with asthma
syndrome or history of asthma were excluded from the COPD
group. Controls were recruited from healthy nonsmokers
aged between 40 and 85 years with normal spirometry (FEV1
$80% predicted and FEV1/FVC $0.7) who underwent chest
CT for health examination. Those who had a history of lung
disease or pulmonary nodules .1 cm in high-resolution CT
(HRCT) were excluded from the normal control group.
We excluded patients with: 1) acute exacerbation within
the past 6 weeks; 2) other lung diseases such as extensive
bronchiectasis, cystic fibrosis, interstitial lung disease,
lung cancer, or infectious lung disease; 3) pulmonary
masses .3 cm on chest CT; 4) severe comorbid conditions,
such as congestive heart failure, severe hepatic and renal
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dysfunction, cancer, malnutrition, or severe anemia; and 5) any
cognitive disorder.
All participants completed standardized questionnaires
and underwent pulmonary function tests (PFTs) and HRCT
on the same day. Demographic characteristics and acute
exacerbations of the previous year were recorded.
The study was approved by the Ethics Committee of Qilu
Hospital of Shandong University (No 2015091). All participants
gave written informed consent to participate in the study.
PFTs
After the patients inhaled a short-acting β-agonist for
15 minutes; PFTs were performed on a computerized
spirometer (MasterScreen, Jaeger, Hoechberg, Germany)
according to the American Thoracic Society and the European
Respiratory Society (ATS/ERS) recommendations.19 Basic
information, including age, height, weight, and spirometry
data (FEV1.0, FVC, FEV1.0/FVC, FVC, and vital
capacity [VC]), were collected. Post-BD FEV1/FVC ,0.70 was
termed as airflow limitation.18
hrCT scanning
Chest HRCT was performed at maximal inspiration with
the participants in supine position using a 64-slice spiral CT
scanner (SOMATOM Definition AS, Siemens Healthcare,
Erlangen, Germany). Tube voltage was 120 kV and tube
current varied by automatic regulation, based on slice
location and participants’ body habitus. The exposure time was
0.5 second and the matrix size was 512×512 pixels. Images
were contiguously reconstructed with a 1 mm slice thickness
(with 0.625 mm overlapping), using a standard algorithm.
CT measurements of emphysema
All CT images were automatically analyzed by Airway
Inspector software (Surgical Planning Laboratory at
Brigham and Women’s Hospital, Boston, MA, USA). The
extent of emphysema was measured by the density mask
and percentile point methods. For the density mask method,
emphysema was quantified by percentage of lung voxels
with CT attenuation value below -950 HU (%LAA-950)
or -910 HU (%LAA-910) on the inspiratory images. For
the percentile point method, emphysema was measured as
mean lung attenuation at the 10th or 15th percentile on lung
attenuation curve (LP10A, LP15A).16,20 Previous studies
have shown that %LAA-950 has the strongest correlation
with emphysema at both the macroscopic and microscopic
levels among all the emphysema indicators measured by
quantitative CT.21,22 %LAA-950 is also the most common
used parameter in previous studies.14,16,20 For this reason,
%LAA-950 was selected as the major indicator of pulmonary
emphysema and defined it as “EI”.
In order to study the distributions of emphysema, the
lungs were divided into three regions with equal volume:
upper, middle, and lower. The EI of each region was
calculated. The distributions of EI were classified as: 1)
upperlung-zone predominance (ULP): the EI of upper lung zone
was higher than that of middle and lower lung zones, and
the difference between the upper and lower lung zones
was .10%; 2) lower-lung-zone predominance: the EI of
lower lung zone was higher than that of middle and upper
lung zones, and the difference between the upper and lower
lung zones was .10%; and 3) middle/homogeneous
distribution: the EI of middle lung zone was higher than both the
upper and the lower lung zones or the difference between
the upper and lower lung zones was ,10%.23,24 The relative
amount of ULP (per ULP) in groups was also calculated.
statistical analysis
Statistical analyses were performed using SPSS version 19.0
(IBM Corporation, Armonk, NY, USA). A P-value of ,0.05
was deemed statistically significant. Demographic and clinical
characteristics of all subjects were summarized descriptively.
Quantitative data were expressed as mean ± standard
deviation (SD). Quantitative data of asthma, COPD, and control
participants were compared using the Kruskal–Wallis test
followed by pairwise multiple comparisons with Bonferroni
correction. The sex ratio and distributions of emphysema
were compared using chi-square test. The Mann–Whitney
U test was used to assess the differences between
quantitative variables. Binary logistic regression models were used
to identify predictive factors of the presence of high EI in
asthma patients by a stepwise method, with a probability
value for entry (P=0.05) and removal (P=0.10).
Results
Participants’ characteristics
We included 404 participants; 151 asthma, 125 COPD, and 128
control participants. The clinical characteristics of each group
are shown in Table 1. Compared with asthma and control
participants, those with COPD were older (P,0.001), had greater
pack-years of smoking (P,0.001), and had a lower body mass
index (BMI) (P,0.05). The pulmonary function parameters,
including FEV1.0, FEV1.0/FVC, FVC, and VC, were worse in
COPD patients compared with those with asthma (P,0.001).
There was no significant difference in acute exacerbations per
year between asthma and COPD patients (P=0.436).
The normal range of eI and emphysema distribution of controls
The mean %LAA-950, called the EI, in the controls was
2.79%±2.37%. There were no significant differences in EI
between males (2.81±1.96) and females (2.75±3.2, P=0.091).
As shown in Table 2, 65.5% (84/182) of normal controls were
middle/homogeneous distribution and only 16.4% (21/128)
were upper-zone-predominant distribution. Participants were
Comparison of emphysema
measurements between normal controls,
COPD, and asthma patients
Emphysema measurements of control, asthma, and COPD
participants are shown in Table 2. COPD patients had
significantly higher EI (15.84±11.90) than patients with
asthma (6.19±6.79, P,0.001) and controls (2.79±2.37,
P,0.001). Other emphysema measurements including
considered to have high EI if %LAA-950 exceeded 9.9%,
%LAA-910, LP10A, and LP15A were also higher in COPD
corresponding to three SDs above the mean in controls.25
patients than in patients with asthma (P,0.001) and controls
saedonw rrsopeF
%laa-950, %
%laa-910, %
lP10a, hU
lP15a, hU
Per high eI, %
Upper zone eI, %
Middle zone eI, %
lower zone eI, %
UlP, n (%)
Mhe, n (%)
llP, n (%)
emphysema distribution
Controls (n=128)
2.79±2.37
21.07±20.06
-914.7±23.0
-905.9±24.7
0
2.51±2.35
3.16±2.52
2.77±2.62
P-value
,0.001a
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(P,0.001). These results were consistent with the presence of
emphysema in COPD patients. The emphysema distributions
of asthma patients, COPD patients, and controls were
significantly different (P,0.001). More COPD patients showed
upper-zone-predominant distribution (48.8%) than asthma
patients (16.4%, P,0.001) and controls (18.0%, P,0.001).
The EI and other emphysema measurements (%LAA-910,
LP10A, and LP15A) of asthma patients were higher than
controls (P,0.001). This suggests that some asthma patients
may have emphysema; therefore, we investigated the clinical
characteristics of asthma patients with high EI.
Comparison between asthma patients with high and low eI
We used three SDs above the mean %LAA-950 of controls
(%LAA-950=9.9%) as a cutoff of high EI. Out of 151 asthma
patients, 32 (21.2%) had high EI and 119 (78.8%) had low
EI. In the COPD group, 66.4% (83/125) of patients had high
EI. Table 3 shows the comparison of characteristics between
asthma patients with high and low EI. Compared with asthma
patients with low EI, those with high EI were significantly older
(P=0.046), had lower BMI (P,0.001), were more likely to be
male (P,0.001), had higher pack-years of smoking (P,0.001),
and had a greater number of acute exacerbations per year
(P,0.001). More asthma patients with high EI were ULP
(34.4%) than those with low EI (13.4%, P,0.001). Regarding
PFTs, all asthma patients with high EI had airflow limitation,
but only 64.05% of those with low EI had airflow limitation.
The FEV % predicted values and FEV /FVC% were
signifi1 1
cantly lower in asthma patients with high EI than those with
low EI. There was no significant difference in VC (P=0.133)
or FVC (P=0.097) between these patients. These results show
that the characteristics of asthma patients with high EI (severe
and persistent airflow limitation, older age, more tobacco smoke
exposure, and more upper-zone-predominant emphysema)
were similar to those of COPD patients.
Comparison of patients with COPD and
asthma with high eI
We compared the clinical characteristics and emphysema
measurements of patients with asthma having high EI with
those with COPD (Table 4). Compared with COPD patients,
asthma patients with high EI were younger (P=0.025) and
had more acute exacerbations per year (P=0.012). There was
no significant difference in sex (P=0.494) or BMI (P=0.918)
between the groups. The FVC and VC of asthma patients with
high EI were significantly higher than COPD patients, but
there were no significant differences in FEV1.0% predicted
(P.0.1) and FEV1.0/FVC (P.0.1). Additionally, there was
no significant difference in %LAA-950 (P=0.152) and per
ULP (P=0.862) of the two groups. These results showed that
asthma patients with high EI had similar clinical features
(age, sex, BMI, airflow limitation, tobacco smoke exposure,
and emphysema distribution) to COPD patients.
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Predictors of high eI in asthma patients
Six variables were included in a logistic regression model:
age (per decade), sex, BMI, pack-years of smoking (per 10
pack-years), FEV1% predicted (per 10% decrease), and
acute exacerbations. Using the stepwise method, age and sex
were not found to be associated with the presence of high
EI in asthma patients (P.0.05). As shown in Table 5,
packyears of smoking (odds ratio [OR] =1.405, P=0.003), acute
exacerbations (OR=2.72, P=0.005), and FEV1% predicted
decrease (OR=1.428, P=0.013) are positive predictive factors
of asthma patients with high EI. The presence of high EI was
less likely in asthma patients with high BMI.
Discussion
In the present study, COPD patients had a higher extent
of emphysema on quantitative CT than asthma patients or
controls. The normal range of %LAA-950 in Chinese aged
.40 years was 2.79%±2.37%. Compared with asthma patients
with low EI, those with high EI were significantly older, more
likely to be male, had higher pack-years of smoking, had
more acute exacerbations, had more upper-zone-predominant
emphysema, and had greater airflow limitation. Compared
with COPD patients, asthma patients with high EI were
younger and had more frequent acute exacerbations. There
was no significant difference in sex ratios, pack-years
smoking, FEV1.0/FVC, EI, or emphysema distribution between
asthma patients with high EI and those with COPD.
Although the concept of ACOS is widely accepted, little
is known about its diagnosis and treatment. To date, there
is no blood test or other method of assessment that provides
simple criteria for the diagnosis of ACOS. Asthma and
COPD have different pulmonary function manifestations,
airway inflammation types, and lung structure changes.
Functional and inflammatory biomarkers, including BD test
and eosinophilia in sputum, were recommended as part of
the diagnostic criteria of ACOS in the Spanish COPD and
GOLD guidelines.4,26 However, the measurements of lung
structural changes have not been included in the current
guidelines. As per our knowledge, this is the first study that
has focused on the value of quantitative CT measurements
of emphysema in the diagnosis of ACOS.
Emphysema measurements in quantitative CT are highly
reproducible and correlate well with visual scoring systems
and pathology measurements.13,27,28 In addition, emphysema
assessment by quantitative CT is related to a decline in lung
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function, and mortality in COPD patients.29,30 Quantitative CT
can also quantify large airway dimensions in chronic airway
disease. However, previous studies show that the current
quantitative CT technologies may overestimate the airway wall
thickness.31,32 Additionally, small airways (diameter ,2 mm),
which play a critical role in the pathogenesis of asthma and
COPD, cannot be depicted by HRCT because their thin walls
are below the resolving power of HRCT.32,33 Therefore, airway
dimensions were not measured in this study.
Until now, only a few studies have focused on the
normal range of quantitative CT measurements of emphysema
in the Chinese population. In this study, %LAA-950 of
controls aged .40 years was 2.79%±2.37% compared with
2.0%±2.7% in the COPDGene study.34 The COPDGene study
suggested that %LAA-950 was higher in males than females
in healthy nonsmoking adults.34 However, such a difference
was not noted in the present study. This may be due to
differences in the race of study populations. In addition, the
scanner models and different quantitative CT softwares may
also influence the emphysema measurements.
Significantly higher quantitative CT emphysema
parameters were found in COPD patients compared with
patients with asthma and controls. This is consistent with the
presence of emphysematous destruction in COPD patients.
Besides the difference in the severity of emphysema, the
emphysema distribution is also significantly different in
COPD and asthma patients. More COPD patients are ULP
than asthma patients, which is consistent with the fact that
emphysema is more likely to involve the upper lung lobes in
COPD.35 These results suggest that extent and distribution of
emphysema measured by quantitative CT may contribute to
the differential diagnosis of COPD and asthma.
Using the cutoff point of %LAA-950=9.9%, 21.2% of
asthma patients aged .40 years were noted to have high
EI, indicating the presence of emphysema. Compared with
asthma patients with low EI, those with high EI had higher
pack-years of smoking. Using logistic regression method,
pack-years of smoking (per 10 pack-years), acute
exacerbations, FEV % predicted (per 10% decrease), and BMI were
1
associated with high EI among asthma patients. Repeated
smoke-induced injury and repair could lead to alveolar
wall destruction and apoptosis of epithelial and endothelial
cells, thereby causing emphysema.36 These results suggest
that some asthma patients may develop emphysematous
lung destruction because of the exposure to toxic gases and
particles. The underlying mechanisms and potential
clinical impact of emphysema in asthma patients need further
investigation.
Compared with asthma patients with low EI, those with
high EI were older, more likely to be male, and had more
severe airflow limitation. These results are consistent with
the findings of a previous study demonstrating that asthma
patients with emphysema were significantly older and more
likely to be male than those without emphysema.37 The
greater airflow limitation may be due to loss of lung
tissue elasticity and small airway collapse during exhalation
caused by emphysema. There were no significant
differences in sex, smoking history, extent of airflow limitation,
and EI between asthma patients with high EI and those
with COPD. These results suggest that some patients with
asthma have high EI on quantitative CT. Asthma patients
with high EI have pathological (high extent of emphysema,
more upper-predominant-emphysema) and clinical features
(old age, smoking history, severe airflow limitation) similar
to COPD patients, suggesting ACOS. These asthma patients
fulfill the characteristics of ACOS described in the GINA
and GOLD guidelines.4 Therefore, quantitative CT
measurements of emphysema may be useful in the diagnosis
of ACOS.
There was no significant difference in ΔFEV1 in bronchial
dilation test between asthma patients with high and low EI,
but the percentage of ΔFEV was significantly higher in those
1
with high EI. One possible explanation for this is that the
baseline FEV1.0 is lower in asthma patients with high EI.
The ΔFEV were significantly higher in asthma patients with
1
high EI than COPD patients. A previous study demonstrated
that ACOS patients have greater response to BDs than COPD
patients.38 This result suggests that bronchial dilation test may
help in distinguishing ACOS from COPD patients.
Previous studies have shown that ACOS patients have
a greater number of acute exacerbations than those with
COPD or asthma alone.5,6 In this study, a greater number
of acute exacerbations were found in asthma patients with
high EI compared with those with asthma and low EI or
COPD. Frequent exacerbations are strongly associated with
long-term morbidity and mortality in asthma and COPD.39
These findings would suggest that management of asthma
patients with high EI should be directed toward
exacerbation prevention.
Quantitative CT is a promising technique in the diagnosis
and evaluation of chronic airway diseases. Although
quantitative CT allows repeated, noninvasive evaluation of
emphysema, the measurement of emphysema can be influenced by
many factors, including image reconstruction algorithm,
section thickness, inspiration level, radiation dose, and scanner/
study center.16 There are still no widely accepted standards
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for the evaluation of emphysema in quantitative CT. More
research is needed before the application of quantitative CT
in clinical practice.
Limitations
Our study had several limitations. First, this is a
crosssectional study and therefore we were not able to study
clinical outcomes of the participants. Second, this study was
conducted at a single institute. Third, we had a small sample
size. Further prospective studies involving multicenter and
large sample size of patients are needed.
Conclusion
Some asthma patients have high EI on quantitative CT with
clinical features (age, tobacco smoking, extent of airflow
limitation, extent, and distribution of emphysema) similar
to those of COPD. These patients had more frequent acute
exacerbations than asthma patients with low EI and those
with COPD. The clinical features of asthma patients with high
EI fulfill the characteristics of ACOS described in the GINA
and GOLD guidelines.4 Quantitative CT measurements of
emphysema, therefore, may help diagnose ACOS.
Disclosure
The authors report no conflicts of interest in this work.
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The International Journal of COPD is an international, peer-reviewed
journal of therapeutics and pharmacology focusing on concise rapid
reporting of clinical studies and reviews in COPD. Special focus is given
to the pathophysiological processes underlying the disease, intervention
programs, patient focused education, and self management protocols.
This journal is indexed on PubMed Central, MedLine and CAS. The
manuscript management system is completely online and includes a
very quick and fair peer-review system, which is all easy to use. Visit
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published authors.
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