External ballistics of Pleistocene hand-thrown spears: experimental performance data and implications for human evolution
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Received: 5 July 2018
Accepted: 15 December 2018
Published: xx xx xxxx
External ballistics of Pleistocene
hand-thrown spears: experimental
performance data and implications
for human evolution
Annemieke Milks
1
, David Parker2 & Matt Pope1
The appearance of weaponry - technology designed to kill - is a critical but poorly established threshold
in human evolution. It is an important behavioural marker representing evolutionary changes in
ecology, cognition, language and social behaviours. While the earliest weapons are often considered
to be hand-held and consequently short-ranged, the subsequent appearance of distance weapons is a
crucial development. Projectiles are seen as an improvement over contact weapons, and are considered
by some to have originated only with our own species in the Middle Stone Age and Upper Palaeolithic.
Despite the importance of distance weapons in the emergence of full behavioral modernity, systematic
experimentation using trained throwers to evaluate the ballistics of thrown spears during flight and at
impact is lacking. This paper addresses this by presenting results from a trial of trained javelin athletes,
providing new estimates for key performance parameters. Overlaps in distances and impact energies
between hand-thrown spears and spearthrowers are evidenced, and skill emerges as a significant factor in
successful use. The results show that distance hunting was likely within the repertoire of hunting strategies
of Neanderthals, and the resulting behavioural flexibility closely mirrors that of our own species.
The use of hand-thrown spears emerged some time during the Pleistocene, and is thought to have been an important step in human evolution, functioning not only as a precursor to mechanically-projected weaponry, but also
as a weapon used for hunting and interpersonal violence until the ethnographic present. In general early weaponry is used as a proxy for a wide range of behaviours including hunting and scavenging1–5, self-defence against
dangerous animals6, human-human violence7, social behaviours and group size in relation to cooperative hunting8–10, the development and use of language and teaching10,11, cognitive abilities necessary for selection of raw
materials, design, and use12–16, and human dispersal events and species replacement7,17. According to models of
early weaponry, hand-thrown spears chronologically follow the development of thrusting spears, but precede
the development of mechanically-aided ‘complex’ projectiles such as spearthrowers and bow/arrows, which are
sometimes called ‘true’ projectiles17–21. Similarly, it is argued that the ability to ‘kill at a distance’ is not present
until the advent of complex projectiles17,22,23.
Although hand-thrown spears have an important role in human evolution, their performance and effectiveness as hunting weapons remains poorly understood.
According to multiple sources17,21,22,24–31 Pleistocene hand-thrown spears have numerous disadvantages in
relation to subsequent innovations. Characterisations include that they are heavy, which makes them difficult
to throw and achieve high release velocities, with further loss of velocity in flight; that they are less lethal than
complex projectiles due to lower levels of kinetic energy (KE) at impact; that there are limitations on the distance
from which they can be deployed compared with complex projectiles, and are inaccurate, which in turn increases
danger and discoverability; and therefore there are limitations on hunting strategies and prey for hominins using
hand-thrown spears. Many of these theories are based on selective or unquantified data, resulting in a lack of clarity about which aspects were likely to be true limitations4. Spear throwing experiments typically involve the use
of inexperienced throwers and/or replicas designed for other delivery systems25,32,33. Data from studies involving
experienced throwers typically relates to studies launching lighter objects such as throwing sticks which have
different ballistic properties34.
1
Institute of Archaeology, University College London, 31-34 Gordon Square, London, WC1H, OPY, UK. 2Nordic Sport
(UK) Limited, 21 Bentley Road, Castle Donington, Derby, DE74 2UL, UK. Correspondence and requests for materials
should be addressed to A.M. (email: )
Scientific Reports |
(2019) 9:820 | https://doi.org/10.1038/s41598-018-37904-w
1
www.nature.com/scientificreports/
Evidence-based debates around the origins of thrusting and throwing spear use in human evolution have
typically focused on hominin skeletal evidence. Proposals that features of the upper limbs of different species
of Homo indicate that throwing only comes into play with H. sapiens23,35 are hampered by multiple issues. These
include small sample sizes, human variation in populations36, evidence that humeral robusticity and shape may
not correlate with strains in weapon use37, and a lack of clarity whether any single activity contributes to or offsets
bone remodeling or robusticity36,38,39. Others argue for an earlier emergence of throwing, showing that features
necessary for accurate and powerful throwing are evidenced in H. erectus fossils40–42. A recent find of an early
Neanderthal dating to MIS 7 from Tourville-la-Rivière shows skeletal trauma consistent with repeated throwing,
supporting the hypothesis that they were capable and frequent throwers43.
Archaeology can and should make a valuable contribution to the debate on spear throwing but thus far systematic research into the ballistics of early spears as thrown weapons has lagged behind both palaeoanthropological
research and archaeological approaches to complex projectiles, although such research is beginning to be undertaken33,44. The earliest spear is a fragment that dates to ca. 400,000 BP from Clacton-on-Sea (UK), and was crafted
out of yew1,45. The site of Schöningen (Germany) dates to ca. 300,000 BP and has yielded at least 10 complete
and nearly complete wooden spears, most of which are made of slow-growing spruce46,47. Most of the wooden
spears from Schöningen are tapered at both ends47 and of those whose maximum diameter locations have been
published, the widest diameters are located in the front half46 suggesting that the hominins manufacturing them
may have intentionally designed at least some of the spears as flight weapons for hunting (See Supplementary
Information regarding design requirements for flight). Evaluating the ballistics of thrown spears is valuable not
only for the analysis of specific archaeological sites and artefacts, but also for broad chrono-geographical comparisons of hunting behaviours throughout the Eurasian Palaeolithic, African Stone Age, Australian archaeological contexts, and Paleoindian archaeological record, all of which have suitable if rare examples of fragments or
complete one-piece untipped pointed artefacts interpreted as spears45–52, as well as lithic and osseous points proposed (...truncated)