Application of 5-aminolevulinic acid-mediated Waterlase-assisted photodynamic therapy in the treatment of oral leukoplakia
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OPEN
Application of 5‑aminolevulinic
acid‑mediated Waterlase‑assisted
photodynamic therapy
in the treatment of oral leukoplakia
Jiali Ou1,2, Yijun Gao1,2, Huan Li1, Tianyou Ling1 & Xiaoyan Xie1*
Photodynamic therapy (PDT) is an alternative microinvasive approach with satisfying results in the
treatment of oral leukoplakia (OL). PDT combined with laser irradiation shows promise, safety and
efficacy in treating OL. The efficacy of waterlase (YSGG) combined with PDT was studied by brush
and tissue biopsy. Seventy-one patients with histologically diagnosed OL were enrolled, including
patients with mild to moderate dysplasia, severe dysplasia and various dysplastic tissues. Patients
were evaluated at baseline (t0), the end of treatment (t1) and 1 year later (t2). At t1, PDT showed
a significant therapeutic effect on OL with mild to moderate dysplasia. Clinical and histological
examinations revealed 60 cases (84.51%) of complete remission and 11 cases (15.49%) of partial
remission. On brush biopsy, all PDT-treated patients showed reduced aneuploidy and normal
histological findings. Unfortunately, at t2, 9 patients relapsed with OL, which may be related to
continued smoking and betel nut chewing. At t2, 5 patients developed new severe epithelial dysplasia
and even carcinoma in situ in other areas, mostly the tongue. ALA-mediated PDT combined with
YSGG is effective in treating OL, particularly that with mild to moderate dysplasia. However, severe
dysplasia may present undesirable effects, and the mechanism remains to be further investigated.
ALA-mediated PDT combined with YSGG provides a new method for OL treatment.
Oral leukoplakia (OL), according to the World Health Organization (WHO), is defined as a mainly white patch,
plaque, or lesion on the oral mucosa that cannot be certainly classified clinically or histologically as any other
ascertainable disorder1–4. OL is a well-known oral potentially malignant disorder (OPMD) with a potential risk
of malignancy. It has been reported that 15.8–48.0% of patients with oral squamous cell carcinoma (OSCC) have
a history of OL when diagnosed5. According to a systematic review of 24 retrospective studies, the prevalence
rate of OL is 0.13–34%6.
The main goal of the treatment of OL is to prevent malignant transformation and even reduce or eliminate
lesions7. There are probably two traditional methods to treat OL, namely, conservative treatment and surgical
resection. Medical interventions, such as vitamin A, retinoids, beta-carotene or bleomycin cannot reduce the
possibility of oral cancer d
evelopment8 and have low efficiency with a long treatment time1,9. Therefore, surgical
methods, including conventional excision, cryosurgery therapy, electrocauterization and various forms of laser
ablation, are the preferred choice in OL management for many c linicians8.
However, when the diseased area extends to multiple locations or is located in potentially important functional areas, surgical methods may be impractical, as they can cause large tissue defects, therefore influencing
function and aesthetics7. Additionally, data have shown that OL has a 13–42% recurrence rate after surgical
removal1,9,10. Photodynamic therapy (PDT) is a less invasive method that can successfully be applied in the
treatment of premalignant and malignant disorders of the skin, digestive tract, lungs, and genitourinary mucosa
with vastly reduced morbidity and disfigurement. Since PDT is a cold photochemical process, there is no tissue
heating and a much lower risk of damaging the integrity of the underlying functional structures compared to
thermal laser techniques and other invasive approaches. PDT is preferred by patients due to its good effect, less
postoperative pain, slight edema, and few areas of s carring11–13 and the fact that it can be repeated indefinitely
at the same site without cumulative toxicity.
1
Department of Stomatology, The Second Xiangya Hospital, Central South University, 139 Renmin Middle Road,
Changsha 410011, People’s Republic of China. 2These authors contributed equally: Jiali Ou and Yijun Gao. *email:
Scientific Reports |
(2022) 12:9391
| https://doi.org/10.1038/s41598-022-13497-3
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The technique of PDT is simple and consists of three fundamental elements, including oxygen, a photosensitizer and visible light at a specific wavelength. Aminolevulinic acid (ALA) serves as an endogenous precursor
of the photosensitizer protoporphyrin IX (PpIX), shows superb tissue selectivity and targets proliferative epithelial cells and is thus used for the treatment of oral premalignant and malignant lesions7. Owing to the poor
penetration of ALA, the pretreatment of lesions, for example, scaling with a scalpel and vaporization with a C
O2
laser which creates microscopic vertical holes serving as channels with connections between treatment zones
and upper tissues14, is usually performed before delivering topical PDT1,15. Waterlase (YSGG) has the feature of
“point clearance” and generates vertical channels to provide direct delivery and better distribution and hence
can also be used to pretreat OPMDs to enhance ALA penetration15. YSGG pretreatment has some advantages,
such as decreasing bleeding; reducing pain, edema and risk of infection; and accelerating healing16.
In our study, 71 patients with OL were treated with YSGG-PDT, with evaluation of the effects at baseline (t0),
the end of treatment (t1) and 1 year later (t2). Our investigation will provide a reference for the application of
YSGG-PDT in the treatment of OL.
Materials and methods
Sample collection. This study was approved by the Institutional Ethics Committee of the Second Xiangya
Hospital of Central South University of China (20200606). All participants understood the nature of this study
and provided written informed consent. Photographs of each participant’s lesions were carefully obtained, and
each participant underwent clinical examination, brush biopsy and tissue biopsy of the lesion site.
Seventy-one patients underwent treatment at the Department of Stomatology Center of the Second Xiangya
Hospital, Central South University of China. All patients with clinically and histologically diagnosed OL were
enrolled in this study. Eligible OL patients were recruited from the Department of Stomatology of the Second
Xiangya Hospital, Central South University of China between July 2019 and June 2021. The age of the patients
was between 18 and 75 years. All patients had untreated lesions identified on biopsy as mild, moderate or severe
epithelial dysplasia as well as histologically verified OL.
Exclusion criteria. The exclusion criteria were as follows: age under 18 years or beyond 75 years; allergy
to photosensitizers; breast feeding or pregnancy; other oral mucosal diseases; oral cancer, ranging from microinvasive cancer to invasive cancer to metastatic cancer, etc.; coagulopathy; any psychosis; uncon (...truncated)