The effect of increased overjet on the magnitude and reproducibility of smiling in adult females
1 of(2012)
6
European Journal of Orthodontics 34
640–645
doi:10.1093/ejo/cjr077
Advance Access Publication 26 July 2011
© The Author 2011.
2011. Published
Published by Oxford University Press on behalf of the European Orthodontic Society.
All rights reserved. For permissions, please email:
The effect of increased overjet on the magnitude and
reproducibility of smiling in adult females
C.M. Campbell*, D.T. Millett*, A. O’Callaghan*, A. Marsh*, G.T. McIntyre** and
M. Cronin***
*Postgraduate Orthodontic Unit, Oral Health and Development, Cork University Dental School and Hospital,
University College Cork, Cork, Ireland, **Orthodontic Department, Dundee Dental Hospital and School, Dundee
DD1 4HR, UK and ***Department of Statistics, Western Gateway, University College Cork, Cork, Ireland
The objective of this study was to determine if increased overjet (greater than 6 mm) influences
the magnitude and reproducibility of natural smile and maximal smile in Caucasian adult females.
Twenty adult females with an increased overjet (6–10 mm) and 20 control adult females (overjet 2–4
mm) with no history of orthodontic treatment volunteered to participate. The mean age in the control
group was 30.1 ± 6.4 years and the mean age in the test group was 31.9 ± 10.8 years. Three-dimensional
stereophotogrammetric images were captured of each subject for three expressions: at rest, natural
smile, and maximal smile. The images were recorded twice on two separate occasions, 6 weeks apart.
Images were landmarked and a partial ordinary Procrustes superimposition was used to adjust for the
differences in head posture between the same expressions. The magnitude of movement relative to
the rest position, averaged over all the landmarks, was calculated and compared between the groups
using analysis of variance (linear mixed-effects model); the intra- and inter-session reproducibility of both
expressions was assessed. There was greater mean movement, averaged over all the landmarks, in the
control group than in the increased overjet group for both natural smile and maximal smile (P = 0.0068).
For these expressions, there were no statistically significant differences in reproducibility within sessions
(P = 0.5403) or between sessions (P = 0.3665). Increased overjet had a statistically significant effect on
the magnitude of smiling but did not influence the reproducibility of natural or maximal smile relative to
controls.
SUMMARY
Introduction
Smiling is a gesture unique to humans (Matthews, 1978).
Associated with friendliness, agreement, contentment, and
sociability (Tjan et al., 1984), smiling is pertinent in the
evaluation of facial attractiveness (Kerns et al., 1997). As
an aesthetic smile is a primary treatment goal in both
orthodontic and surgical orthodontic treatment (Sarver,
2001), the interplay between the teeth and lips at
rest, during function, and facial expression should
be incorporated in diagnosis (Sarver and Ackerman, 2003;
van der Geld et al., 2007).
Smile aesthetics are a major impetus for seeking
orthodontic treatment (Baldwin, 1980) with many patients
qualifying for state funding as a consequence of increased
overjet (Lindauer et al., 1988). This occlusal feature is a
predictor of reduced facial attractiveness (O’Brien et al.,
2009) and increased levels of low self-perception (Johnston
et al., 2010). Although different types of smiles have been
recognized (posed, strained, natural, spontaneous, open or
closed, and half smiles), the natural (spontaneous) and
maximal (posed) smiles have attracted most orthodontic
interest (Ekman et al., 1990; Paletz et al., 1994; Peck and
Peck, 1995). A variety of techniques have been used to
assess smile aesthetics including photographs, video, model
scanning, radiographs, stereophotogrammetry, and clinical
assessment (Rigsbee et al., 1988; Ferrario et al., 1996;
Wong et al., 2005; De Castro et al., 2006; Fudalej, 2008;
Sforza et al., 2008). For quantitative assessment, landmarks
are either placed onto the face before imaging (Johnston
et al., 2003; Sawyer et al., 2009) or on the images (Strauss
et al., 1997; Holberg et al., 2006). Variability has been
noted in smile reproducibility (Ackerman et al., 1998; Frey
et al., 1999) with the natural and maximal smile being less
reproducible than rest position (Johnston et al., 2003),
which has been shown to be the most reproducible (Johnston
et al., 2003; Sawyer et al., 2009).
Inter-session reproducibility has been noted to be lower
than intra-session reproducibility (Trotman et al., 1998)
although this may be subject specic. Open mouthed smile
has been shown to have large inter-session variability
(Sawyer et al., 2009). Inter-session reproducibility has greater
relevance in orthodontics than intra-session reproducibility
due to the need to make sequential assessments of smiling
throughout orthodontic and surgical orthodontic management.
Factors inuencing smiling include the maxillary and
mandibular skeletal relationships (Trotman and Faraway,
Correspondence to: Prof. D. T. Millett, Postgraduate Orthodontic Unit, Oral Health and Development, Cork
University Dental School and Hospital, University College Cork, Cork, Ireland. E-mail:
EFFECT
2 of 6 OF OJ ON SMILING IN FEMALES
Materials and methods
Ethical approval was obtained from the local medical ethics
committee. Using the data from Johnston et al. (2003), a
sample size of 30 subjects with 15 in each of the test and
control groups would have a power of 80 per cent to detect
differences of 0.5 mm between similar expressions between
groups where P = 0.05. An additional ve subjects were
recruited per group to allow for possible sample size
attrition. Caucasian adult females of Irish origin greater
than 18 years, with an overjet between 6 and 10 mm for
the test group and between 2 and 4 mm for the control
group, were invited to participate. Subjects who were
non-Caucasian, male with congenital orofacial clefting or
subjects with suspected or identiable syndromes, previous
facial surgery, trauma, facial burns, muscular disorders, or
palsy (including botulinum toxin injections and dermal
llers) of the facial region, anterior open bite, and gross
facial asymmetry were excluded.
A stereophotogrammetric camera system (www.di3d.com;
Ayoub et al., 1998), re-calibrated for each session, was
connected to a Dell Dimension 8400 PC with images
captured using diCapture™ software. This system has been
shown to have an accuracy of 0.1 mm (Johnston et al.,
2001). The cameras simultaneously recorded a pair of
images corresponding to the left and right side of the
face. A test shot was taken to familiarize the subject before
the study images were captured. One operator, experienced
in three-dimensional (3D) image capture, recorded the
following facial expressions after giving each subject
identical verbal and visual instructions (Zachrisson, 1998):
1. Rest position
○ Say ‘Mississippi’ then swallow and say ‘N’.
2. Natural smile
○ Bite teeth together gently and say (...truncated)