Evolution of the Chinese Industry-University-Research Collaborative Innovation System
Hindawi
Complexity
Volume 2017, Article ID 4215805, 13 pages
https://doi.org/10.1155/2017/4215805
Research Article
Evolution of the Chinese Industry-University-Research
Collaborative Innovation System
Jianyu Zhao1,2 and Guangdong Wu3
1
School of Economics and Management, Harbin Engineering University, Heilongjiang, Harbin 150001, China
School of Management, Harbin Institute of Technology, Heilongjiang, Harbin 150001, China
3
School of Tourism and Urban Management, Jiangxi University of Finance and Economics, Nanchang 330013, China
2
Correspondence should be addressed to Jianyu Zhao;
Received 28 November 2016; Revised 19 March 2017; Accepted 29 March 2017; Published 9 April 2017
Academic Editor: Katarzyna Musial
Copyright © 2017 Jianyu Zhao and Guangdong Wu. This is an open access article distributed under the Creative Commons
Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is
properly cited.
The goal of this study was to reveal the mechanism of the Chinese industry-university-research collaborative innovation (IURCI)
and interactions between the elements in the system and find issues that exist in the collaborative innovation process. Based
on the theoretical perspective of innovation and complexity science, we summarized the elements of the IURCI as innovation
capability, research and development (R&D) configuration, and knowledge transfer and established a theoretical model to describe
the evolution of the IURCI system. We used simulation technology to determine the interactions among variables and the evolution
trend of the system. The results showed that the R&D configuration can promote the evolution of innovation capability and
knowledge transfer and that innovation capacity is the current dominant factor in the evolution of the Chinese IURCI system and is
highly positively correlated with R&D configuration. The evolutionary trend of knowledge transfer was gentler, and its contribution
to the evolution of the Chinese IURCI system was less than that of R&D configuration. When innovation, R&D configuration, and
knowledge transfer are relatively balanced, the collaborative innovation system can achieve high speed and stable evolution.
1. Introduction
Innovation is an important stimulator of economic development and is also a key element in the global competitiveness
of the country. As the world’s second largest economy, China
has made great progress along the road of independent
innovation, research, and development investment, and the
number of academic achievements and patents has been
ranked at the top in the world. But in spite of this progress,
there is a disconnection between the economy and technology in the process of innovation in China. On the one hand,
the Global Competitiveness Report developed by the World
Economic Forum according to the Global Competitiveness
Index (GCI) showed that China’s technological readiness for
innovation (ranked at #88) has seriously hampered the country’s competitiveness ranking, indicating that the innovation
capability of core technology in Chinese enterprises is still
relatively backward, failing to form an innovation-driven
development model, and many industry’s core technologies
with significantly shorter cycles of innovation are still heavily
dependent on foreign countries. On the other hand, the
conversion rate of technological achievements has been low
for a long time in Chinese universities and research institutions; therefore, higher education training is lagging behind
(ranked #62). Universities and research institutions cannot
effectively meet the knowledge requirements for innovation,
which is also an important factor that has led to delays
in the Chinese innovation system. The Organization for
Economic Co-operation and Development’s China Innovation
Policy Research Report pointed out that coordination and
integration in China’s innovation system is not perfect, and
the synergy between constituent subjects in the system is low.
Compared with developed countries, Chinese enterprises
not only lack the R&D capabilities of core technology, but
also the effects of knowledge accumulation are relatively
poor. Enterprises tend to be more cost-oriented and lack
the motivation to carry out and use public research achievements. Meanwhile, enterprises, universities, and research
2
institutes rarely share innovation resources, most types of
technology transfer are carried out under the guidance
of government, and universities and research institutions
do not take the initiative to understand the technology
needs of industry. These problems have seriously hampered
knowledge spillover in the Chinese innovation system and
have become an obstacle that China must overcome to
build an innovation-driven country through independent
innovation.
An effective measure to solve the above problem is
to establish a practical and effective Chinese cooperative research innovation system, thus contributing to the
rapid transformation of public scientific and technological achievements of Chinese enterprises and universities
as well as research institutions, and to promote scientific
research in Chinese universities and institutes that feeds
the demand for industrial innovation, thus allowing technological development and industrial development to move
forward together. Research on the evolution of the Chinese
industry-university-research (IUR) collaborative innovation
(IURCI) system can help identify the interactions between
the elements of Chinese IURCI systems and, through identifying problems in the process of collaborative innovation,
can help Chinese enterprises and universities as well as
research institutions emerge from the knowledge dilemma
of collaborative innovation. This study therefore has theoretical and practical value for enhancing collaborative
innovation efficiency and promoting IURCI development in
China.
In contrast to the past static perspective, we established
an evolutionary logistics/dynamics equation to describe the
research collaborative innovation system in China, using
relevant methods from game theory to solve it. On this basis,
we collected indices and data that have influenced Chinese
IURCI from 2005 to 2014, simulated the evolution morphology of related variables by MATLAB software, analyzed
the interactions between elements and dynamic evolution,
and demonstrated in detail the evolution mechanism of
the research innovation system in China. In this study,
while revealing the essence of Chinese IURCI, we have
tried to establish a new research framework and explain 2
issues: first, there are different degrees of interaction among
variables in the Chinese IURCI system, with different levels
of contribution to the evolution of a collaborative innovation
system and, second, when the default initial value of evolution changes, an evolutionary trend develops among the
variables.
In Section 2 of this paper, we describe our analysis of (...truncated)