Assessment of pharmacogenetic tests: presenting measures of clinical validity and potential population impact in association studies
The Pharmacogenomics Journal (2017) 17, 386–392
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ORIGINAL ARTICLE
Assessment of pharmacogenetic tests: presenting measures of
clinical validity and potential population impact in association
studies
ECM Tonk1, D Gurwitz2, A-H Maitland-van der Zee3 and ACJW Janssens1,4
The progressing discovery of genetic variants associated with drug-related adverse events has raised expectations for
pharmacogenetic tests to improve drug efficacy and safety. To further the use of pharmacogenetics in health care, tests with
sufficient potential to improve efficacy and safety, as reflected by good clinical validity and population impact, need to be
identified. The potential benefit of pharmacogenetic tests is often concluded from the strength of the association between the
variant and the adverse event; measures of clinical validity are generally not reported. This paper describes measures of clinical
validity and potential population health impact that can be calculated from association studies. We explain how these measures are
influenced by the strength of the association and by the frequencies of the variant and the adverse event. The measures are
illustrated using examples of testing for HLA-B*5701 associated with abacavir-induced hypersensitivity and SLCO1B1 c.521T4C (*5)
associated with simvastatin-induced adverse events.
The Pharmacogenomics Journal (2017) 17, 386–392; doi:10.1038/tpj.2016.34; published online 10 May 2016
INTRODUCTION
Genetic variants associated with drug response or drug-related
adverse events can potentially be used to improve the efficacy
and safety of drugs.1–3 Pharmacogenetic tests are generally
thought to be useful when the association between the genetic
variant and the drug response or adverse event is strong.4
However, the ability of a pharmacogenetic test to improve drug
efficacy and safety depends on more than just the association
between the genetic variant and drug response or the adverse
event. For that reason, the assessment of pharmacogenetic tests
goes beyond quantification of association alone. Reporting
measures of clinical validity and population impact in addition
to measures of association allows a more informative evaluation
of pharmacogenetic tests.
The clinical validity of a pharmacogenetic test indicates the
test’s ability to predict the occurrence of the adverse event of
interest. Clinical validity is determined by the strength of the
association between the genetic variant and the adverse event,
but also by the frequencies of the genetic variant and the adverse
event. Therefore, a strong association is essential but not a
sufficient condition to ensure good clinical validity.
The clinical validity subsequently impacts the clinical utility of
the test, which is the ability of the test to prevent adverse effects
through differentiation in treatments based on the test results.5
The population impact indicates the potential benefit of a
pharmacogenetic test and differentiation in treatments and can
be expressed as the expected reduction in adverse events or the
number of patients that need a different treatment.
1
Evaluations of pharmacogenetic tests often report measures of
association without considering clinical validity and population
impact.4,6,7 For example, measures of clinical validity are included
in the Clinical Pharmacogenetics Implementation Consortium
guidelines for drug/gene pairs when this information is available
from empirical studies, which is the case for only 5 of the
35 drugs.8 The reasons for this are that pharmacogenetic studies
frequently investigate intermediate continuous end points instead
of adverse events, such as drug plasma concentrations and
biochemical markers of toxicity. Also, studies that investigate
adverse events are often observational studies with a case–control
design, which by design have a different proportion of cases than
in the population of interest. Because of that, case–control studies
do allow calculation of the pharmacogenetic association (odds
ratio (OR)) but not of all measures of clinical validity.
In this paper we explain how measures of clinical validity and
potential population impact can be calculated in pharmacogenetic association studies. Additionally, we demonstrate how the
measures are impacted by variations in ORs, adverse event
frequency and variant frequency, and illustrate their use in the
assessment of pharmacogenetic testing for HLA-B*5701, which is
associated with abacavir-induced hypersensitivity9 and SLCO1B1
c.521T4C (*5) associated with simvastatin-induced adverse
events.10,11
Measures of clinical validity
Clinical validity refers to the ability of a test to correctly identify or
predict an outcome of interest, which, in pharmacogenetics,
indicates the ability of the test to predict adverse events such as
Department of Clinical Genetics/EMGO Institute for Health and Care Research, Section Community Genetics, VU University Medical Center, Amsterdam, The Netherlands;
Department of Human Molecular Genetics and Biochemistry, Sackler Faculty of Medicine, Tel-Aviv University, Tel-Aviv, Israel; 3Utrecht Institute of Pharmaceutical Sciences,
Division of Pharmacoepidemiology & Clinical Pharmacology, Utrecht University, Utrecht, The Netherlands and 4Department of Epidemiology, Rollins School of Public Health,
Emory University, Atlanta, GA, USA. Correspondence: Professor ACJW Janssens, Department of Epidemiology, Rollins School of Public Health, Emory University, 1518 Clifton Road
NE, Atlanta, GA 30322, USA.
E-mail:
Received 24 August 2015; revised 24 December 2015; accepted 26 February 2016; published online 10 May 2016
2
Assessment of pharmacogenetic tests
ECM Tonk et al
387
Box 1.
Examples
Abacavir
Abacavir is a nucleoside reverse transcriptase inhibitor indicated
for treatment of HIV infection. Treatment with abacavir is
generally well tolerated, but 5–8% of the patients experience
hypersensitivity reactions that can be life threatening and
warrant immediate discontinuation of the drug. Hypersensitivity
reactions can be clinically diagnosed based on symptoms only
or be immunologically confirmed using patch testing. Multiple
studies revealed a strong association between carriage of HLAB*5701 and abacavir hypersensitivity in Caucasians and
Hispanics.9,44–46
Figure 1. Calculation of clinical validity and potential population
impact measures from 2 × 2 contingency tables reporting adverse
event by genetic variant subgroups. Contingency tables can be
constructed using empirical data or using hypothetical data
calculated from summary statistics and association measures, such
as odds ratios derived from observational studies with a case–
control design in combination with the frequencies of the genetic
variant and the adverse event (see Supplementary Information).
toxicity or lack of treatment efficacy. Clinical validity is indicated
by measures of discriminative accuracy and predictive value.
The discriminative accuracy refers to the ability of a test to
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