How adaptations of substrate utilization regulate body composition
International Journal of Obesity (2007) 31, 1378–1383
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ORIGINAL ARTICLE
How adaptations of substrate utilization regulate body
composition
KD Hall, HL Bain and CC Chow
Laboratory of Biological Modeling, National Institute of Diabetes & Digestive & Kidney Diseases, National Institutes of
Health, Bethesda, MD, USA
Objective: To elucidate the mathematical relationship between longitudinal changes of body composition and the adaptations
of substrate utilization required to produce those changes.
Design: We developed a simple mathematical model of macronutrient balance. By using an empirical relationship describing
lean body mass as a function of fat mass, we derived a mathematical expression for how substrate utilization adapts to changes
of diet, energy expenditure and body fat such that energy imbalances produced the required changes of body composition.
Results: The general properties of our model implied that short-term changes of dietary fat alone had little impact on either fat
or non-fat oxidation rates, in agreement with indirect calorimetry data. In contrast, changes of non-fat intake caused robust
adaptations of both fat and non-fat oxidation rates. Without fitting any model parameters, the predicted body composition
changes and oxidation rates agreed with experimental studies of overfeeding and underfeeding when the measured food
intake, energy expenditure and initial body composition were used as model inputs.
Conclusion: This is the first report to define the quantitative connection between longitudinal changes of body composition and
the required relationship between substrate utilization, diet, energy expenditure and body fat mass. The mathematical model
predictions are in good agreement with experimental data and provide the basis for future study of how changes of substrate
utilization impact body composition regulation.
International Journal of Obesity (2007) 31, 1378–1383; doi:10.1038/sj.ijo.0803608; published online 13 March 2007
Keywords: body composition; weight loss; weight gain; mathematical model; substrate utilization
Introduction
What determines the relative change of body fat and lean
mass during weight loss or weight gain? Answering this
question has important implications for treatment of obesity
as the desired goal is to decrease body fat while preserving
lean mass. Alternatively, other conditions of altered body
composition, such as anorexia nervosa and cachexia, have
the challenge of recovering lean body mass without
excessive accumulation of fat.
The concept of macronutrient balance is now accepted as
the physiological basis for determining body composition
changes.1–4 However, it remains to be elucidated exactly how
longitudinal body composition changes are quantitatively
related to the properties of macronutrient balance. Here, we
asked the following question: how must substrate utilization
Correspondence: Dr KD Hall, NIDDK/NIH, 12A South drive, Room 4007,
Bethesda, MD 20892-5621, USA.
E-mail:
Received 14 October 2006; revised 31 January 2007; accepted 31 January
2007; published online 13 March 2007
quantitatively adapt to a given energy imbalance to produce
the longitudinal body composition changes proposed by
Forbes5? Addressing this question led to a simple equation
that elucidates how interactions between diet, energy
expenditure and substrate utilization are quantitatively
connected to changes of body composition.
Rather than develop explicit mathematical models of food
intake and energy expenditure, our goal was to define the
quantitative interactions between these variables, substrate
utilization and the resulting changes of body composition.
(For a more general model incorporating energy expenditure
dynamics we refer the reader to a more complex model of
macronutrient metabolism by Hall6). Thus, we only considered comparisons to experimental studies, where energy
expenditure and food intake were measured and could be
used as model inputs. The model then predicts changes of
body composition and substrate utilization. This strategy
allowed for an explicit mathematical connection to the
Forbes body composition data and the resulting equations
contained no free parameters thereby avoiding any model
fitting procedures. Remarkably, our simple equations
accurately predicted the changes of body composition and
Theory of substrate utilization and body composition
KD Hall et al
1379
substrate utilization rates during both experimental underfeeding and overfeeding when the measured food intake
and total energy expenditure were provided as inputs to the
model.
Methods
Forbes found the following cross-sectional curve of lean
body mass (L) versus fat mass (F) and hypothesized that
longitudinal changes of body composition during energy
imbalance were described by movement along the curve:
L ¼ 10:4 Loge F þ 14:2
ð1Þ
5
with L and F expressed in kg. The following differential
relationship was thereby derived for infinitesimal weight
changes:
dL 10:4
¼
dF
F
ð2Þ
We began by considering the following macronutrient
balance equations:
dF
¼ IF fF E
dt
ð3aÞ
dL
¼ IL ð1 fF ÞE
dt
ð3bÞ
rF
rL
where E is the total energy expenditure rate, fF the fraction
of the energy expenditure rate accounted for by fat
oxidation, IF the metabolizable intake rate of fat, IL the
sum of the metabolizable intake rates of protein and
carbohydrate, and rF ¼ 9.4 kcal/g and rL ¼ 1.8 kcal/g are the
energy densities of body fat and lean mass changes,
respectively.6 Eq. 3a simply states that the rate of body fat
mass change, dF/dt, results from differences of fat intake
and oxidation rates. This assumes that de novo lipogenesis is
negligible, which is typically true in humans.7 Eq. 3b is a
similar equation for the combination of carbohydrate
and protein balances and their impact on the rate of lean
body mass change, dL/dt. Fortunately, combining carbohydrate and protein in this way does not introduce serious
errors because both of these macronutrients have similar
energy densities.8 and are associated with similar amounts of
water.9
To connect the simplified macronutrient balance equations to Forbes’s theory, we divided Eq. 3b by 3a and used
Eq. 2 to derive the following expression for the fat oxidation
rate:
FatOx fF E ¼
ðC=FÞIF IL þ E
1 þ C=F
ð4Þ
where C ¼ 10.4 rL/rF. Eq. 4 predicts how fat oxidation rates
adapt to changes of fat intake, non-fat intake, energy
expenditure and body fat mass. These adaptations form the
physiological basis of Forbes’s hypothesis for longitudinal
body composition regulation.
To demonstrate the general properties of Eqs. 3 and 4, we
considered an individual with an initial body weight of 65 kg
with 31% body fat. The baseline intake rates of dietary fat
and non-fat were 900 and 1700 kcal/day, respectively, and
the energy expenditure of 2600 kcal/day was held constant.
These intake rates were chosen so that the baseline body fat
and l (...truncated)