Nasal respiratory support through the nares: its time has come
Journal of Perinatology (2010) 30, S67–S72
r 2010 Nature America, Inc. All rights reserved. 0743-8346/10
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REVIEW
Nasal respiratory support through the nares: its time has come
R Ramanathan
Division of Neonatal Medicine, Department of Pediatrics, Los Angeles County þ University of Southern California Medical Center
and Childrens Hospital Los Angeles, Keck School of Medicine, University of Southern California, Los Angeles, CA, USA
Respiratory distress syndrome (RDS) is the most common respiratory
morbidity in preterm infants. Surfactant therapy and invasive mechanical
ventilation through the endotracheal tube (ETT) have been the
cornerstones in RDS management. Despite improvements in the provision of
mechanical ventilation, bronchopulmonary dysplasia (BPD), a
multifactorial disease in which invasive mechanical ventilation is a known
contributory factor, remains an important cause of morbidity among
preterm infants. Barotrauma, volutrauma or oxygen-induced lung
inflammation (oxy-trauma) contributes significantly to the development of
BPD in neonates ventilated through an ETT. Recently, nasal respiratory
support has been increasingly used in preterm infants in an attempt to
decrease post-extubation failure and, perhaps, BPD, and for the treatment of
apnea of prematurity in nonventilated neonates. Observational studies using
noninvasive respiratory support, such as nasal continuous positive airway
pressure (NCPAP), have shown a decrease in the incidence of BPD when
used to avoid intubation or minimize the duration of invasive mechanical
ventilation through the ETT. Moreover, synchronized as well as
nonsynchronized nasal intermittent positive-pressure ventilation (NIPPV)
have been shown to significantly decrease post-extubation failure compared
with NCPAP and their use has been associated with a reduced risk of BPD in
small randomized controlled clinical trials. More recently, early surfactant
administration followed by extubation to NIPPV has been suggested to be
synergistic in decreasing BPD. Although these findings are promising,
additional studies evaluating different nasal interfaces, flow
synchronization, synchronization using neurally adjusted ventilatory assist
mode, and closed loop control of oxygen during nasal ventilation to
minimize lung injury are needed in an attempt to further decrease the
incidence of lung injury in preterm neonates requiring respiratory support.
Journal of Perinatology (2010) 30, S67–S72; doi:10.1038/jp.2010.99
Keywords: mechanical ventilation; nasal ventilation; NCPAP; NIPPV;
BPD
Correspondence: Professor R Ramanathan, Division of Neonatal Medicine, Department of
Pediatrics, Los Angeles County þ University of Southern California Medical Center and
Childrens Hospital Los Angeles, Keck School of Medicine, University of Southern California,
1200, North State Street, IRD-Building-Room 820, Los Angeles, CA 90033, USA.
E-mail:
This paper resulted from the Evidence vs. Experience in Neonatal Practices Conference,
19 to 20 June 2009, sponsored by Dey LP.
Introduction
Respiratory failure requiring mechanical ventilation is a very
frequent presentation in preterm infants admitted to the neonatal
intensive care unit (NICU). Surfactant administration followed by
invasive mechanical ventilation using an endotracheal tube (ETT)
in preterm infants with respiratory distress syndrome (RDS) has
become the standard of care. However, invasive ventilation through
the ETT is independently associated with an increased risk for
the development of bronchopulmonary dysplasia (BPD) in about
one-third of very low birth weight infants (birth weight <1500 g).
Indeed, the incidence of clinical BPD, defined as oxygen
requirement at 36 weeks of postmenstrual age in preterm infants
with a birth weight <1250 g, was about 35%, with large center
to center variations.1 To standardize the definition of BPD and
minimize center to center variations in the reported incidence of
BPD among different centers, a physiological definition for BPD,
based on a timed room air challenge at 36±1 weeks of gestation
was proposed by Walsh et al.1 Incidence of physiological BPD
was about 25% and use of this definition for BPD reduced the
variation among centers. Despite the increased use of antenatal
corticosteroids2,3 and improved invasive ventilation techniques, the
incidence of BPD has not decreased. This is important, as BPD
is associated with short- as well as long-term pulmonary and
nonpulmonary morbidities. Injury to the developing lung results
from the interaction between a susceptible host and a number
of contributing factors, such as mechanical ventilation, oxygen
toxicity and specific and nonspecific inflammation. Preterm infants
are at greater risk because they have increased pulmonary
epithelial and capillary permeability, immature antioxidant
defenses and immune responses compared with term newborns.
BPD is considered as an inflammatory lung disease in which
the injury often is initiated at birth4 or even before birth in
infants born to mothers with chorioamnionitis,5 and as mentioned
above, is triggered by several factors, including positive-pressure
ventilation through the ETT, supplemental oxygen and postnatal
inflammation.6 Decreased production of anti-inflammatory
cytokines, such as interleukin (IL)-10, and relative adrenal
insufficiency have also been suggested to contribute to the
prolonged proinflammatory state of preterm neonates who
develop BPD. In addition to lung inflammation, the presence of
Nasal ventilation in preterm infants
R Ramanathan
S68
a persistent patent ductus arteriosus has been associated with a
higher incidence of BPD.7 The concept that the interplay between
inflammation and patent ductus arteriosus contributes to the
pathogenesis of BPD has been supported by the observation that the
presence of IL-6 in tracheal aspirate at birth and persistent patent
ductus arteriosus additively predict the risk of BPD.8 Invasive
positive-pressure ventilation with its resultant barotrauma and
volutrauma from using tidal volume ventilation has also
been shown to be an important contributing factor. However,
meta-analysis of studies comparing tidal ventilation versus
nontidal volume ventilation showed no significant difference in
BPD when an optimal lung volume strategy was used.9 On the
basis of these data, targets for decreasing the incidence of BPD
include reducing oxygen exposure, minimizing lung infection and
inflammation, and avoiding ventilator-associated lung injury.
Focus on decreasing the use of invasive mechanical ventilation
through the ETT has led to a renewed interest in noninvasive,
nasal ventilation in preterm infants.
Nasal ventilation
Nasal respiratory support through the nares has been in use since the
early 1970s. Gregory et al.10 first reported the use of continuous
positive airway pressure (CPAP) using the so-called Gregory box to
treat RDS. Although CPAP gained a more widespread acceptance
in the early 1980s, advances in (...truncated)