Phylogeny and Evolutionary History of the Ground Squirrels (Rodentia: Marmotinae)
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Journal of Mammalian Evolution, Vol. 10, No. 3, September 2003 (°
Phylogeny and Evolutionary History of the Ground
Squirrels (Rodentia: Marmotinae)
Richard G. Harrison,1,5 Steven M. Bogdanowicz,1 Robert S. Hoffmann,2
Eric Yensen,3 and Paul W. Sherman4
Although ground squirrels (Spermophilus) and prairie dogs (Cynomys) are among the most intensively studied groups of mammals with respect to their ecology and behavior, a well-resolved
phylogeny has not been available to provide a framework for comparative and historical analyses.
We used complete mitochondrial cytochrome b sequences to construct a phylogeny that includes all
43 currently recognized species in the two genera, as well as representatives of two closely related
genera (Marmota and Ammospermophilus). In addition, divergence times for ground squirrel lineages were estimated using Bayesian techniques that do not assume a molecular clock. All methods
of phylogenetic analysis recovered the same major clades, and showed the genus Spermophilus to
be paraphyletic with respect to both Marmota and Cynomys. Not only is the phylogeny at odds
with previous hypotheses of ground squirrel relationships, but it suggests that convergence in morphology has been a common theme in ground squirrel evolution. A well-supported basal clade,
including Ammospermophilus and two species in the subgenus Otospermophilus, diverged from all
other ground squirrels an estimated 17.5 million years ago. Between 10 and 14 million years ago,
a relatively rapid diversification gave rise to lineages leading to marmots and to several distinct
groups of ground squirrels. The Eurasian ground squirrels diverged from their North American
relatives during this period, far earlier than previously hypothesized. This period of diversification
corresponded to warming climate and spread of grasslands in western North America and Eurasia.
Close geographic proximity of related forms suggests that most species evolved in or near their
current ranges.
KEY WORDS: ground squirrels, prairie dogs, phylogeny, mtDNA, cytochrome b, molecular
clock.
INTRODUCTION
Ground squirrels (Spermophilus), prairie dogs (Cynomys), and their relatives are among
the most intensively studied groups of mammals with respect to their ecology and behavior. Studies of these rodents have enhanced our understanding of the adaptive significance
1 Department
of Ecology and Evolutionary Biology, Corson Hall, Cornell University, Ithaca, New York, USA.
of Vertebrate Zoology, Division of Mammals, Smithsonian Institution, Washington, District of
Columbia, USA.
3 Biology Department, Albertson College, Caldwell, Idaho, USA.
4 Department of Neurobiology and Behavior, Mudd Hall, Cornell University, Ithaca, New York, USA.
5 To whom correspondence should be addressed at Department of Ecology and Evolutionary Biology, Corson Hall,
Cornell University, Ithaca, New York 14853, USA. E-mail: .
2 Department
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Harrison, Bogdanowicz, Hoffmann, Yensen, and Sherman
of hibernation physiology, foraging ecology, predator avoidance behavior, mating behavior, kin discrimination, and social behavior (e.g., Sherman, 1977; Murie and Michener,
1984; Hoogland, 1995; Lacey et al., 1997; Holmes, 2001; Yensen and Sherman, 2003).
Ground-dwelling squirrels [including chipmunks (Tamias), marmots (Marmota), and antelope ground squirrels (Ammospermophilus)] vary dramatically in demography (Elliot,
1978; Sherman and Morton, 1984; Van Horne et al., 1997; Schwartz et al., 1998; Sherman
and Runge, 2002) and in social organization, which ranges from solitary (13-lined ground
squirrel [S. tridecemlineatus], woodchuck [M. monax]) to complex sociality and coloniality (black-tailed prairie dog [C. ludovicianus], Olympic marmot [M. olympus]) (Armitage,
1981; Michener, 1983; Barash, 1989; Schwagmeyer, 1990; Blumstein and Armitage, 1999).
Although morphological, ecological, karyological, and biochemical traits have been used
to hypothesize evolutionary relationships of some taxa, these studies have generally provided poor resolution or have yielded disparate and sometimes conflicting results (Bryant,
1945; Durrant and Hansen, 1954; Nadler, 1966; Nadler et al., 1971a,b, 1982, 1984; Hafner,
1984; MacNeil and Strobeck, 1987; Stangl and Grimes, 1987; Thomas and Martin, 1993;
Goodwin, 1995; Giboulet et al., 1997). The absence of a well-resolved and supported phylogeny has frustrated attempts to test hypotheses for the origin and evolutionary history of
morphological, physiological, or behavioral traits in ground-dwelling squirrels (Dobson,
1984; Blumstein and Armitage, 1997, 1998).
Spermophilus species are Holarctic in distribution, ranging across Eurasia, from
Austria to eastern Siberia, and throughout western North America from Alaska to Mexico,
and east as far as Ohio (Hall, 1981; Hoffmann et al., 1993). They occupy a broad range of
habitats, including tropical deciduous forests, hot and cold deserts, prairie and steppe, tundra, and woodlands (Howell, 1938; Nadler et al., 1982; Yensen and Valdés-Alarcón, 1999;
Wilson and Ruff, 1999). Currently, the genus comprises 38 recognized species, grouped
into six subgenera: Otospermophilus, Callospermophilus, Xerospermophilus, Ictidomys,
Poliocitellus, and Spermophilus (Hoffmann et al., 1993). According to Bryant (1945), the
subgenera form a “graded series” with Otospermophilus and Callospermophilus retaining
many ancestral character states, and squirrels in the subgenus Spermophilus representing
the most derived (“specialized”) condition. Each subgenus is typically associated with and
adapted to a narrow range of environments and plant communities (Howell, 1938; Hafner,
1984). All six subgenera occur in North America, but according to most specialists only
members of the subgenus Spermophilus are found in Eurasia, although some authors recognize two additional subgenera (Colobotis and Urocitellus, e.g., Gromov et al., 1965).
The five Cynomys species are restricted to the Great Plains and intermontane regions
of western North America (Hoffmann et al., 1993). In skull and dentition, Cynomys are very
similar to ground squirrels in the subgenus Spermophilus (Bryant, 1945), and a cladistic
analysis of morphological traits places Cynomys within the subgenus Spermophilus as part
of the crown group within the ground squirrel radiation (Goodwin, 1995). The 14 species
of marmots (Marmota) are giant ground squirrels, also Holarctic in distribution, with eight
species in Eurasia, ranging from western Europe to eastern Siberia, and six species in North
America, from northwestern Alaska south and east to California and Georgia. Marmots are
clearly a monophyletic group (Steppan et al. (...truncated)