The East Asia Summit and the Regional Security Architecture
TH
E
R INE
ST SA SUMMIT AND THE
L ECURITY ARCHITECTURE
Ralf Emnmers, Joseph Chinyong Liow, and
See Seng Tan
SCHOOL OF LAW
UNIVERSITY
OF
MARYLAND
Maryland Series
in Contemporary Asian Studies
General Editor: Hungdah CHIU
Executive Editor: Chih-Yu T. WU
Associate Editor: Matthew Lyon
Managing Editor: Chih-Yu T. WU
Assistant Editor: Younyoung LEE
Editorial Advisory Board
Professor Robert A. Scalapino, University of California
at Berkeley
Professor Bih-jaw LIN, National Chengchi University
Dr. Ying-jeou MA, Chinese Society of International Law
Professor Toshio SAWADA, Sophia University, Japan
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Chih-Yu T. WU
University of Maryland School of Law
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THE EAST ASIA SUMMIT AND THE REGIONAL
SECURITY ARCHITECTURE
Ralf Emmers, Joseph Chinyong Liow, and See Seng Tan*
TABLE OF CONTENTS
..............................
I. INTRODUCTION
ARCHITECTURE
SECURITY
II. THE EVOLVING
IN EAST ASIA
................................
Defense Arrangements ...........................
Multilateral Cooperative Institutions.................
Asia Pacific Economic Cooperation (APEC) ....
ASEAN Regional Forum (ARF) ................
ASEAN Plus Three (APT) ...................
Asian Cooperation Dialogue (ACD).............
"Minilateral" Initiatives ..........................
Northeast Asian Trilateral Summit...............
Trilateral Security Dialogue (TSD) .............
Norms and Principles ............................
Trends in Post-Asian Financial Crisis Regionalism ....
III. THE EAST ASIA SUMMIT: FORMATION AND
INSTITUTIONAL DEVELOPMENT..............
EAS Membership and ASEAN Leadership...........
EAS Expansion: The U.S. Factor ..................
The EAS: What is it for? . . . . . . . . . . . . . . . . . . . . . . .. .
IV. THE EAS AND ONGOING DEBATES ON EAST
ASIAN REGIONALISM........................
ASEAN Centrality: Is it Sustainable? . . . . . . . . . . . . . . .
Inclusive versus Exclusive Regionalism ..............
Process versus Outcomes .........................
V. CONCLUSION: WHAT TO EXPECT FROM THE
EAS?
........................................
LIST OF ABBREVIATIONS .....................
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* RALF EMMERS is an Associate Professor and Coordinator of the Multilateralism
and Regionalism Program at the S. Rajaratnam School of International Studies (RSIS),
Nanyang Technological University (NTU), Singapore. JOSEPH CHINYONG Llow is an
Associate Professor and Associate Dean at RSIS. SEE SENG TAN is an Associate Professor and Head of Research for the Institute of Defense and Strategic Studies (IDSS)
at RSIS. The authors wish to acknowledge the support of the MacArthur Foundation
Asia Security Initiative, and to thank Joanna Phua for providing research assistance.
(1)
2
CONTEMPORARY ASIAN STUDIES SERIES
I. INTRODUCTION
On December 14, 2005, representatives from sixteen nations
gathered in Kuala Lumpur, Malaysia, for the inaugural session of
the East Asia Summit (EAS). The participants of that first meeting
were the ten members of the Association of Southeast Asian Nations (ASEAN), China, Japan and South Korea, as well as Australia, New Zealand and India. As had been the case with China,
Japan and Korea, the latter three states are dialogue partners of
ASEAN and had either acceded or indicated their willingness to
accede to ASEAN's Treaty of Amity and Cooperation (TAC) in
Southeast Asia. The Summit, however, was not just exceptional due
to its composition. More important perhaps was the unique oppor-
tunity afforded its participants, through the EAS framework, to collectively shape the contemporary East Asian region in ways that
would best maintain its economic dynamism, enhance regional security and preserve peace and stability.
Opinions differ, but many regional observers concur that the
origins of this Summit go back to the 1990 proposal for an East
Asian Economic Grouping (EAEG) popularized by former Malaysian Prime Minister, Mahathir Mohamad. The rationale behind the
EAEG concept was economic, ostensibly devised in response to the
apparent post-Cold War gravitation towards the formation of regional trade blocs in Europe and North America. China had
strongly supported Malaysia's initiative for an EAEG that would
have excluded non-Asian states.' The EAEG lapsed, however, in
the wake of Japanese reticence and a strong US objection as Washington refused to be excluded from East Asian economic cooperation. Reactions from several ASEAN members, such as Indonesia,
were also lukewarm. In response, Mahathir modified it to an East
Asian Economic Caucus (EAEC) in October 1991. The project was
later revived through the ASEAN Plus Three (China, Japan and
South Korea) summit of heads of state and government that first
met in Kuala Lumpur in December 1997 and eventually through the
creation of the EAS in December 2005. The EAS was rapidly defined as a venue where regional leaders could advocate and encourage progress on various issues ranging from energy security to
transnational threats.
Nonetheless, it was at first unclear to most what exactly the
raison d'itre for the inaugural meeting of the EAS was. Institutional
1. See Joseph Liow Chinyong, "Malaysia-China Relations in the 1990s: The Maturing of a Partnership," Asian Survey, Vol. 40, No. 4, (July/August 2000), pp. 672-691.
THE EAST ASIA SUMMIT
3
developments offered some clues, however, as to what might have
been expected of the EAS. For more than a decade, multilateral
cooperation in Asia - whether in the form of the Asia-Pacific Economic Cooperation forum (APEC), the ASEAN Regional Forum
(ARF) or most recently the ASEAN Plus Three (APT) - had been
driven by ASEAN. The Association looked set to assume the leadership of this latest institutional expression of regionalism, one
which included members outside East Asia. The ministers attending
the ASEAN Ministerial Meeting (AMM) in Vientiane, Laos in July
2005 affirmed their commitment to "keep the EAS open, outwardlooking and inclusive with ASEAN being the driving force." Furthermore, they welcomed the participation of countries such as
China, Japan, Australia and India to the first Summit. Russia,
Mongolia and Pakistan had also asked to join the EAS, but their
applications were denied.
The pu (...truncated)