The Hohfeldian Approach to Constitutional Cases
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The Hohfeldian Approach to Constitutional Cases
H. Newcomb Morse
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Morse, H. Newcomb (1976) "The Hohfeldian Approach to Constitutional Cases," Akron Law Review: Vol. 9 : Iss. 1
, Article 1.
Available at: http://ideaexchange.uakron.edu/akronlawreview/vol9/iss1/1
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Morse: Hohfeldian Approach to Constitutional Cases
THE HOHFELDIAN APPROACH TO
CONSTITUTIONAL CASES
H. NEWCOMB MORSE*
NFERRED, OR AT THE MOST rebuttably presumed, is a slight acquaintanceship
on the part of the reader with the work on jural opposites and jural
correlatives by Professor W. Newcomb Hohfeld. 1 The Founding Fathers, as
though anticipating the coming of the Messianic logician, used all of the four
Hohfeldian gravamen terms-rights, privileges, powers and immunities-in
the Constitution of the United States,' and for this reason the author perceives
a nexus between Hohfeldian logic and constitutional construction. The
appropriate initial touchstone for contemporary use of this theory could
appear to be the 1968 case of Flast v. Cohen,3 considering Mr. Justice Harlan's
allusions to Hohfeld in his dissenting opinion."
* Professor of Law, Memphis State University; J.D., Tulane University; LL.M., University of Wisconsin; Fellow, American Academy of Forensic Sciences.
IHohfeld, Fundamental Legal Conceptions as Applied in Judicial Reasoning, 23 YALE
L.J. 16 (1913) [hereinafter cited as Hohfeld]. The philosophical concept of jural
opposites and correlatives which has gathered dust for approximately 50 years has
recently enjoyed a rebirth, and still offers a viable method of constitutional analysis. A
summary treatment of the Hohfeldian system would leave one with the four keystone
concepts of rights, privileges, powers and immunities as well as an awareness of the
critical legal interrelations between those four signal words. The classification developed
by Hohfeld groups the four signal words as follows:
Jural
Opposites
Jural
rights
no rights
right
privilege
duty
privilege
power
disability
power
immunity
liability
immunity
disability
liability
no right
Correlatives duty
be ascertained
cannot
meaning
legal
appropriate
that
an
The theory further asserts
without reference to its partner, either opposite or correlative and the relationships
embodied therein.
I The word "right" appears in the Constitution in the first, second, fourth, sixth, seventh,
twelfth, fourteenth, fifteenth, nineteenth, twentieth, and twenty-fourth amendments. The
word in its plural form is contained in the ninth amendment.
The word "privilege" is found in Art. I, § 9, cl. 6. The word in its plural form is
included in Art. IV, § 2, cl. 2 and in the fourteenth amendment. The word in its
derivative form as "privileged" is incorporated in Art. I, § 6, cl. 4.
The word "power" appears in Art. 1, § 2, cl. 5; Art. I, § 3, cl. 6; Art. 1, § 8, cl. 1;
Art. I, § 10, cl. 3; Art. II, § 1, cl. 1; Art. II, §2, cl. 1; Art. II, § 2, cl. 2; Art. H, § 2, cl. 3;
Art. III, § 1, cl. 1; Art. III, § 2, cl. 1; Art. III, § 3, cl. 2; Art. IV, § 3, cl. 2, and in the
eleventh, thirteenth, fourteenth, fifteenth, sixteenth, eighteenth, nineteenth, twenty-third,
and twenty-fourth amendments. The word in its plural form is contained in Art. I, § 1,
cl. 1; Art. I, § 8, cl. 18; Art. II, § 1, cl. 6, and in the tenth and twenty-fifth amendments.
The word in its derivative form as "empower" is found in the seventeenth amendment.
The word "immunity" is not included in the Constitution. However, the word in its
plural form is incorporated in Art. IV, § 2, cl. 1 and in the fourteenth amendment.
s392 U.S. 83 (1968).
Id. at 119, 120, 121, 124, 125, 131, 132 (Harlan, J., dissenting).
Published by IdeaExchange@UAkron, 1976
1
Akron Law Review, Vol. 9 [1976], Iss. 1, Art. 1
AKRON LAW REVIEW
[Vol. 9:1
In Flast a taxpayer successfully attacked a federal statute,5 adopted by
the Congress in pursuance of its power under article I, section 8, clause 1
of the Constitution to spend for the general welfare, on the ground that it
breached, ilter alia, the establishment clause of the first amendment.'
Mr. Chief Justice Warren, as the author of the opinion of the Court, held that
the establishment clause operates as a specific constitutional limitation
upon the exercise by the Congress of the spending power conferred by
article I, section 8, clause 1. However, no Hohfeldian gravamen word is
contained in the establishment clause to counter the term "power" found
in article I, section 8, clause 1.
Forty-five years prior to Flast, in Frothingham v. Mellon,' with
Mr. Justice Sutherland as the organ of the Court, a taxpayer unsuccessfully
challenged a federal statute,9 enacted by the Congress pursuant to its power
under article I, section 8, clause 1 to spend for the general welfare, on the
ground that it infracted the tenth amendment and the due process clause of
the fifth amendment.1" The fifth amendment includes no Hohfeldian gravamen
word to check the term "power" contained in article I, section 8, clause 1. But
the word "powers," found in the tenth amendment cancels, and not merely
counters, the exercise of "power" under the general welfare clause, unless it
relates directly to one or more instances of specific congressional authorization
enumerated in article I, section 8. As the same Mr. Justice Sutherland
admonished in Carter v. Carter Coal Company, 11 13 years after Frothingham:
"It [the Framers' Convention] made no grant of authority to Congress to
legislate substantively for the general welfare ...and no such authority
exists, save as the general welfare may be promoted by the exercise of the
powers which are granted." 1
Thus, based upon Hohfeldian precision-thinking, a legally incorrect
result ensued in both Frothingham and Flast. Mr. Justice Harlan's plaint, in
his dissenting opinion in Flast, that he found no basis for distinction among
the establishment clause, the tenth amendment, and the due process clause
of the fifth amendment as specific limitations upon the Congress' spending
power" would seem to dispel the inference of even a slight acquaintanceship
on his part with the "Hohfeld system."
5Elementary and Secondary Education Act of 1965, 20 U.S.C. §§ 241 et seq., 821 et
seq. (Supp. II, 1964).
6 392 U.S. at 85.
7
Id. at 104.
8262 U.S. at 447 (1923).
9Act (...truncated)