The relationship between delusions and hallucinations
Brendan A. Maher
DrPhil
The origins of delusional beliefs have been a question of great interest for centuries. For many years, the widely held view was that there was a fundamental defect in reasoning in the patient that gave rise to the false belief. Much effort was directed at establishing the kind of defect and the circumstances that triggered it. The search for the basic reasoning defect has met with limited success, mainly because the flaws found in the reasoning of deluded persons are also found with substantial frequency in the general population. The co-occurrence of hallucinations and delusions is consistent with findings that repeated anomalous experiences of various kinds are followed by the development of delusions. In this case, it would be reasonable to regard the hallucinations as exercising a causative role in the development of delusions.
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Introduction
The co-occurrence of hallucinations and delusions has
long been noted. This article examines the nature of the
possible relationships between them. Several
relationships are possible. Hallucinations may play a primary
causative role in the genesis of the delusion; they may be
a correlate of the delusion, with both rising from some
third cause; or the causative factors may be
heterogeneous, so that no one hypothesis about etiology will have
universal application.
Before turning to this question, we need to consider
the definitions of delusion and hallucination.
Delusion is defined in DSM-IV (page 765) as a false belief
based on incorrect inference about external reality that
is firmly sustained despite what almost everyone else
believes and despite what constitutes incontrovertible and
obvious proof or evidence to the contrary [1].
Hallucination is defined on page 767 as a sensory perception that
has the compelling sense of reality of a true perception
but that occurs without the external stimulation of the
relevant sensory organ [1].
Important aspects of these definitions need to be
considered. The definition of delusion implies a hypothesis
about the pathogenesis of delusions. The delusion arises,
it is suggested, from an incorrect inferencethat is,
pathologic malfunction of the reasoning process. This hypothesis
requires that, on tests of various kinds of reasoning, we
can demonstrate that the performance of deluded persons
will contain more errors than the performance of healthy
controls on similar tests. For later discussion, we will term
this the Basic Reasoning Defect Hypothesis.
The definition also implies that the diagnosis of
delusion requires that the delusional belief be
demonstrably false and that the patient still maintains the
belief when presented with disconfirming evidence.
However, clinical experience shows that many delusions
are not readily falsifiable. There is often no practical
way in which unambiguous disconfirming evidence can
be obtained and presented. In many cases, falsification
would require the clinician to establish the truth of a
negative. The belief, for example, that one is being spied
upon by the disguised agents of a powerful
organization cannot be refuted, given that the agents are said
to be disguised and the agency is said to be acting in
secret. In actual practice, a belief is likely to be judged
to be delusional on the basis of estimated improbability.
(This circumstance explains why occasional individuals
are thought to have delusions when they correctly hold
beliefs that are improbable but true.)
Finally, it should be noted that delusions have been
reported to be associated with more than 70 different
psychiatric and general medical conditions [2,3]. A
possible implication of the wide range of conditions in
which delusions occur is that the origins of delusions are
heterogeneous. If this is so, we might expect to find that
various hypotheses about the origin explain some, but
not all, cases.
Two major hypotheses about the origins of delusions
have been emphasized in research studies. The first of
these is that there is a basic defect in the reasoning of the
deluded individual and that without this defect no
delusion would have been created. The second hypothesis is
that the delusion arises in an attempt to explain
anomalous conscious experiences.
The Basic Reasoning Defect Hypothesis
The belief that the deluded individual suffers from a
primary disorder of reasoning dates back to the work of
Kraepelin [4] in the late 19th century. He asserted that
delusions are a secondary consequence of primary
disorders of reasoning. The primary disorder of reasoning
was subject to influence by intense emotional factors.
Thus, the causative chain ran from disturbed emotion to
a disturbance of reasoning to the emergence of the
delusion. As we have seen above, this assumption is reflected
in the DSM-IV definition of a delusion. The Kraepelinian
formulation makes no mention of the possible role of
hallucinations or other anomalous experiences, leaving
open the possibility that they, too, might be a
consequence of emotional disturbance but certainly assigning
them no role in the causal chain.
The hypothesis of a basic reasoning defect has been
tested many times in many ways. One general strategy
has been to present tests of formal syllogistic reasoning to
deluded and nondeluded individuals with the expectation
that the latter would handle the deductive consequences
of the syllogistic premises with greater accuracy. The
possibility that the selection of an invalid conclusion arises
from a perceived ambiguity in the premises or from a
failure of inference from acceptable premises is one source
of possible variation in the interpretations that are made
from these kinds of data.
There have been many studies of this question. Most
of the recent work has been summarized by
MujicaParodi et al. [5]. Many of the studies suffer from
serious methodologic weaknesses, including small
samples (sometimes no more than two or three patients)
and the use of patients with schizophrenia and other
participants regardless of whether they were currently
expressing delusional beliefs. Most important, it was
frequently found that that nonpatient control subjects made
the same kinds of reasoning errors as did the patients.
Syllogistic reasoning tests typically provide a sequence
of premises followed by a conclusion. The participant is
required to decide on the logical validity of the
conclusion, given the preceding premises. Conclusions combine
two features: They may be valid or invalid and they may
be believable or unbelievable [6]. In short, successful
performance in the test requires that the participants ignore
what they know to be empirically true and concentrate
only on whatever follows from the premises provided.
This situation is, of course, quite remote from the
conditions under which everyday reasoning occurs and may
well have little relationship to it. Not surprisingly,
conclusions that were invalid but empirically believable were
more likely to be endorsed than ones that were logi (...truncated)