The five factor model of personality and individualism/collectivism in South Africa: an exploratory study
PINS, 2009, 37, 39-54
THE FIVE FACTOR MODEL OF PERSONALITY AND INDIVIDUALISM /
COLLECTIVISM IN SOUTH AFRICA: AN EXPLORATORY STUDY
Liesl Vogt and Sumaya Laher
Department ofPsychology
School of Human and Community Development
University of the Witwatersrand
P O Wits 2050
Abstract.
The Five-Factor Model (FFM) of personality is one of the prominent models in
contemporary psychology and defines personality in terms of five broad factors,
namely, Neuroticism, Extraversion, Openness to Experience, Agreeableness, and
Conscientiousness. Recent research, however, questions the comprehensiveness of
the FFM with evidence indicating the presence of other factors not addressed in the
FFM most notably Individualism/Collectivism. Therefore, this study investigated the
relationship of the FFM of personality to Individualism/Collectivism in a sample of 176
students from the University of the Witwatersrand using the Basic Traits Inventory and
the Individualism/Collectivism scale. Results indicate that there were no significant
relationships between the five factors and Individualism/Collectivism. In addition no
significant difference was found between race and the five factors and
Individualism/Collectivism. There were also no significant differences between home
language and the five factors and Individualism/Collectivism.
Key words:
collectivism, culture, five factor model, language, individualism,
personality, race
According to McCrae and Costa (1990, cited in McCrae, Costa, Del Pilar, Rolland, &
Parker, 1998:173), “the Five Factor Model (FFM) is an organisation of personality traits,
and traits in turn are dimensions of individual differences in tendencies to show
consistent patterns of thoughts, feelings, and actions”. McCrae (2001:819) further
defines traits as “endogenous basic tendencies that, within a cultural context, give rise
to habits, attitudes, skills, beliefs, and other characteristic adaptations”. Thus traits are
relatively stable or enduring individual differences in thoughts, feelings and behaviours
(Church, 2000). Different theorists sometimes gave different names to the underlying
five factors. However, the creation of the NEO-Personality Inventory (NEO-PI) by Costa
and McCrae went some way in bringing about consensus as to the labels attached to
the five factors (Church, 2000; Rolland, 2002).
In brief, the five factors are: Neuroticism, Extraversion, Openness to Experience,
Agreeableness, and Conscientiousness (Costa & McCrae, 1992; Church, 2000;
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Rolland, 2002). Neuroticism is defined as a general tendency to experience negative
affects such as fear, sadness, embarrassment, anger, guilt, and distrust. It is the
degree to which a person is calm and self-confident as opposed to anxious and
insecure. Extraversion is regarded as a general tendency toward sociability,
assertiveness, activeness and being talkative. Thus it is the degree to which a person is
sociable, leaderlike and assertive as opposed to withdrawn, quiet and reserved.
Individuals willing to entertain novel ideas and unconventional values are described by
the openness to experience trait. Openness to Experience is defined as the degree to
which a person is imaginative and curious as opposed to concrete minded and narrow
thinking. Agreeableness encapsulates constructs of sympathy, co-operativeness, and
helpfulness towards others. It is described as the degree to which a person is good
natured, warm and co-operative as opposed to irritable, uncooperative, inflexible,
unpleasant and disagreeable. The final factor, Conscientiousness, may be described
as the degree to which a person is persevering, responsible and organised as opposed
to lazy, irresponsible, and impulsive. This dimension summarizes the more specific
traits that mark careful, responsible and dependable people in contrast to people who
are lazy and lack self-discipline (Costa & McCrae, 1992; McCrae, et al, 1998; Rolland,
2002).
An examination of research suggests the universality of the FFM (Allik & McCrae, 2004;
McCrae & Terracciano, 2005), but evidence also exists that suggests that the FFM is
not comprehensive in its description of personality (see Church, 2000; Cheung, Leung,
Zhang, Sun, Gan & Song, 2001; Katigbak, Church, Guanzon-Lapena, Carlota & Del
Pilar, 2002; Piedmont, Bain, McCrae & Costa, 2002; Cheung, 2004; Teferi, 2004;
Ashton & Lee, 2005; McCrae & Terraccianno, 2005; Saucier & Skrzypinska, 2006).
Furthermore studies on the NEO-PI-R in cross-cultural situations found variations in the
five factor structure between Western and Asian cultures (see Church, 2000; Cheung,
et al, 2001; Cheung, 2004; McCrae & Terraccianno, 2005). McCrae (2004) interpreted
this as the likely consequence of the differences between the individualistic societies of
the West and the collectivist societies of Asia (Rolland, Parker & Stumpf, 1998;
McCrae, 2004).
Research in the Chinese context sought to establish the universality and sufficiency of
the FFM. Both the NEO-PI-R and the Chinese Personality Assessment Inventory
(CPAI), a personality inventory developed specifically for the Chinese context, were
used in this study. Through factor analysis a unique factor that did not have factor
loadings on any of the facets of the NEO-PI-R was obtained from the CPAI scales. This
factor has been called Interpersonal Relatedness, which emphasizes the concern of
interdependence in Chinese personality (Cheung et al, 2001). The issue then became
whether the Interpersonal Relatedness factor was unique to Chinese societies, or
whether in fact this domain of personality pertained to other cultures as well. Cheung et
al (2001) replicated this study on a culturally diverse group of Hawaiian students and
found that the Interpersonal Relatedness factor could be identified in this group.
Cheung, Cheung, Leung, Ward and Leong (2003) found similar results with the English
version of the CPAI. This research provided empirical support for arguments on the
comprehensiveness of the FFM particularly as they pertained to the
Individualism/Collectivism dimension.
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INDIVIDUALISM AND COLLECTIVISM.
Individualism and Collectivism are at present amongst the most widely used constructs
in research about cultural differences (Triandis, 2001; Oyserman, Coon &
Kemmelmeier, 2002; Triandis & Suh, 2002; Green, Deschamps & Páez, 2005;
Schimmack, Oishi & Diener, 2005). These constructs, together with “power-distance”,
“masculinity-femininity” and “uncertainty- avoidance” were first described as overarching patterns of cultural variation in the workplace by Geert Hofstede in 1980 (Earley
& Gibson, 1998; Oyserman et al, 2002; Shulruf, Hattie & Dixon, 2003). According to
Hofstede’s model, derived through factor analysis, Individualism-Collectivism can be
viewed as opposite poles representing an independent stance from groups on the one
hand to a dependence on groups on the other (Gouveia & Ros, 2000). However,
individualism and collectivism are complex constructs which have been subject to
d (...truncated)