Idiopathic (primary) achalasia: a review
Patel et al. Orphanet Journal of Rare Diseases (2015) 10:89
DOI 10.1186/s13023-015-0302-1
REVIEW
Open Access
Idiopathic (primary) achalasia: a review
Dhyanesh A. Patel1, Hannah P. Kim1, Jerry S. Zifodya1 and Michael F. Vaezi2*
Abstract
Idiopathic achalasia is a primary esophageal motor disorder characterized by loss of esophageal peristalsis and
insufficient lower esophageal sphincter relaxation in response to deglutition. Patients with achalasia commonly
complain of dysphagia to solids and liquids, bland regurgitation often unresponsive to an adequate trial of proton
pump inhibitor, and chest pain. Weight loss is present in many, but not all patients. Although the precise etiology is
unknown, it is often thought to be either autoimmune, viral immune, or neurodegenerative. The diagnosis is based
on history of the disease, barium esophagogram, and esophageal motility testing. Endoscopic assessment of the
gastroesophageal junction and gastric cardia is necessary to rule out malignancy. Newer diagnostic modalities such
as high resolution manometry help in predicting treatment response in achalasia based on esophageal pressure
topography patterns identifying three phenotypes of achalasia (I-III) and outcome studies suggest better treatment
response with types I and II compared to type III. Although achalasia cannot be permanently cured, excellent
outcomes are achieved in over 90 % of patients. Current medical and surgical therapeutic options (pneumatic
dilation, endoscopic and surgical myotomy, and pharmacologic agents) aim at reducing the LES pressure and
facilitating esophageal emptying by gravity and hydrostatic pressure of retained food and liquids. Either graded
pneumatic dilatation or laparoscopic surgical myotomy with a partial fundoplication are recommended as initial
therapy guided by patient age, gender, preference, and local institutional expertise. The prognosis in achalasia
patients is excellent. Most patients who are appropriately treated have a normal life expectancy but the disease
does recur and the patient may need intermittent treatment.
Keywords: Esophagus, Achalasia, Motility disorder, Endoscopic balloon dilatation, Laparoscopic surgery
Definition and epidemiology
Idiopathic achalasia (ORPHA930) is a primary esophageal motility disorder of unknown etiology characterized
manometrically by esophageal aperistalsis and insufficient relaxation of the lower esophageal sphincter (LES)
in response to deglutition [1–5]. It is a rare disease with
an annual incidence of approximately 2/100,000 and a
prevalence rate of 10/100,000 [6]. Studies have shown
that incidence and prevalence of the disease are increasing [7, 8] and the peak incidence occurs between 30 and
60 years of age [7]. Achalasia was first described and
termed by Sir Thomas Willis in 1674, when he suggested
that the disease is due to the loss of normal inhibition in
the distal esophagus [9]. Since then, the development of
new diagnostic techniques stimulated new ideas about
the etiology and pathophysiology of the disease leading
* Correspondence:
2
Division of Gastroenterology, Hepatology and Nutrition, Vanderbilt
University Medical Center, Nashville, TN, USA
Full list of author information is available at the end of the article
to various theories in identifying the nature of motor
disturbances in esophageal regions. However, the initiating cause is still unclear [3, 9, 10].
In this review article we provide current insight on the
pathogenesis, etiology, diagnosis, and treatment options
for this motor disorder of the esophagus.
Clinical description
Achalasia is one of the most investigated motor disorders of the esophagus [4, 10]. The disease can occur at
any age but it is usually diagnosed between 30 and
60 years. Progressive dysphagia to solids followed by liquids (82 %-100 %) is the first clinical symptom of achalasia [11]. Although dysphagia can occur in patients with
other esophageal motility disorders, this symptom is
most characteristic of achalasia and strongly suggests
the diagnosis.
Regurgitation not responding to adequate proton
pump inhibitor (PPI) therapy and weight loss can be
seen in 30 % to 90 % of patients. Regurgitation of
© 2015 Patel et al. This is an Open Access article distributed under the terms of the Creative Commons Attribution License
(http://creativecommons.org/licenses/by/4.0), which permits unrestricted use, distribution, and reproduction in any medium,
provided the original work is properly credited. The Creative Commons Public Domain Dedication waiver (http://
creativecommons.org/publicdomain/zero/1.0/) applies to the data made available in this article, unless otherwise stated.
Patel et al. Orphanet Journal of Rare Diseases (2015) 10:89
material retained in the dilated esophagus, especially
during supine position at night, may lead to aspiration.
There is no universal definition for “adequate” PPI therapy, however, based on recent gastro-esophageal reflux
disease (GERD) guidelines, it has been taken to constitute ensuring compliance, optimal dosing, changing to a
different PPI, and possibly BID dosing [12]. Chest pain is
another presenting symptom of achalasia (17 %-95 %).
The occurrence of this symptom is unrelated to the LES
pressure [4, 11]. Chest pain has been found to be more
frequent in younger patients and in female patients who
have achalasia [4, 13–15]. In addition, 40 % of patients
with achalasia report occurrence of at least one respiratory symptom daily, including cough (37 %), hoarseness
(21 %), wheezing (15 %), shortness of breath (10 %), and
sore throat (12 %) [16].
Heartburn, the main symptom of GERD, may also
occur infrequently (27 %-42 %) in achalasia patients.
The mean LES pressure in patients with achalasia who
experience heartburn has been reported to be significantly lower than that in patients without heartburn
[17]. Weight loss (usually between 5 and 10 kg) is
present in most but not all patients. Difficulty belching
has also been reported in up to 85 % of the patients, and
is due to a defect in relaxation of the upper esophageal
sphincter in these patients [1, 18].
Etiology
The distal esophageal wall and LES are innervated by
postganglionic neurons, consisting of excitatory and inhibitory neurons. The excitatory neurons release acetylcholine while the inhibitory neurons release nitric oxide
(NO) and vasoactive intestinal polypeptide (VIP), resulting in esophageal and LES contractions and relaxations,
respectively [3]. The NO and VIP releasing inhibitory
neurons are the target in idiopathic achalasia. Loss of
these inhibitory neurons due to either intrinsic or extrinsic causes will result in the manometric consequence of
failure of LES relaxation and loss of esophageal peristalsis [3, 4, 19].
Several studies on humans and animals [20, 21] have
suggested that extrinsic causes such as lesions located in
the central nervous system (CNS) may produce manometric findings of achalasia. Abnormalities of the vagal
nerve fibers outside the (...truncated)