Use of stem cells in perinatal asphyxia: from bench to bedside
0021-7557/10/86-06/451
Jornal de Pediatria
Review Article
Copyright © 2010 by Sociedade Brasileira de Pediatria
Use of stem cells in perinatal asphyxia:
from bench to bedside
Simone de Paula,1 Samuel Greggio,1 Jaderson Costa DaCosta2
Abstract
Objectives: To present recent scientific evidence on the effects of stem cell transplantation in animal models
of neonatal hypoxic-ischemic brain injury and address the translational relevance of cell therapy for clinical
application in this context.
Sources: The PubMed and Scopus databases were used to select articles. The selection criterion was the
specificity of articles regarding the subject studied, preferably articles published from 2000 onward. We also
reviewed classic articles from previous years that were applicable to this review.
Summary of the findings: Stem cells from different exogenous sources may exhibit neuroprotective properties
in experimental models of neonatal hypoxia-ischemia. In most animal experiments, the morphological and functional
benefits observed were independent of neural differentiation, suggesting associated mechanisms of action, such
as the release of trophic factors and inflammatory modulation.
Conclusions: Based on the experimental studies analyzed, cell therapy may become a promising therapeutic
approach in the treatment of children with hypoxic-ischemic encephalopathy. However, further studies are warranted
to elucidate potential mechanisms of action of these cells and to define safe and effective clinical strategies.
J Pediatr (Rio J). 2010;86(6):451-464: Hypoxic-ischemic encephalopathy, stem cells, asphyxia, cell
therapy.
Introduction
Neonatal hypoxic-ischemic (HI) brain injury is a major
exhibit permanent neuropsychological impairments, such
cause of neurological morbidity and mortality in infants.
as mental retardation, cerebral palsy, epilepsy, and learning
Statistical data suggest an incidence of asphyxia of 2-4
disability.2
per 1,000 full-term births. In Brazil, neonatal asphyxia
The most frequent cause of HI encephalopathy is
is estimated to occur in approximately 2% of live births.1
severe intrauterine asphyxia, and the main pathogenic
Furthermore, 20-50% of asphyxiated newborns die within
mechanism attributed to its neuropathology is impaired
the neonatal period, and up to 25% of survivors may
cerebral blood flow.3 Associated neurotoxic events, such as
1. Mestre. Programa de Pós-Graduação em Saúde da Criança, Pontifícia Universidade Católica do Rio Grande do Sul (PUCRS), Porto Alegre, RS, Brazil.
2. Doutor. Professor titular, Neurologia, Faculdade de Medicina, PUCRS, Porto Alegre, RS, Brazil. Diretor, Instituto do Cérebro do Rio Grande do Sul (InsCer),
PUCRS, Porto Alegre, RS, Brazil.
No conflicts of interest declared concerning the publication of this article.
Suggested citation: de Paula S, Greggio S, DaCosta JC. Use of stem cells in perinatal asphyxia: from bench to bedside. J Pediatr (Rio J). 2010;86(6):451-464.
Manuscript submitted Jun 02 2010, accepted for publication Aug 09 2010.
doi:10.2223/JPED.2035
451
452 Jornal de Pediatria - Vol. 86, No. 6, 2010
energy failure, membrane depolarization, excitatory amino
acid release, accumulation of free radicals, and apoptosis,
occur simultaneously and contribute to cellular dysfunction
and neuronal death after HI insults.4
Stem cells in perinatal asphyxia – de Paula S et al.
Transplantation of fetal neocortical tissue
In 1996, Elsayed et al.15 conducted the first study on the
use of cellular resources in the treatment of experimental HI
brain injury. In that investigation, the authors assessed the
Despite the technological and scientific advances in
effects of intracerebral transplantation of fetal neocortical
perinatal care of at-risk newborns, the clinical management
tissue blocks performed 7 days after induction of HI brain
of asphyxiated infants has been limited to maintenance of
injury in neonatal rats. Although successful transplants were
oxygenation, control of blood pressure and homeostasis,
observed in 63% of cases, the study failed to demonstrate
treatment of seizures, and control of intracranial
significant therapeutic effects on brain atrophy. Additionally,
hypertension.5
that study did not conduct a functional assessment
New neuroprotective strategies have been investigated
of transplanted animals. Another research group also
in experimental studies and clinical trials due to the
performed intracerebral transplantation of fetal neocortical
clinical significance and socioeconomic impact generated
tissue 3 days after induction of HI brain injury.16 Instead of
by neonatal brain damage. Calcium blockers, inhibitors of
using tissue blocks, the authors used cell suspensions to
excitatory amino acids and free radicals, use of nitric oxide,
facilitate the transplantation procedure. The results showed
growth factors, neuropeptides and hypothermia are some
improvement in motor function and asymmetry in treated
of the current therapeutic approaches that aim to interrupt
animals. However, although transplants were identifiable
the cascade of neurochemical events triggered by hypoxia-
in 72% of the animals 10-12 weeks after implantation,
ischemia.4 Except for hypothermia, which shows satisfactory
the authors observed absence of cortical cytoarchitecture
outcomes only in infants with moderate HI injury, these
recovery.
therapies have limited results.6
In this context, cell therapy has been explored because
it is an up-to-date and promising approach for treatment
of severe neurological diseases. Stem cells represent a
natural unit of embryonic development and tissue repair,
characterized as a subset of immature, undifferentiated and
unspecialized cells that have the capacity for self-renewal
and differentiation into specific cell lineages.7 Such cells have
been found in all postnatal organs and tissues, including
the central nervous system (CNS), previously known by the
lack of progenitor cells and regenerative potential.8 Recent
discoveries have revolutionized the field of stem cell biology
by demonstrating the clinical potential of these cells in a
variety of human diseases. Initially used in the treatment
of hematologic malignancies and autoimmune disorders,
transplantation of immature and undifferentiated cells is
Neural stem cell transplantation
Neural stem cells (NSC) have the capacity for self-renewal
and limited capability to generate cells of neuronal and glial
lineages. Such cells can be isolated from different regions
of the embryonic nervous system or harvested from two
specific regions of the adult brain: the subventricular zone
of the lateral ventricles and the subgranular zone of the
hippocampal dentate gyrus.7,9 Studies have shown that
NSC can migrate and survive in injured brain areas and
can be induced to differentiate in vivo and in vitro into
neurons, oligodendrocytes and astrocytes, indicating a
potential alternative to replacement of cell types affected
in (...truncated)