Substrate Dependence in the Formation of Au Nanoislands for Plasmonic Platform Application
Plasmonics
https://doi.org/10.1007/s11468-019-01021-9
Substrate Dependence in the Formation of Au Nanoislands
for Plasmonic Platform Application
Marcin Łapiński 1
1
2
1
& Robert Kozioł & Anita Cymann & Wojciech Sadowski & Barbara Kościelska
1
Received: 17 June 2019 / Accepted: 12 August 2019
# The Author(s) 2019
Abstract
In this work, the influence of the various substrates on Au nanoisland formation has been studied. Nanostructures were obtained
via annealing of thin Au films. In order to determine nanoisland formation mechanisms, correlation between an initial film
thickness and temperature of formation, shapes, and dimensions of nanostructures was examined. For the surface morphology
studies, nanograin structure, and chemical composition analysis, SEM, HR TEM, and EDS measurements were performed,
respectively. Morphology studies showed that the temperature at which nanostructures form varies for different substrates, which
indicates high impact of the substrate material on the nanostructure formation. In the case of silicon substrate, besides the
phenomenon of spinodal dewetting, the effect of eutectics on the nanostructures was additionally taken into consideration.
Keywords Directional solidification . High-resolution electron microscopy (HREM) . Nanostructure . Scanning electron
microscopy (SEM) . Thin-film annealing
Introduction
In recent years, much attention has been paid to the formation
of noble metal nanostructures. This is mainly due to the possibility of using them as plasmonic platforms and nanosensors
[1, 2]. One of the most commonly used metals in plasmonic
platforms is gold. In addition to the high concentration of free
electrons, leading to a high plasma frequency and a negative
real permittivity over a wide range of frequencies, gold is
characterized by high chemical resistance, which greatly facilitates the process of producing platforms [3]. The frequency
and intensity of the plasmon resonance are highly dependent
not only on the material of the nanostructures but also on its
size, shape, and morphology. There is also a strong correlation
* Marcin Łapiński
1
Faculty of Applied Physics and Mathematics, Department of Solid
State Physics, Gdansk University of Technology, Gabriela
Narutowicza 11/12, 80-233 Gdansk, Poland
2
Faculty of Chemistry, Department of Chemical Apparatus and
Theory of Machines, Gdansk University of Technology, Gabriela
Narutowicza 11/12, 80-233 Gdansk, Poland
with dielectric properties of surrounding medium [4–6]. One
of the easiest methods for the production of metal nanostructures is the way that is based on the thermal annealing of thin
metal films [7, 8]. It is well known that several processes could
be responsible for the formation of the nanostructures within
this technique. One of them is directional solidification of
eutectics that is widely cited in the literature. It may occur in
the case of the gold film that is deposited on a silicon substrate.
The melting temperature of Au–Si eutectic system drops to
about 363 °C [9–12], so nanostructures can be formed in the
temperatures much below the melting temperature of Au.
However, it can lead to phase non-homogeneity of the gold
nanostructures [10, 12–15]. On the other hand, in the cases of
thin and ultra-thin layers, the leading process of nanostructure
growths seems to be solid-state dewetting. It is widely
discussed in the literature that the formation of nanostructures
is based on nucleation of holes and their later growth [2,
16–19]. Nucleation can take place in two ways: as homogeneous nucleation, when holes appear as a consequence of
small thermal density fluctuations. The second type is a heterogeneous nucleation, caused mainly by defects present or in
the metal film or on the interface between the film and the
substrate. Holes can be also created during the spinodal
dewetting process, which occurs by the amplification of
Plasmonics
Fig. 1 SEM images of gold
nanostructures on silicon
substrate, with initial gold film of
10 nm, annealed at a 300 °C, b
325 °C, c 350 °C, d 375 °C, e
400 °C, and f 425 °C
periodical film thickness fluctuation. In any case, dewetting
occurs at temperatures well below the melting temperature of
the film, so during this process the material remains in the
solid state. It is difficult to determine experimentally which
of the types of dewetting takes place in a specific case in the
process of formation of metal nanostructures. Undoubtedly,
the substrate plays a huge role here. It is also difficult to say
whether the existence of eutectics has a significant impact on
the formation of nanostructures at temperatures above the eutectic temperature, especially that the size of nanostructures or
thin films greatly affects their melting point [20, 21].
In our previous works [22, 23], we described the method of
synthesis, structure, and electromagnetic field distribution of
Au nanostructures that form plasmonic platforms. However,
at that time, we could not decide which process was mainly
responsible for the growth of nanostructures. Present research
are focused on processes leading to the formation of nanostructures as a result of heating thin layers deposited on various substrates when the annealing temperature far exceeds the
temperature at which dewetting starts.
Experimental
Au nanostructures were prepared on quartz glass, Si(111), and
well-polished Mo and Ta substrates. The substrates were
cleaned with warm acetylacetone and then rinsed in ethanol.
Thin Au films (with thickness in the range of 1–200 nm) were
deposited using a tabletop dc magnetron sputtering coater
(EM SCD 500, Leica) in pure Ar plasma condition (argon,
Plasmonics
Fig. 2 SEM images of gold
nanostructures on tantalum
substrate, with initial gold film of
10 nm, annealed at a 300 °C, b
325 °C, c 350 °C, d 375 °C, e
400 °C, and f 425 °C
Air Products, 99.999%). The Au target had 99.99% purity, the
rate of Au layer deposition was about 0.4 nm/s, and incident
power was in a range of 30–40 W. The sputtering system was
equipped with a quartz crystal microbalance for the film thickness in situ measurements. As prepared films of varying thicknesses were subsequently put to the hot furnace for formation
of nanostructures. Samples were annealed at various temperatures in air atmosphere. To analyze the surface morphology
of the samples, FEI Quanta FEG 250 scanning electron microscope (SEM) and Zeiss CrossBeam 540 SEM operated at
10 kV and 2 kV, respectively, were used. For nanograin structure and chemical composition analyses, a TALOS F200X
high-resolution transmission electron microscope (HR TEM)
equipped with an EDS detector was used.
Results and Discussion
In Figs. 1 and 2, selected SEM images of nanostructures
formed during annealing of 10-nm thin Au films at different
temperatures are presented. The films were deposited on silicon (Fig. 1) and tantalum (Fig. 2) substrates. The heating
temperature’s as well as the substrate’s influence on the formation of nanostru (...truncated)