Figuring out the figurative: Individual differences in literary metaphor comprehension
PSIHOLOGIJA, 2007, Vol. 40 (3), str. 399-415
UDC 159.953/.955.072-057.874
FIGURING OUT THE FIGURATIVE:
INDIVIDUAL DIFFERENCES IN LITERARY
METAPHOR COMPREHENSION1
Ana Altaras Dimitrijević2
Department of Psychology, University of Belgrade
Marija Tadić
Strategic Marketing, Belgrade
This paper explores the cognitive and affective-conative correlates of
metaphor comprehension. We first introduce the concept of metaphor by describing its essential features and functions. Then, we give a short review of
key findings derived from cognitive and developmental studies of metaphor
comprehension. Finally, we discuss individual differences in metaphoric skill
and sensitivity and present the results of an empirical investigation in which
we sought to determine the relationship between literary metaphor comprehension, the subjective experience of metaphors and the readers’ verbal intelligence and personality traits. On the basis of our research findings, it is argued
that metaphoric ability represents a central facet of intelligence and that the
Test of Literary Metaphor Comprehension designed in our study may be
viewed as a valid measure of verbal ability.
Key words: metaphor comprehension, individual differences, verbal intelligence, personality traits (Big Five)
1
Preparation of this paper was supported by the Ministry of Science and Environment Protection,
Grant 149018D. An earlier version of this paper was presented at the XXIII. International
Literature and Psychology Conference, Helsinki, Finland.
2
Author’s address:
Ana Altaras Dimitrijević i MarijaTadić
INTRODUCTION
The omnipresence and omnipotence of metaphors
In a world where words have only literal meanings A is A, and B is B. But we
are not constrained to such a world; rather, we are constantly employing our
uniquely human ability to cross the boundaries of the factual and to deal with statements that are “contrary to fact, yet that are on some level true and authentic” (Winner, 1988, p. 2). In other words, we lead a parallel existence in an ever-stretching
world of figurative language, where it can sometimes rightly be stated that A is B.
It is exactly this juxtaposition of concepts stemming from quite divergent domains but being linked by a certain similarity, that is at the root of a metaphoric utterance. Regardless of its grammatical form, a metaphor can be decomposed into the
following basic components: the topic/target, i.e. the subject of the metaphor; the
vehicle/base/source, i.e. the means by which the speaker indirectly refers to the
topic; and the ground, i.e. the attributes shared by topic and vehicle. All metaphors
rest on the relation of similarity, but to define them, “we need also to distinguish
between literal and metaphoric similarity” (Winner, 1988, p. 19; italics ours). According to Ortony (1979, in Winner, 1988), the latter is characterized by a marked
salience imbalance, whereby the properties shared are of high salience to the vehicle
and of low salience to the topic. Furthermore, an imbalance exists in the familiarity
and systematicity of the domains from which topic and vehicle are drawn, in that the
vehicle is taken from a domain that is more familiar, more concrete and more structured than that of the topic (Gentner et al., 2001). Thus, a defining feature of metaphors is their asymmetry or directionality, and hence their nonreversibility. Why
should this feature be so important?
It is from the salience, information and systematicity imbalance that metaphors
derive their descriptive and explanatory power. As Winner explains: “A metaphor
invites us to view the topic as the vehicle. Because […] what is shared is more salient to the vehicle, the result is that we notice properties of the topic that ordinarily
go unnoted” (1988, p. 19; italics in the original). In other words, by going along and
viewing the topic through the lens of the vehicle, we gain a new, better structured or
more profound understanding of the concept in question. It should be clear from
here that a metaphor is more than a decorative aspect of language, more than a substitute for a literal term, and more than a simple comparison between topic and vehicle; it is to be acknowledged as a powerful “cognitive tool” – one that helps us get
hold of and express complex and abstract ideas, and even serves to reshuffle or create new pathways of categorization (Winner, 1988). To be quite in line with the
topic, one could say that we sail the sea of concepts carried by waves of metaphors.
Contemporary researchers of metaphor generally espouse the idea that language is
in its bones metaphorical and that metaphor represents a vital organ of human cog400
Figuring Out The Figurative: Individual Differences in Literary Metaphor Comprehension
nition (Gibbs et al., 1997; Klikovac, 2004; Lakoff and Johnson, 1980; Winner,
1988). Without the ability to think in terms of metaphors, the world around, as well
as within us, would be only partially discerned and partially available (hence, also
partially appreciated). So, the important question arises: how do we understand
metaphors?
Studies of metaphor comprehension
According to Winner, “metaphor comprehension is an asymmetrically interactive process by which we come to see the topic as the vehicle, and in which the topic
influences which aspects of the vehicle apply to the topic” (1988, p. 32). How exactly does this work? And does it work equally well for children as for adults?
Equally well for people of different ability levels and personality profiles?
Cognitive studies. The first question is addressed by cognitive-psychological
studies delving into the mechanisms of metaphor comprehension. These studies
have provided two major accounts of how metaphors are processed (Gentner &
Bowdle, 2002).
The first is the analogy model or comparison approach proposed by Gentner
and colleagues, who argue that the same structure-mapping processes used to explain analogy also apply to metaphor processing. The first stage in metaphor comprehension is a symmetrical (role-neutral) alignment process, in which topic/target
and vehicle are compared and a common schema is derived from the comparison.
This stage is followed by a directional (role-specific) process of inference-projection
from the more concrete and familiar vehicle to the topic. According to this model,
metaphor comprehension is to be conceived of as a two-stage “comparison→mapping” process, where “alignment highlights parallel structure […], and
inference-projection creates new knowledge in the target (Gentner et al., 2001, pp.
10-11).
The second approach, taken by Glucksberg and colleagues, is the (attributive)
categorization approach. The idea behind this theory is that metaphors are basically
class-inclusion statements asserting that the topic is a member of the category of
which the vehicle is the prototypical member. Because the target is not literally a
subordinate concept of the vehicle, the first step in metaphor comprehension is to
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