A mind you can count on: validating breath counting as a behavioral measure of mindfulness
METHODS ARTICLE
published: 24 October 2014
doi: 10.3389/fpsyg.2014.01202
A mind you can count on: validating breath counting as a
behavioral measure of mindfulness
Daniel B. Levinson*, Eli L. Stoll, Sonam D. Kindy, Hillary L. Merry and Richard J. Davidson*
Waisman Laboratory for Brain Imaging and Behavior, Center for Investigating Healthy Minds, Psychology Department, University of Wisconsin–Madison,
Madison, WI, USA
Edited by:
Heather Berlin, Icahn School of
Medicine at Mount Sinai, USA
Reviewed by:
Mattie Tops, VU University
Amsterdam, Netherlands
Zoran Josipovic, New York University,
USA
*Correspondence:
Daniel B. Levinson and
Richard J. Davidson, Waisman
Laboratory for Brain Imaging and
Behavior, Center for Investigating
Healthy Minds, Psychology
Department, University of
Wisconsin–Madison, 1500 Highland
Avenue, Madison, WI 53705, USA
e-mail: danlevinson@alumni.
stanford.edu;
Mindfulness practice of present moment awareness promises many benefits, but has
eluded rigorous behavioral measurement. To date, research has relied on self-reported
mindfulness or heterogeneous mindfulness trainings to infer skillful mindfulness practice
and its effects. In four independent studies with over 400 total participants, we present
the first construct validation of a behavioral measure of mindfulness, breath counting. We
found it was reliable, correlated with self-reported mindfulness, differentiated long-term
meditators from age-matched controls, and was distinct from sustained attention and working memory measures. In addition, we employed breath counting to test the nomological
network of mindfulness. As theorized, we found skill in breath counting associated with
more meta-awareness, less mind wandering, better mood, and greater non-attachment
(i.e., less attentional capture by distractors formerly paired with reward). We also found
in a randomized online training study that 4 weeks of breath counting training improved
mindfulness and decreased mind wandering relative to working memory training and no
training controls. Together, these findings provide the first evidence for breath counting as
a behavioral measure of mindfulness.
Keywords: mindfulness, mind wandering, task-unrelated thought, attention, meta-awareness, meta-cognition,
wanting, working memory training
INTRODUCTION
James (1890), a founder of American Psychology wrote, “the
faculty of voluntarily bringing back a wandering attention over
and over again is the very root of judgment, character, and will.
. . . An education which should improve this faculty would be
the education par excellence.” In the 1960s and more recently,
others have productively followed James’s interest in wandering
attention – under the overlapping terms of mind wandering, taskunrelated-thought (TUT), and stimulus-independent thought –
to document that it occurs 30–50% of daily life (Klinger and Cox,
1987; Killingsworth and Gilbert, 2010), and is associated with cognitive task errors (Antrobus, 1968) and worse mood (Killingsworth
and Gilbert, 2010; Wilson et al., 2014; but see Franklin et al., 2013).
In contrast, research on the education of voluntarily bringing
back a wandering mind has evoked both promise and controversy. Regarding its promise, the practice of returning attention
to the present, which is core to mindfulness, has been associated with reduced pain (Zeidan et al., 2011), improved attention
(Brefczynski-Lewis et al., 2007), and enhanced well-being (Brown
and Ryan, 2003; Tang et al., 2007) among other benefits (Hölzel
et al., 2011).
Nonetheless, mindfulness measurements are controversial. For
example, self-report on the Five Factor Mindfulness Questionnaire
(FFMQ; Baer et al., 2006) cannot distinguish individuals receiving
Mindfulness Based Stress Reduction vs. a validated active control
intervention (MacCoon et al., 2012) because both interventions
increase reported mindfulness equally (MacCoon, personal communication). In addition, mindfulness trainings and monetary
incentives equally increase certain cognitive test scores, suggesting
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that the demand characteristics inherent in mindfulness training
studies may result in training studies measuring effects of nonspecific factors such as motivation as opposed to, or at least in
addition to, mindfulness (Jensen et al., 2012). Therefore, it is
unclear the extent to which mindfulness per se is captured by
self-report or responsible for improvements following putative
mindfulness trainings.
It is therefore critical for the field to establish a behavioral and
thus less biased measure of mindfulness. Unlike questionnaires,
which suffer from retrospective distortions and susceptibility
to implicit demand characteristics (e.g., pressure on meditators
to report being mindful), behavioral measures prevent “faking
good” as ability must be demonstrated instead of simply averred.
A behavioral measure could also avoid the confounding, nonspecific training effects introduced in mindfulness training studies
and provide a more efficient assessment. However, to our knowledge, no behavioral measure of mindfulness exists for scientific
use. To address this gap, we present the first validation of such a
measure.
DEFINING AND OPERATIONALIZING MINDFULNESS
We chose present moment awareness as a definition of mindfulness to operationalize. Grounded in traditional descriptions
of mindfulness (Supplementary Material Introduction), it is a
commonality in the diversity of modern scientific definitions
(e.g., Brown and Ryan, 2003; Bishop et al., 2004; Baer et al.,
2006; Schooler et al., 2011) and meditation styles, which variably
emphasize non-attachment, non-judgment, or other facets as
well.
October 2014 | Volume 5 | Article 1202 | 1
Levinson et al.
Mindfulness of breathing can be indexed by breath counting,
which lends itself to objective behavioral study and draws
face validity from its longstanding use in mindfulness practice
(recorded c. 430 AD, Buddhaghosa, 2010). Prima facie, accurately
counting breaths operationalizes mindfulness because it depends
on (1) directly perceiving the experience of breathing in the present
and (2) awareness that experience (such as mind wandering) is
happening, which enables a return of attention to the breath whenever attention drifts. Therefore, although counting is not necessary
for mindfulness, we propose mindfulness contributes to accurate
breath counting.
EVALUATING THE CONSTRUCT VALIDITY OF BREATH COUNTING AS AN
INDEX OF MINDFULNESS
To test the proposition that breath counting measures mindfulness, we followed the recommendations of Cronbach and Meehl
(1955) for establishing such construct validity. We reasoned that
if breath counting measures mindfulness, then those skilled in
breath counting should exhibit all the theorized consequences of
mindfulness, including more meta-awareness, less mind wandering, better mood, and greater non-attachment. The theory behind
each of these links in mindfulness’s nomological network is briefly
reviewed.
Evaluat (...truncated)