Cognitive Reserve in the Healthy Elderly: Cognitive and Psychological Factors
SOR-SOCSCI
Cognitive reserve in the healthy elderly: cognitive and psychological
factors
Josef Zihl1,2*, Florian Pargent1, Antonia Schmid1, Osborne F.X. Almeida2, Nuno Sousa3,4, Katrin Walther1, and
Thomas Fink1
1
Department Psychology, Neuropsychology, Ludwig-Maximilians-Universität München, Munich, Germany
Max Planck Institute of Psychiatry, Munich, Germany
3
Life and Health Sciences Research Institute (ICVS), School of Health Sciences, University of Minho, Braga, Portugal
4
ICVS/3B’s, PT Government Associate Laboratory, Braga/Guimarães, Portugal
*Corresponding author’s e-mail address:
2
Published online: 7 October 2015 (version 2)
Cite as: Zihl et al. ScienceOpen Research 2015 (DOI: 10.14293/S2199-1006.1.SOR-SOCSCI.A5KKMA.v2)
Reviewing status: Please note that this article is under continuous review. For the current reviewing status and the latest
referee’s comments please click here or scan the QR code at the end of this article.
Primary discipline: Psychology
Keywords: Mental aging, Cognitive reserve, Cognitive architecture
ABSTRACT
[1,2]. In their model of CR, Satz et al. [3] proposed four factors
(general intelligence (“g”), complex mental activity, processing
resources, and executive function) as “potential reserve
proxies” for CR in normal aging. Each of these factors
encompasses one of several specific indicators that contribute
to, or interact with CR. Examples of such factors include
literacy and education, occupation, regular complex mental
activities, and cohesiveness of social networks [4–8]. It is also
plausible that other variables, such as mood [9] and quality of
sleep [10] may also determine cognitive performance in older
age. In addition, it should be noted that many of these putative
CR-determining factors may be intercorrelated [11], and that
they are influenced by individual life experiences and, thus, by
developmental trajectories in early adulthood and middle
age [12].
Since CR cannot be measured directly, the assessment of
proxies is valuable; however, these proxies are likely to be
static rather than dynamic representations of CR. From a
conceptual and methodological perspective, it seems desirable
to define and assess CR in a more direct fashion, e.g., by
“forcing” subjects to activate their individual cognitive
resources in a mentally challenging task. Such an approach
would also fit into a model of task-related brain activity
depending on the level of task demands, which helps to
explain interindividual differences in the context of brain
reserve and thus of the neural basis of CR [13]. Based on this
framework, one would predict that subjects with higher
functional brain reserve would also show higher performance
in such a task because they can activate more cognitive
resources in this condition. The gain in performance may
thus represent a more valid proxy of CR because it is based
on the dynamic use of implicitly existing CR, which cannot
be determined validly in a one-trial assessment. A particularly
Cognitive reserve (CR) helps explain the mismatch between
expected cognitive decline and observed maintenance of
cognitive functioning in older age. Factors such as education,
literacy, lifestyle, and social networking are usually considered
to be proxies of CR and its variability between individuals. A
more direct approach to examine CR is through the assessment of capacity to gain from practice in a standardized
challenging cognitive task that demands activation of cognitive
resources. In this study, we applied a testing-the-limits
paradigm to a group of 136 healthy elderly subjects (60–75
years) and additionally examined the possible contribution of
complex mental activities and quality of sleep to cognitive
performance gain. We found a significant but variable gain
and identified verbal memory, cognitive flexibility, and problem-solving as important factors. This outcome is in line with
our earlier study on CR in healthy mental aging. Interestingly
and contrary to expectations, our analysis revealed that
complex mental activities and sleep quality do not significantly influence CR. Best subset regression showed that better
verbal memory and higher cognitive flexibility were related to
high CR, which could also be seen when contrasting “high” and
“low” cognitive performers; again, complex mental activities
and sleep quality did not contribute to this measure of CR. In
conclusion, the results of this study support and extend
previous findings on CR in older age; further, they underline
the need for improvements in existing protocols for assessing
CR in a dynamic manner.
INTRODUCTION
The concept of cognitive reserve (CR) attempts to explain
inter-individual variability in susceptibility to changes in brain
function in pathological, but also normal aging of the brain
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SOR-SOCSCI
Zihl et al.: Cognitive reserve in the healthy elderly: cognitive and psychological factors
the study, subjects were given a detailed telephone interview
to screen for exclusion criteria, in particular neurological and
mental disorders as well as non-correctable visual or auditory
impairments and motor limitations of the dominant (right or
left) hand. According to the Edinburgh handedness inventory
[19], 97% of subjects were right-handed, three were lefthanded, and three were ambidextrous. Two subjects were
excluded due to incomplete data sets; thus, 136 participants
(68 female, 68 male; age: M = 68.71 years, SD = 3.60 years)
were studied in detail. All subjects had at least 14 years of
education; thus, the influence of the level of education on
cognitive architecture and CR was minimal.
Each participant was tested with the Mini-Mental State
Examination (MMSE of the CERAD-Plus; [20]) to exclude
subjects with global cognitive impairment (MMSE ≤ 26 points).
No subject scored lower than this cut-off due to prior verbal
screening. In addition, detailed information on education and
occupation, medical history, medication, smoking, and alcohol
use was collected.
sensitive method to assess CR in this framework is the socalled testing-the-limits paradigm [14]. The use of the Digit
Symbol Substitution Test (DSST), a multitasking cognitive
measure [15], in a testing-the-limits paradigm with systematic
repetition offers a way to assess CR in a dynamic way. In the
following, we use the abbreviation CR to denote gains in the
testing-the-limits paradigm, which serve as “intimate” proxies
of CR. In our recent study that contrasted 140 younger with
140 older healthy subjects, all of whom had a similar level of
education [16], we used such a paradigm to assess CR. The
main outcome of that study was that systematic practice with
DSST leads to significant gains in both age groups. Interestingly, although CR was significantly higher in the younger
subjects, about 50% of older subjects showed similar CR
values, suggesting that CR may, at least partly, represent an
individual, age-independent factor. As predicted from the
model of Satz et al. [3], CR was significantly asso (...truncated)