Prosecutors Should Consider Collateral Consequences
Criminal Law Practitioner
Volume 2
Issue 2
Article 9
2015
Prosecutors Should Consider Collateral Consequences
Robert M.A. Johnson
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Recommended Citation
Johnson, Robert M.A. (2015) "Prosecutors Should Consider Collateral Consequences," Criminal Law
Practitioner: Vol. 2 : Iss. 2 , Article 9.
Available at: https://digitalcommons.wcl.american.edu/clp/vol2/iss2/9
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Johnson: Prosecutors Should Consider Collateral Consequences
Criminal Law Practitioner
PROSECUTORS SHOULD CONSIDER
COLLATERAL CONSEQUENCES
by Robert Johnson
The primary goal of a prosecutor, as
outlined in the National Prosecution Standards
published by the National District Attorneys
Association (NDAA), is to seek justice'. In
an effort to seek justice, a prosecutor will
consider the likely sentence that the offender
will receive. In doing so, a prosecutor makes a
judgment ofwhether the consequences deriving
from the sentence are appropriate and just.
officer or member of the military is accused
of committing domestic assault.' A domestic
assault conviction could carry a collateral
consequence of barring the offender from
carrying a firearm, which would likely terminate
his police or military employment. Losing the
ability to carry a firearm is a consequence the
prosecutor should consider in an attempt to seek
justice. Even if it is ultimately unclear whether
the individual circumstance will warrant such
a serious result, the risk of such consequences
requires the issue to be considered. Other
collateral consequences that prosecutors should
consider in seeking justice include professional
license revocation and disqualification, loss of
a driver's license, disqualification from public
housing and food stamps, predatory offender
registration, and other similar consequences.
Most of these collateral consequences
can last for years, or even a lifetime.
In Padilla c. Kentucky, the United States
Supreme Court recognized that the collateral
consequence of deportation is difficult to
distinguish from other aspects of a criminal
The Court reversed Mr. Padilla's
sentence.
conviction because he was not informed, before
he entered his plea, that his conviction would
result in his deportation. In his concurrence,
Justice Alito recognized the "wide variety
of consequences to a criminal conviction."'
NDAA's NationalProsecutionStandards provide
Another reason that prosecutors should
"Prior to negotiating a plea agreement, the
prosecution should consider ...
the probable know and. understand collateral consequences is
sentence if the defendant is convicted .... "4 With that the judges who accept pleas may determine
collateral consequences becoming recognized the collateral consequences stemming from
as a part of the sentence, prosecutors should sentencing to be unreasonable. Some judges
consider them in their search for justice. are known to invoke creative sentencing
If
options to avoid certain consequences.
An example of this is when a police a prosecutor is pursuing a charge that the
1
National District Attorneys Association,
judge believes is unjust in the consequences
Commentary, National ProsecutionStandards 3rd Edition 12
of a conviction, the prosecutor may face
(2012).
unreasonable evidentiaryrulings or sentencing.6
Padilla v. Kentucky, 559 U.S. 356, 357 (2010).
2
18 U.S.C. §821 (a)(3) (33).
5
Id. at 376.
3
6
State v. Selyukov, Nos. C5-00-1617, C9-00-1619,
National District Attorneys Association,
4
2001 Minn. App. LEXIS 144, at *1.-3 (Minn. Ct. App. Feb. 6,
Commentary, NationalProsecutionStandards, 3rd Edition,
2001).
5-3.1.
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Criminal Law Practitioner, Vol. 2 [2014], Iss. 2, Art. 9
Criminal Law Practitioner
To be an effective advocate, the prosecutor
must know and understand the collateral
consequences of the pursued conviction.
Beyond the overarching goal of seeking
justice, the American Prosecutors Research
Institute identified public safety as a significant
goal of a prosecutor.7 Prosecutors adopt a
number of strategies in working to increase
public safety. Intuitively, prosecutors often
seek significant sentences of imprisonment
for offenders as a way to increase public safety.
Prosecutors justify this strategy by arguing
that some offenders will not commit further
crimes if they are in prison, and others will be
deterred by the consequences of committing
crimes.
Research
has
demonstrated
that this strategy is not fully successful.'
A more productive strategy to increase
public safety is to reduce recidivism, which by
definition increases public safety by reducing
crime. 9 America undertook considerable work
when it transitioned from a rehabilitative
model to a retributive incapacitation model as
a way to deal with increasing crime rates in the
1970's. As a result, prison populations, together
with the fiscal and human costs, greatly
increased. A significant contribution to the
increased incarceration was probationers and
parolees committing new crimes, also known
as recidivating. For both public safety and
fiscal reasons, there was a need to determine
how society might work with offenders to
reduce the likelihood that they would reoffend.
Hundreds of studies were undertaken to
search for guidance in reducing crime.o
7
See Steve Dillingham et al, American Prosecutors
Research Institute, Prosecution in the 21' Century: Goals,
Objectives, and PerformanceMeasures v (2004), available at
http://www.ndaa.org/pdf/prosecution_21st_century.pdf.
8
See Valerie Wright, Deterrence in CriminalJustice:
Evaluating Certainty vs. Severity ofPunishment 6 (2010),
available at www.sentencingproject.org/doe/Deterrence%/ 20
Briefing%20.pdf.
9
See Recidivism, Nat'l Inst. of Justice, www.nij.gov/
topics/corrections/recidivism (last visited Apr. 13, 2015).
10
The Crime and Justice Institute and the National
Institute of Corrections Community Corrections Division,
Evidence-BasedPractice to Reduce Recidivism: Implications
for State Judiciaries(2007), available at https://www.
https://digitalcommons.wcl.american.edu/clp/vol2/iss2/9
84
Washington College of Law
Summer 2015
From all of this work, evolved the concept
of applying evidence-based practices to reduce
recidivism. The term evidence-based practices
(EBP) was taken from work in the medical
profession to improve health results in hospitals.
EBPs refer to practices supported by research
evidence rather than intuitive thought that
may have no research supporting t (...truncated)