Objectifying processes: The use of geometric morphometrics and multivariate analyses on Acheulean tools
Objectifying processes: The use of geometric
morphometrics and multivariate analyses on Acheulean
tools
Paula García-Medrano 1, Elías Maldonado-Garrido 1, Nick Ashton 1,
Andreu Ollé 2,3
1. Dept. Britain, Europe and Prehistory, British Museum, Frank House, 56 Orsman Road N1 5QJ, London, U.K.
Email: Garcia-Medrano: ; Maldonado-Garrido: ;
Ashton:
2. Institut Català de Paleoecologia Humana i Evolució Social (IPHES), Zona educacional 4, Campus, Sescelades
URV (Edifici W3), 43007 Tarragona, Spain. Email:
3. Àrea de Prehistòria, Universitat Rovira i Virgili (URV), Fac. Lletres, Av. Catalunya, 35, 43002 Tarragona,
Spain.
Abstract:
Nowadays, the fruitful discussion regarding the morphological variability of handaxes
during the Middle Pleistocene has reached a decisive moment with the use of more accurate
statistical methods, such as geometric morphometrics (GM) and multivariate analyses (MA).
This paper presents a preliminary methodological approach for checking the utility of these
new approaches on the analysis of the tools‟ shape. It goes beyond the simple description of
morphology and isolates the variables which define the final morphology of a tool. We
compared two Middle Pleistocene sites, Boxgrove and Swanscombe, which are
morphologically very different. Then, we applied the GM analysis on 1) 2D images, with two
semi-landmark distributions: 28 semi-landmarks, specially concentrated on the tip and butt,
and 60 equally spaced points; and 2) on 3D models using a new software (AGMT3-D
Software) including 5000 semi-landmarks. The more points used to define the tool‟s outline,
the more accurate will be the interpretation of the variables affecting shape. On the other
hand, if the semi-landmarks are localized on specific sectors of the tool, a bias is created, by
concentrating on those sectors, rather than the general tool shape. The 3D models offer a new
dimension on the shape analysis, as their results mean the combination of plan-shape, profileshape and the tool‟s topography.
Keywords: Middle Pleistocene; Acheulean; handaxes; geometric morphometrics; multivariate
analyses; Boxgrove; Swanscombe
Journal of Lithic Studies (2020) vol. 7, nr. 1, p. xx-xx
DOI: https://doi.org/10.2218/jls.4327
Published by the School of History, Classics and Archaeology, University of Edinburgh
ISSN: 2055-0472. URL: http://journals.ed.ac.uk/lithicstudies/
Except where otherwise noted, this work is licensed under a CC BY 4.0 licence.
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García-Medrano et al.
1. Introduction
Since the early stages of prehistoric research, there have been persistent attempts to
develop a common set of technological features and measures in which the morphology of
different lithic assemblages could be classified and compared. These classical methods for the
study of stone artefacts have led us to distinguish between different technological modes, or
cultural technological groups (Clark 1996). The differences are mainly based on the
combination of presence or absence of some technological markers (cores and flake systems,
Large Cutting Tools or the Levallois technique) with the chronological boundaries of each
site. For a long time, the aim of the study of these technological groups was the
characterization of the operative chains and the determination of the final tools‟ typology
(Boëda et al. 1990; Bordes 1961; Carbonell et al. 1992; Newcomer 1971; Wenban-Smith
1989). Nowadays, there is a focus on the morphological variability of tools and their possible
origin. Traditionally, this analysis has been made using metrical approaches, quantifying the
morphology by a set of discrete metric measures, and characterizing an assemblage by the
distribution of these measures (Bordes 1961; Roe 1968). Nevertheless, the morphology of
tools is a much more complex issue than the superficial description of measures and indices,
and it should refer to the entire shape, or to global properties of the artefact, more than to local
measures (Grosman et al. 2008).
GM analysis is a powerful tool for the quantitative description of shape variability within
and between groups. Nevertheless, it has had two significant handicaps: the limited
computing power and 3D scanning possibilities (Lycett et al. 2006; Lycett 2009; Rovner
1995); and the problems and difficulties entailed in the application of landmark or semilandmark-based methods to material cultural objects (Archer & Braun 2010; Bretzke &
Conard 2012; Costa 2010; Eren & Lycett 2012; Herzlinger & Grosman 2018; Lycett &
Chauhan 2010; Lycett & von Cramon-Taubadel 2013; McNabb 2007). The main problem,
among others, has been the lack of readily identifiable, homologous landmarks on artefacts,
(Lycett & Chauhan 2010). The lack of protocols requires a comparison of methods to test
which is the most appropriate to analyse the morphology of tools. Here, we have compared
the results between the use of 2D images or 3D models. In addition, it is also necessary to
define how many semi-landmarks are required to define accurately the tool‟s outline.
In the context of the Western European Acheulean Project (WEAP, Marie Skłodowska
Curie IF-EF-ST Fellowship, Project ID: 748316), we have defined a common method of
analysis for the study of handaxes and cleavers from several sites in the UK, France and
Spain, based on a selection of technological attributes from the main traditions of lithic
analysis (typological, technological, morphometrical and sequential) that are considered to be
particularly significant (Garcia-Medrano in prep.). Besides, combined with this technological
characterization, WEAP has used GM on 2D images and 3D models to analyse both plan and
profile shapes of handaxes and cleavers.
The aim of this work is to make a preliminary methodological approach comparing the
use of 28 (concentrated on tip and butt) and 60 (equally distributed) semi-landmarks, both on
2D images; and 5000 points, on 3D models. The results have been interpreted using MA. This
is increasingly used to discern patterns of variability in lithic assemblages and help with their
interpretation. One of the most frequently used is Principal Component Analysis (PCA). IN
this case, we have applied this analysis on two of the main Middle Pleistocene sites in Britain:
Swanscombe and Boxgrove.
2. Archaeological context
WEAP includes the analysis of handaxes and cleavers from several sites in the UK,
France and Spain (La Noira, Brandon Fields, Cagny La Garenne, Elveden, Swanscombe,
Journal of Lithic Studies (2020) vol. 7, nr. 1, p. xx-xx
DOI: https://doi.org/10.2218/jls.4327
Garcia-Medrano et al.
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Saint Pierre-lès-Elbeuf, Menez-Dregan and Galería and TD10.1 sublevel of Gran Dolina,
Atapuerca). For this paper, we have chosen two of the key British Middle Pleistocene sites:
Boxgrove and Swanscombe (Figure 1). The clear association between fauna and very rich
lithic assemblages, together with hominin remains attributed to Homo heidelbergensis and
early Neanderthals makes them two of the key sites for interpreting the A (...truncated)