Aphantasia, imagination and dreaming
Philos Stud
https://doi.org/10.1007/s11098-020-01526-8
Aphantasia, imagination and dreaming
Cecily M. K. Whiteley1
Accepted: 28 August 2020
The Author(s) 2020
Abstract Aphantasia is a recently discovered disorder characterised by the total
incapacity to generate visual forms of mental imagery. This paper proposes that
aphantasia raises important theoretical concerns for the ongoing debate in the
philosophy and science of consciousness over the nature of dreams. Recent studies
of aphantasia and its neurobehavioral correlates reveal that the majority of aphantasics, whilst unable to produce visual imagery while awake, nevertheless retain the
capacity to experience rich visual dreams. This finding constitutes a novel
explanandum for theories of dreaming. Specifically, I argue that the recent dream
reports of aphantasics constitute an empirical challenge to the emerging family of
views which claim that dreams are essentially imaginative experiences, constitutively involving the kinds of mental imagery which aphantasics, ex-hypothesi, lack.
After presenting this challenge in the context of Jonathan Ichikawa’s recent arguments for this view, I argue that this empirical challenge may be overcome if the
imagination theorist abandons Ichikawa’s account of dreaming in favour of a
modified version. This involves the claim that dreams are essentially inactive and
constitutively involve non voluntary forms of imagination. I conclude with a suggestion for further research which can test the viability of this alternative hypothesis, and move the debate forward.
Keywords Aphantasia Imagination Dreaming Imagination model of dreaming
& Cecily M. K. Whiteley
1
Department of Philosophy, Logic, and Scientific Method, London School of Economics,
Lakatos Building, Portugal Street, Holborn, London, UK
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C. M. Whiteley
1 What are dreams?
An emerging debate in the philosophy and science of consciousness concerns the
nature and ontological status of dreams. Much discussion has focused on solving
what Jennifer Windt (2015) calls the ‘‘conceptualisation problem’’: how, if at all,
ought we to account for dreaming using the standard psychological terms (such as
perception, hallucination, thought and emotion) used to characterise wakeful
consciousness? According to one growing family of views, dreams are best
understood in ontic terms as instances of imaginative experiences. The so-called
‘imagination model of dreaming’ has been influentially developed by Jonathan
Ichikawa (2009, 2016), who argues that dreams constitutively involve both sensory
and propositional forms of imagination. In addition to conceptual lines of argument,
Ichikawa maintains that the imagination model of dreaming receives considerable
support from various forms of neuropsychological evidence which suggest dream
imagery and waking imagery share a common neural basis (Solms 1997; Foulkes
1999).
Here, I present an empirical case against the imagination model of dreaming as
presented by Ichikawa (2009, 2016). I analyse a series of recent neurological studies
which identify a particularly pure case of imagery generation disorder known as
aphantasia (Zeman et al. 2015, 2016). Subjects with aphantasia—‘aphantasics’—
are characterised not just as having mental imagery of a reduced vividness, or the
incapacity to produce imagery of certain visual kinds, but as lacking the capacity or
power to produce visual forms of mental imagery altogether. Whilst the recent
findings on aphantasia have previously been considered in relation to the ongoing
‘imagery debate’ in cognitive science which concerns the nature of mental imagery
and its cognitive function (Zeman et al. 2015; Kosslyn et al. 2006), the full
theoretical significance of aphantasia and its implications for debates about the
nature of dreaming have yet to be considered. Bolstered by the fact that these
preliminary studies of aphantasia reveal that the condition can be both acquired
(Zeman et al. 2010) as well as a lifelong stable condition (Zeman et al. 2015, 2016),
this paper starts from the claim that subjects with aphantasia and their dream reports
provide an interesting test case for philosophers and psychologists who posit a tight
ontological connection between dream mentation and sensory forms of imagination.
The plan for the paper is as follows. Sections 2 and 3 outline Ichikawa’s
imagination model of dreaming (2009, 2016) and the empirical case offered in
support of it. Section 4 introduces the recent studies on aphantasia and the
notable neurobehavioural features of the condition that these highlight. In Sect. 5 I
bring these together and argue that the dream reports of aphantasic subjects recorded
to date present an empirical challenge to the imagination model of dreaming
presented by Ichikawa. My argument, which results in a dilemma for Ichikawa, is
based on the following claims: (i) Ichikawa is committed to the claim that dreams
often involve visual forms of mental imagery—which he characterises as essentially
agential phenomena—as central and constitutive components, (ii) that aphantasic
subjects ex hypothesi lack the capacity for these kinds of agential experiences and
(iii), that aphantasic subjects nevertheless report having rich visual dreams. Insofar
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Aphantasia, imagination and Dreaming
as this goes against the predictions made by the imagination model, I argue that
these studies thus appear to disconfirm Ichikawa’s theory, and in doing so,
problematically lend support to alternative accounts which the imagination model
was meant to replace. In Sect. 6 I consider a way in which the proponent of the
imagination model can respond to this empirical challenge. The aphantasia studies
notably suggest a strong neurophysiological dissociation between voluntary and
involuntary forms of mental imagery, with only the capacity for the former being
lost by the majority of aphantasic subjects. I argue that the strongest response
available to the imagination theorist is to take up the recent calls for adoption of a
variation of the imagination model according to which non-lucid dreams essentially
involve involuntary, passive or inactive forms of imagination (O’Shaughnessy
2002; Soteriou 2017; Crowther 2018). I conclude in Sect. 7 with a discussion of the
broader implications of aphantasia for theories of dreaming. This includes a
proposal for future dream research which can shed light on the empirical viability of
this alternative model of dreaming, and move contemporary debate on the
conceptualisation question forward.
2 The imagination model of dreaming
The claim that dreams in some sense involve imaginative experiences leaves open a
number of more sophisticated ontological analyses of dreaming.1 Motivated by the
rejection of the orthodox alternative to the imagination view, which claims that
dreams are essentially hallucinations which involve misleading, wake-like sensory
experiences (or ‘percepts’) leading to false beliefs, Ichikawa’s formulation o (...truncated)