The Qualitative Value of Facilitated Regulatory Pathways in Europe, USA, and Japan: Benefits, Barriers to Utilization, and Suggested Solutions
Pharmaceutical Medicine
https://doi.org/10.1007/s40290-020-00372-7
ORIGINAL RESEARCH ARTICLE
The Qualitative Value of Facilitated Regulatory Pathways in Europe,
USA, and Japan: Benefits, Barriers to Utilization, and Suggested
Solutions
Magdalena Bujar1
· Neil McAuslane1 · Lawrence Liberti1
Accepted: 15 December 2020
© The Author(s) 2021
Abstract
Background Despite the growing application of facilitated regulatory pathways (FRPs), little attention has focused on assessing the perception of pharmaceutical companies regarding their usefulness beyond increasing timeliness.
Objectives The aim of this study was to characterize the perceived value of four key FRPs, based on industry experiences
in using these pathways. In addition, we sought to characterize the perceived impact based on benefits and barriers as well
as suggested solutions for their use and recommendations as identified by companies, to outline how these FRPs may be
further evolved as tools for expediting the development and regulatory review of important medicines.
Methods A study was undertaken to characterize the perceived value and impact of US FDA (i.e., Breakthrough Therapy Designation, Fast Track), European Medicines Agency (i.e., PRIME), and Japanese Pharmaceutical and Medical Devices
Agency (i.e., Sakigake) FRPs through a comprehensive analysis of strengths, weaknesses, opportunities, and threats (SWOT)
as well as suggested solutions based on industry experiences with their use. The finalized survey comprised six questions
and was sent to senior management in regulatory affairs departments at 22 multinational pharmaceutical companies in March
2019, with a deadline for completion by April 2019. The responses were analyzed using descriptive statistics. SWOT and
free-text responses were reviewed and manually grouped into key themes according to high concordance.
Results Survey results were returned by 11 pharmaceutical companies. Based on their perceived value and positive impact,
the evaluated FRPs seem to be generally recognized as helpful tools for ensuring timely development and review of important
medicines while ensuring multistakeholder involvement. Respondents overwhelmingly felt that the Breakthrough Therapy
Designation carried a positive influence, both within and outside their organizations. Following closely with a positive
although varied perception was Sakigake, but respondents exhibited more ambivalence about Fast Track and PRIME.
Companies felt the impact of the FRPs was generally positive for most stakeholders except for health technology assessors/
payers, highlighting the need to better align FRPs with flexible access and reimbursement pathways to expedite the equitable
availability of high‐quality, safe, effective medicines.
Conclusions This study highlighted common recommendations across all four FRPs (relating to resource optimization,
education, alignment, and communication to improve effective use), as well as agency-specific recommendations, some of
which are already being addressed by the regulators.
1 Background
* Magdalena Bujar
1
Centre for Innovation in Regulatory Science (CIRS),
London, UK
Facilitated regulatory pathway (FRP) is now a widely
adopted term [1] that refers to pathways that offer alternatives to the standard medicines development and registration
by accelerating the development, submission, or regulatory
review of important medicines. Initially, mature agencies
such as the European Medicines Agency (EMA), the US
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Key Points
Facilitated regulatory pathways (FRPs) have had a
documented positive impact on their primary objective
of shortening development and review times of important medicines; however, evaluations of their qualitative
value and impact are limited. This study identifies the
perceived value and impact of key FRPs (i.e., US FDA’s
Breakthrough Designation and Fast Track, the European
Medicines Agency’s PRIME, and the Japanese Pharmaceutical and Medical Devices Agency’s Sakigake) and
potential solutions for barriers to their use.
Company respondents generally considered the studied
FRPs as useful tools to facilitate timely development
and review of important medicines and involvement of
multiple stakeholders, especially the US Breakthrough
Therapy Designation and Japanese Sakigake.
FDA, and Japan’s Pharmaceuticals and Medical Devices
Agency (PMDA) introduced pathways to speed the regulatory review process timelines. More recently, these agencies introduced FRPs that aim to not only speed the review
but also help expedite the development of important new
medicines (e.g., generally medicines that have the potential to meet an unmet need for a serious or life-threatening
condition). These FRPs include FDA Fast Track and Breakthrough Therapy Designation (BTD) introduced in 1997 and
2012, respectively; PMDA Sakigake, launched in 2015; and
EMA Priority Medicines (PRIME) in 2016. Others, such
as the EMA Conditional and Exceptional Circumstances
Marketing Authorizations, FDA Accelerated Approval, and
PMDA Conditional Early Approval also offer routes to grant
approval for medicines based on initial data that demonstrate
plausible clinical benefit or on an unvalidated surrogate or
intermediate endpoint, in which the applicant is required
to provide comprehensive clinical data in the future that
demonstrate actual clinical benefit and a maintained positive benefit-to-risk profile. Details regarding each of these
programs are summarized in agency guidances [2–4] and
have also been described in recent publications, including
the impact of FRPs on time [5–10].
The various FRPs may contribute to shorter development and review timelines by encouraging early dialog
between companies and agencies, regulatory guidance on
the development program from agencies, increased frequency of updates based on evolving safety–efficacy data
in the context of unmet need, and reduced cycle times for
regulatory feedback. An additional and important goal for
these pathways was to shift the perception of regulators from
being primarily “gate-keepers” who keep unsafe and ineffective products off the market to also being “enablers” of
true innovation, where urgency to meet patient need drives
progress in approving new therapeutic options for unmet
medical conditions [11]. FRPs are therefore key in ensuring
timely development and regulatory review of medicines for
unmet medical need, as well as in a crisis situation, such as
a pandemic.
Nevertheless, studies evaluating the impact and value of
FRPs are limited. In one study of basic principles, Liberti
et al. [1] assessed survey-based feedback from regulators,
health technology assessment (HTA) bodies, pharmaceutical
companies, patient advocacy groups, and academia around
their perception of FRPs. This first-pass inquiry focused on
perceived strengths and weaknesses of key FRPs, including
the concept of an “adaptive licensing pathway”. At that time,
the following impediments to the widespread (...truncated)