Diagnosis and treatment of neurogenic dysphagia – S1 guideline of the German Society of Neurology
Dziewas et al. Neurological Research and Practice
https://doi.org/10.1186/s42466-021-00122-3
(2021) 3:23
Neurological Research
and Practice
GUIDELINES
Open Access
Diagnosis and treatment of neurogenic
dysphagia – S1 guideline of the German
Society of Neurology
Rainer Dziewas1,2* , Hans-Dieter Allescher3, Ilia Aroyo4, Gudrun Bartolome5, Ulrike Beilenhoff6, Jörg Bohlender7,
Helga Breitbach-Snowdon8, Klemens Fheodoroff9, Jörg Glahn10, Hans-Jürgen Heppner11, Karl Hörmann12,
Christian Ledl13, Christoph Lücking14, Peter Pokieser15, Joerg C. Schefold16, Heidrun Schröter-Morasch17,
Kathi Schweikert18, Roland Sparing19, Michaela Trapl-Grundschober20, Claus Wallesch21, Tobias Warnecke1,
Cornelius J. Werner22, Johannes Weßling23, Rainer Wirth24 and Christina Pflug25
Abstract
Introduction: Neurogenic dysphagia defines swallowing disorders caused by diseases of the central and peripheral
nervous system, neuromuscular transmission, or muscles. Neurogenic dysphagia is one of the most common and at
the same time most dangerous symptoms of many neurological diseases. Its most important sequelae include
aspiration pneumonia, malnutrition and dehydration, and affected patients more often require long-term care and
are exposed to an increased mortality. Based on a systematic pubmed research of related original papers, review
articles, international guidelines and surveys about the diagnostics and treatment of neurogenic dysphagia, a
consensus process was initiated, which included dysphagia experts from 27 medical societies.
Recommendations: This guideline consists of 53 recommendations covering in its first part the whole diagnostic
spectrum from the dysphagia specific medical history, initial dysphagia screening and clinical assessment, to more
refined instrumental procedures, such as flexible endoscopic evaluation of swallowing, the videofluoroscopic
swallowing study and high-resolution manometry. In addition, specific clinical scenarios are captured, among others
the management of patients with nasogastric and tracheotomy tubes. The second part of this guideline is
dedicated to the treatment of neurogenic dysphagia. Apart from dietary interventions and behavioral swallowing
treatment, interventions to improve oral hygiene, pharmacological treatment options, different modalities of
neurostimulation as well as minimally invasive and surgical therapies are dealt with.
Conclusions: The diagnosis and treatment of neurogenic dysphagia is challenging and requires a joined effort of
different medical professions. While the evidence supporting the implementation of dysphagia screening is rather
convincing, further trials are needed to improve the quality of evidence for more refined methods of dysphagia
diagnostics and, in particular, the different treatment options of neurogenic dysphagia. The present article is an
abridged and translated version of the guideline recently published online (https://www.awmf.org/uploads/tx_
szleitlinien/030-111l_Neurogene-Dysphagie_2020-05.pdf).
* Correspondence:
1
Klinik für Neurologie, Universitätsklinik Münster, 48149 Münster, Germany
2
Klinik für Neurologie und Neurologische Frührehabilitation, Klinikum
Osnabrück, Am Finkenhügel 1, 49076 Osnabrück, Germany
Full list of author information is available at the end of the article
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Dziewas et al. Neurological Research and Practice
(2021) 3:23
Introduction
The present article is an abridged and translated version
of the guideline recently published online (https://www.
awmf.org/uploads/tx_szleitlinien/030-111l_NeurogeneDysphagie_2020-05.pdf). The act of swallowing is a
highly complex neuromuscular process that requires
precise bilateral coordination of more than 25 muscle
pairs. Using different imaging techniques, numerous
physiological studies have consistently demonstrated
that apart from the well-established role of the brain
stem, different cortical areas are involved in the modulation of swallowing. Based on these findings,
reorganization mechanisms have been further explored
and form the neuroscientific basis for treatment approaches using different neurostimulation modalities.
Neurogenic dysphagia defines swallowing disorders
caused by diseases of the CNS, PNS, neuromuscular
transmission, or muscles. In contrast to this uniformity
suggestive term, swallowing disorders caused by specific
diseases differ considerably in terms of their clinical
presentation, the respective therapeutic options, and the
prognosis. Dysphagia is one of the most common and at
the same time most dangerous symptoms of many
neurological diseases. Impaired deglutition is initially
found in at least 50% of all patients with ischemic or
hemorrhagic stroke [1]. Affected patients have a 4 times
increased risk of aspiration pneumonia, suffer more
often from a long-lasting severe disability, are more
often discharged to nursing homes, and also show significantly increased mortality [2]. Comparable numbers
have been published for traumatic brain injury with a reported incidence of clinically relevant dysphagia in about
60% of patients [3]. In this patient collective, the presence of dysphagia is associated with a significantly extended time on mechanical ventilation and a longer
need for artificial nutrition. In all Parkinson syndromes,
neurogenic dysphagia is also a major risk factor for
pneumonia, which is the leading cause of death in these
patients [4, 5]. Furthermore, swallowing disorders in
these patients are associated with a reduced quality of
life, insufficient drug effects, and malnutrition [6, 7]. 2030% of patients with dementia have severe dysphagia
with silent aspiration that goes unnoticed by the patients
[8]. Dysphagia is also a prominent clinical feature in
various neuromuscular diseases. Up to 30% of patients
with amyotrophic lateral sclerosis present with impaired
swallowing at diagnosis [9] and practically all of them
develop dysphagia as the disease progresses. Myasthenia
Gravis manifests itself in 15% of cases with swallowing
impairments. As the illness progresses, over 50 % of all
patients are affected, and in more than 50 % of cases, a
myasthenic crisi (...truncated)