Effect of handholding on heart rate variability in both patients with cancer and their family caregivers: a randomized crossover study
Sakuma et al. BioPsychoSocial Medicine
(2021) 15:14
https://doi.org/10.1186/s13030-021-00217-y
RESEARCH
Open Access
Effect of handholding on heart rate
variability in both patients with cancer and
their family caregivers: a randomized
crossover study
Hiroko Sakuma, Hideaki Hasuo* and Mikihiko Fukunaga
Abstract
Background: Many family caregivers of patients with cancer feel guilty about self-care. A meaningful relationship
with patients reduces such negative feelings and functions as self-care for family caregivers. Moreover, handholding
improves autonomic functions in non-cancer patients. However, the effects of handholding on both patients with
cancer and family caregivers remain unknown.
Methods: We evaluated the effects of handholding on heart rate variability (HRV) in patients with cancer and their
family caregivers. This randomized crossover study divided patients with cancer and their family caregivers into two
trial groups: Handholding trial (the family caregiver holds the patient’s hand for five minutes) and Beside trial (the
family caregiver stays beside the patient without holding their hand). The study included 37 pairs of patients with
cancer who received treatment in the cancer department of a university hospital in Japan and their family
caregivers (n = 74). The primary end-point was the change in HRV before and during the intervention.
Results: The median performance status of the patients was 3. An interaction was observed between trials in the
standard deviation of the normal-to-normal interval (SDNN) of HRV for family caregivers (F = 7.669; p = 0.006), and a
significant difference in time course was observed between the trials (before p = 0.351; during p = 0.003). No
interaction was observed between trials in the SDNN for patients (F = 0.331; p = 0.566). Only a main effect in time
course (F = 6.254; p = 0.014) was observed. SDNN increased significantly during the intervention in both trials
(Handholding trial: p = 0.002, Beside trial: p = 0.049).
Conclusions: Handholding improves autonomic functions of family caregivers and may function as self-care for
family caregivers.
Trial registration: UMIN000020557. Registered on January 15, 2016.
Keywords: Handholding, Family caregivers, Heart rate variability, Self-care, Autonomic functions
* Correspondence:
Department of Psychosomatic Medicine, Kansai Medical University,
Shinmachi 2-5-1, Osaka 573-1090 Hirakata, Japan
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Sakuma et al. BioPsychoSocial Medicine
(2021) 15:14
Background
Family caregivers are less motivated to engage in selfcare because they feel guilty about not effectively being
involved in patient care or of taking care of themselves
[1]. For example, in a study that introduced
mindfulness-based stress reduction to family caregivers
of lung cancer patients, the family caregivers prioritized
the patients’ well-being, and their distress was not reduced [2]. Family caregivers who do not spend time engaging in self-care because of their sense of
responsibility for patient care feel a greater burden [3],
which results in unsuccessful psychological and emotional management for themselves [4]. Previous literature has suggested that there is an association between a
heavy patient care burden and an increased mortality
rate for family caregivers [5].
The importance of self-care support for both family
caregivers and patients with cancer has been recognized
[6]. There are two types of self-care support. One type is
direct intervention, which directly introduces self-care
techniques such as relaxation. Several studies have reported that educating family caregivers about the benefits of relaxation is effective in improving their self-care
practice [7, 8]. The other type is indirect intervention,
which provides skill training for family caregivers to become better involved in patient care [9]. Moreover, effective interaction with patients has been reported as a
form of self-care for family caregivers [1].
A family caregiver holding a patient’s hand is one of
the most common actions in daily life. Many previous
studies suggest the usefulness of touching or massage as
complementary and alternative forms of medicine [10,
11]. However, to our knowledge, only two studies have
evaluated the effectiveness of handholding by family
caregivers. One study evaluated the effects of handholding by family caregivers on gastric motor function using
extracorporeal ultrasound in patients with cognitive impairment [12]. The other study evaluated the gastric
motor function of patients with decreased levels of consciousness using extracorporeal ultrasound while family
caregivers were holding their hand in a relaxed state
[13]. In both studies, the patients’ gastric motor function
and autonomic function were significantly increased
during handholding. However, the previous studies were
limited by the high invasiveness of the gastric motor
function measurement with extracorporeal ultrasound
and the lack of evaluation of autonomic function in family caregivers. A study using a less invasive procedure for
measuring autonomic function and evaluating the effects
on both patients and family caregivers is necessary.
Heart rate variability (HRV) is an indicator of autonomic
function that can be measured less invasively and simultaneously in both patients and family caregivers.
Page 2 of 7
This study aimed to evaluate the effect of family caregivers holding the hands of their family members with
incurable cancer (patient) by measuring the HRV of both
caregivers and patients.
We hypothesized that handholding serves as a direct
intervention for family caregivers’ self-care support by
improving the HRV of family caregivers and as an indirect intervention by improving the HRV of patients.
Methods
Study participants
In this study, we defined family caregivers as family
members who directly provided care to a relative with
cancer including spouses; patients were defin (...truncated)