Drug-coated Balloons for Small Coronary Disease—A Literature Review
Current Cardiology Reports (2021) 23: 173
https://doi.org/10.1007/s11886-021-01586-0
NEW THERAPIES FOR CARDIOVASCULAR DISEASE (AA BAVRY AND MR MASSOOMI,
SECTION EDITORS)
Drug‑coated Balloons for Small Coronary Disease—A Literature
Review
Ketina Arslani1
· Raban Jeger1
Accepted: 26 July 2021 / Published online: 14 October 2021
© The Author(s) 2021
Abstract
Purpose of Review In the interventional treatment of coronary artery disease, new-generation drug-eluting stents (DES)
currently are the standard treatment. In addition, drug-coated balloons (DCB) are a well-established option for the treatment
of in-stent restenosis in both bare-metal stents (BMS) and DES, where DCBs deliver an antiproliferative drug without the
necessity of re-implanting a stent. Since the field of use for DCB has increasingly been extended to other indications such
as de novo lesions in small vessel disease (SVD), a review of literature may be useful.
Recent Findings Recent randomized trial data show good efficacy and safety for DCB in de novo lesions, especially in small
coronary arteries, and confirm long-term clinical efficacy and safety up to three years.
Summary DCB are an attractive and safe option in the treatment of de novo lesions in SVD.
Keywords Coronary artery disease · Small vessel disease · Drug-coated balloon · Drug-eluting balloon · Percutaneous
coronary intervention
Introduction
Percutaneous coronary intervention (PCI) is the treatment of
choice for patients with acute or chronic coronary artery disease (CAD) [1]. In the early days of PCI, the use of plain old
balloon angioplasty (POBA) enabled the percutaneous treatment of CAD. Since then, the technique has evolved to the
use of bare-metal stents (BMS), first-generation drug-eluting
stents (DES), and second-generation and newer generation
DES [2–5] as POBA was limited by elastic recoil, dissection,
and restenosis. The development of these technologies eventually led to an optimization of efficiency and safety. However,
in certain anatomical subsets such as small vessel disease
(SVD), the use of DES is still challenging and seems to be
associated with suboptimal results such as an increased risk
This article is part of the Topical Collection on New Therapies
for Cardiovascular Disease
* Raban Jeger
Ketina Arslani
1
Department of Cardiology, University Hospital Basel,
University of Basel, Petersgraben 4, CH‑4031 Basel,
Switzerland
for in-stent restenosis (ISR) [6–10]. This constitutes a significant issue, as SVD is documented in up to 30% of patients
with CAD undergoing PCI [11].
Drug-coated balloons (DCB) are an alternative treatment
strategy for CAD based on the fast transfer of antiproliferative
drugs into the vessel wall during balloon inflation and is an
established option in patients with ISR [12, 13]. In de novo
lesions in small coronary arteries, DCB has evolved to a valid
alternative to DES as shown in several non-randomized trials
and subsequently also in a large randomized multicenter study
with similar rates of major adverse cardiac events (MACE)
up to 3 years in patients treated either with DCB or secondgeneration DES [14••, 15•].
Methods
After a detailed search of PubMed according to the established methods and in adherence to the Preferred Reporting Items for Systematic Review and Meta-Analyses
(PRISMA) statement [16], this review includes only English language studies. The keywords used are as follows:
“drug-eluting stents” OR “DES” OR “drug-eluting balloons” OR “drug-coated balloons” OR “DCB” OR “DEB”.
Databases were screened up until 9 May 2021. The most
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recent and comprehensive data were used and, in addition,
references from original and review articles were checked
and included.
Current Cardiology Reports (2021) 23: 173
Drug‑coated Balloons – Technology
The International DCB Consensus Group suggested that
a vessel of < 3 mm should be considered as “small”.
SVD is therefore a lesion with a reference vessel diameter of < 3 mm [17]. SVD is fairly common and can be
found in up to 30% of patients with symptomatic CAD.
Specifically, patients with diabetes or chronic renal failure are more prone to develop SVD. Revascularization
of SVD still represents a challenge due to the increased
risk of adverse clinical events [8, 18]. Reference vessel
diameter is defined as the average of diameter proximally
and distally to the target lesion segment. A specific minimum lumen diameter (MLD) is aimed for when treating
a vessel or lesion, which is based on the reference vessel diameter. MLD initially increases after the procedure
and decreases at follow-up. Late lumen loss is defined as
the difference between the postprocedural MLD and the
MLD at follow-up (Fig. 1A). Preparation of the lesion
and subsequent stent implantation leads to arterial injury
and to neointimal hyperplasia. The quantity of neointimal
hyperplasia is independent of the vessel size and thus
the late lumen loss as an absolute number is similar in
all vessel sizes [8]. Small vessels have a limited capacity
to adapt to neointima formation without compromising
blood flow after stent implantation and therefore restenosis occurs more often. It is natural that a minimal late
lumen loss after treatment of SVD is crucial for optimal
long-term results.
DCBs are semi-compliant balloons with a coating of an
anti-proliferative drug. The treatment strategy entails that
the drug is rapidly and homogenously transferred to the
vessel wall from a lipophilic matrix during single balloon
inflation. Therefore, the vessel is treated without leaving
any residue behind. The following factors are essential for
the successful use of a DCB: choice of DCB, lesion preparation, and correct application of the specific balloon. The
lipophilic matrix ensures an undamaged transfer through
the vascular system to the site of application and makes a
fast and homogeneous transfer of the medication into the
vascular wall possible after inflation. Various DCBs are
available for the treatment of coronary vessels. In most
DCB, paclitaxel is still the most widely used antiproliferative drug with a dose between 2 and 3.5 μg/mm2. This
highly lipophilic drug is embedded in a specific coating
matrix and has proven to be effective as it is a potent antiproliferative agent and chemically stable. Successful drug
transfer is dependent on coating formulation and technique
of the procedure. Among others, carrier excipients such
as iopromide, urea and shellac have been investigated
for optimal drug delivery (Table 1) [19]. There has been
some contradictory data on possible increased mortality
in patients treated with paclitaxel-coated balloons and
stents [20, 21]. However, the finding of increased mortality in patients with peripheral arterial occlusive disease
treated with paclitaxel-coated balloons [20, 21] is based
on a meta-analysis with major methodological limitations
that prevent a reliable interpretation, while a large metaanalysis in patients with (...truncated)