Barriers and Enablers to Pulmonary Rehabilitation in Low- and Middle-Income Countries: A Qualitative Study of Healthcare Professionals
International Journal of Chronic Obstructive Pulmonary Disease
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ORIGINAL RESEARCH
Barriers and Enablers to Pulmonary Rehabilitation
in Low- and Middle-Income Countries:
A Qualitative Study of Healthcare Professionals
Fanuel Meckson Bickton
Harriet Shannon1
1,2
1
UCL Great Ormond Street Institute of
Child Health, London, UK; 2Lung Health
Research Group, Malawi-LiverpoolWellcome Trust Clinical Research
Programme, Blantyre, Malawi
Correspondence: Fanuel Meckson Bickton
Lung Health Research Group,
Malawi-Liverpool-Wellcome Trust Clinical
Research Programme, P.O. Box 30096,
Chichiri, Blantyre 3, Malawi
Tel +265 982 55 23 53
Email
Introduction: Low- and middle-income countries bear a disproportionately high burden of
global morbidity and mortality caused by chronic respiratory diseases. Pulmonary rehabilita
tion is recommended as a core intervention in the management of people with chronic
respiratory diseases. However, the intervention remains poorly accessed/utilised globally,
especially in low- and middle-income countries.
Aim: This qualitative study explored barriers and enablers to pulmonary rehabilitation in
low- and middle-income countries from the perspective of healthcare professionals with
pulmonary rehabilitation experience in these settings.
Methods: Online-based semi-structured in-depth interviews with healthcare professionals
were undertaken to data saturation, exploring lived barriers and enablers to pulmonary
rehabilitation in their low- or middle-income country. Anonymised interviews were audiorecorded, transcribed verbatim, and analysed using thematic analysis.
Results: A total of seven healthcare professionals from seven low- and middle-income
countries representing Africa, Asia, and South America were interviewed. They included
five physiotherapists (four females), one family physician (male), and one pulmonologist
(female). Themes for barriers to pulmonary rehabilitation included limited resources, low
awareness, coronavirus disease 2019, and patient access-related costs. Themes for enablers
included local adaptation, motivated patients, coronavirus disease 2019 (which spanned both
enablers and barriers), better awareness/recognition, provision of PR training, and resource
support.
Conclusion: Barriers to pulmonary rehabilitation in low- and middle-income countries
include limited resources, low awareness, coronavirus disease 2019, and patient accessrelated costs. Enablers include local adaptation, motivated patients, coronavirus disease
2019 (which spanned both enablers and barriers), better awareness/recognition, provision
of PR training, and resource support. Successful implementation of these enablers will
require engagement with multiple stakeholders. The findings of this study are a necessary
step towards developing strategies that can overcome the existing pulmonary rehabilitation
evidence-practice gap in low- and middle-income countries and alleviating the burden of
chronic respiratory diseases in these countries.
Keywords: chronic respiratory diseases, pulmonary rehabilitation, low-income countries,
middle-income countries, barriers, enablers
Introduction
Pulmonary rehabilitation (PR) is a core component in the management of people
with chronic respiratory diseases (CRDs). It is defined as
International Journal of Chronic Obstructive Pulmonary Disease 2022:17 141–153
Received: 10 November 2021
Accepted: 24 December 2021
Published: 13 January 2022
141
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Bickton and Shannon
a comprehensive intervention based on a thorough patient
assessment followed by patient-tailored therapies, which
include, but are not limited to, exercise training, education,
and behaviour change, designed to improve the physical
and psychological condition of people with chronic
respiratory disease and to promote the long-term adher
ence of health-enhancing behaviours.1
experiences in implementing or delivering PR in an
LMIC setting.22 One-to-one semi-structured interviews
with participants elicited individual participant insights
into their experiences regarding barriers and enablers to
PR in their respective LMIC.23,24
PR leads to significant reductions in symptoms such as
dyspnoea, fatigue, anxiety and depression, and significant
improvements in exercise tolerance and overall healthrelated quality of life.2 Data from high-income countries
suggest that it also significantly reduces the direct costs of
chronic obstructive pulmonary disease (COPD) by
decreasing unnecessary use of the healthcare system, par
ticularly unplanned hospital admissions.3 While the bulk
of this evidence is based on those with COPD,2 there is
also evidence supporting effectiveness of PR in people
with other CRDs including asthma,4 post-tuberculosis
lung disease5 and bronchiectasis.6 In addition, PR is costeffective as it may be delivered using minimal, low-cost
equipment, making its implementation feasible even in
low- and middle-income countries (LMICs) where access
to specialist exercise equipment may be limited.7,8
Although PR is recommended in various national and
international guidelines for the management of people with
CRDs, notably COPD and bronchiectasis,3,9 it remains
poorly accessed or underutilised around the world.3,10,11
Specifically, referral and patient uptake is poor.12 In addition,
although it is LMICs that are disproportionately burdened by
CRDs,13 current PR evidence is mainly based on studies
from high income countries.14 Of the eight papers exploring
barriers and enablers to PR, none were from LMICs.10,12,15–
20
LMICs have different challenges to high income countries
in terms of access to resources, meaning that current litera
ture cannot be generalised. Moreover, it has been reported
that clinical PR services are not widely available in LMICs21
due to certain barriers. This study aimed to explore those
barriers (and enablers) to PR in LMICs from the perspective
of health professionals with PR work experience in these
countries. This would be a necessary step towards develop
ing strategies that can overcome the existing PR evidencepractice gap.10
Participants were purposively r (...truncated)