A classical equation that accounts for observations of non-Arrhenius and cryogenic grain boundary migration
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A classical equation that accounts for observations of
non-Arrhenius and cryogenic grain boundary migration
Eric R. Homer
1✉
, Oliver K. Johnson
1
, Darcey Britton1, James E. Patterson2, Eric T. Sevy2 and Gregory B. Thompson
3
Observations of microstructural coarsening at cryogenic temperatures, as well as numerous simulations of grain boundary motion
that show faster migration at low temperature than at high temperature, have been troubling because they do not follow the
expected Arrhenius behavior. This work demonstrates that classical equations, that are not simplified, account for all these oddities
and demonstrate that non-Arrhenius behavior can emerge from thermally activated processes. According to this classical model,
this occurs when the intrinsic barrier energies of the processes become small, allowing activation at cryogenic temperatures.
Additional thermal energy then allows the low energy process to proceed in reverse, so increasing temperature only serves to
frustrate the forward motion. This classical form is shown to reconcile and describe a variety of diverse grain boundary migration
observations.
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npj Computational Materials (2022)8:157 ; https://doi.org/10.1038/s41524-022-00835-2
INTRODUCTION
Migration of interfaces plays an important role in the final
microstructure and resulting properties of crystalline materials.
Decades of experiments and theory demonstrate that these
processes are thermally activated and follow an Arrhenius
relationship. However, in the last two decades experiments have
demonstrated that structure evolution can be observed under
cryogenic conditions1–5. A traditional thermally activated model of
interface migration does not support these observations because
the coarsening is more dramatic at cryogenic temperatures than
at room temperature, as shown by Zhang et al.1,2. Recent
molecular dynamics simulations of grain boundary migration
revealed that select grain boundary types exhibit non-Arrhenius
behavior, where the boundaries are mobile at cryogenic
temperatures and migration rates frequently decrease with
increasing temperature6–15. This inverse temperature dependence
is evident in other material processes and across all classes of
materials16–22. Processing recipes that exploit such antithermal
behavior could enable new avenues for microstructure control
and lead to major advances in catalysis, nanocrystalline alloys, and
high efficiency engines23.
In this work we will show that while these non-Arrhenius
observations are inconsistent with the traditional model used to
describe grain boundary migration, they are entirely consistent
with a forgotten classical model that accounts for both Arrhenius
and non-Arrhenius observations of grain boundary migration.
Furthermore, we will illustrate that the reason the traditional
model fails in these cases is that it is a simplification of the classical
model for which the assumptions are not always satisfied. We will
then detail several observations from the last two decades that are
now reconciled by the classical model, but which could not
adequately be explained with the traditional model. Finally, the
manuscript concludes with a discussion of factors to keep in mind
when applying the classical model, as well as a discussion of other
models that also predict non-Arrhenius behaviors but not
cryogenic motion.
In the traditional model of grain boundary migration the
velocity of a grain boundary v is proportional to an applied driving
force p used to induce grain boundary migration according to
v ¼ Mp
(1)
where M is the grain boundary mobility, which is the kinetic
property most frequently used to describe grain boundary
migration. In the traditional model, the mobility M follows an
Arrhenius temperature dependence
Q
M ¼ Mo exp
(2)
kBT
where Mo is a pre-exponential constant and Q is an intrinsic barrier
for the migration of the grain boundary. When mobility
measurements follow an Arrhenius temperature dependence,
estimates for Mo and Q can be obtained.
To define the classical model, we estimate the velocity of a grain
boundary by considering a combination of forward and backward
atomic jumps that are thermally activated24–26. Figure 1a
illustrates the potential energy landscape for an atom that can
jump from grain 1 to grain 2 to allow the boundary to migrate
forward (or from grain 2 to grain 1 leading to backward migration).
The two states are separated by an intrinsic barrier of magnitude
Q, which can be biased by a driving force p. The activation energy
barrier for the two jumps is then defined as Ea = Q ± p/2. When p
is small relative to Q, Ea and Q are nearly identical, but when p is
large relative to Q, one must take care in distinguishing between
the activation energy Ea and the intrinsic barrier height Q.
In microstructure evolution, a number of different forces p can
drive migration, including reduction in grain boundary area,
difference in elastic energy across the boundary, stored strain
energy from cold work, etc.26,27. In considering a combination of
forward and backward jumps of N atoms at the grain boundary, it
can be shown that the velocity is approximated by
Q
p
2 sinh
(3)
v ¼ Nbν exp
kB T
2k B T
1
Department of Mechanical Engineering, Brigham Young University, Provo, UT 84602, USA. 2Department of Chemistry and Biochemistry, Brigham Young University, Provo, UT
84602, USA. 3Department of Metallurgical and Materials Engineering, University of Alabama, Tuscaloosa, AL 35401, USA. ✉email:
Published in partnership with the Shanghai Institute of Ceramics of the Chinese Academy of Sciences
E.R. Homer et al.
2
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Fig. 1 Examination of classical model. a Potential energy landscape with intrinsic barrier Q and driving force bias p. b Plot of Eq. (3) for values
of Q equal to 0.03, 0.1, and 1 eV. c Arrhenius plot (log(v) vs. 1/T) of Eq. (3) overlaid with lines of velocity predictions based on traditional
expectations following Eqs. (1) and (2). Note the large temperature range for the inset, which highlights the Arrhenius nature of curves with
low values of Q at the very lowest temperature, but which obscures the non-Arrhenius nature of the same curves at high temperature, which
is highlighted in the main plot. d Contour plot of Eq. (5) for different combinations of p and Q.
where N is the number of atoms involved in the migration at the
boundary, b is the distance of a single atom jump, ν is the attempt
frequency, kB is Boltzmann’s constant, and T is absolute
temperature. Note that Eq. (3) is a variation of a form in ref. 26;
a more complete description of this derivation, as well as
variations thereof, is provided in the Supplementary Discussion,
including Supplementary Figs. 1–3. The Supplementary Discussion
also examines a similar model by Ivanov and Mishin where the
forward and backward activation energies Ea are not symmetric
when p/2 approaches the magnitude of Q25; however (...truncated)