Alcohol Use Disorder and Schizophrenia or Schizoaffective Disorder.
ALCOHOL RESEARCH Current Reviews
Alcohol Use Disorder
and Schizophrenia or
Schizoaffective Disorder
Luke Archibald, Mary F. Brunette, Diana J. Wallin, and Alan I. Green
Luke Archibald, M.D., is an
assistant professor in the
Department of Psychiatry,
Geisel School of Medicine
at Dartmouth, Hanover, New
Hampshire.
Mary F. Brunette, M.D., is an
associate professor in the
Department of Psychiatry,
Geisel School of Medicine
at Dartmouth, Hanover, New
Hampshire.
Diana J. Wallin, Ph.D., is a
postdoctoral fellow in the
Department of Psychiatry,
Geisel School of Medicine
at Dartmouth, Hanover, New
Hampshire.
Alan I. Green, M.D., is the
Raymond Sobel Professor of
Psychiatry, a professor in the
Department of Molecular
and Systems Biology, and the
chair of the Department of
Psychiatry, Geisel School of
Medicine at Dartmouth, as
well as the director, Dartmouth
Clinical and Translational
Science Institute, Dartmouth
College, Hanover, New
Hampshire.
Schizophrenia and schizoaffective disorder are schizophrenia spectrum
disorders that cause significant disability. Among individuals who
have schizophrenia or schizoaffective disorder, alcohol use disorder
(AUD) is common, and it contributes to worse outcomes than for those
who do not have co-occurring substance use disorder. Common
neurobiological mechanisms, including dysfunction in brain reward
circuitry, may explain the high rates of co-occurrence of schizophrenia
and AUD or other substance use disorders. Optimal treatment combines
pharmacologic intervention and other therapeutic modalities to address
both the psychotic disorder and AUD. Further research on the etiology of
these co-occurring disorders and on treatment of affected individuals
is needed.
KEY WORDS: addiction; alcohol; pharmacotherapy; schizoaffective
disorder; schizophrenia
Introduction
Schizophrenia and schizoaffective disorder are heterogeneous psychotic
disorders that often cause significant disability, with symptoms that
include delusions, hallucinations, disorganization, and cognitive
impairment.1 In schizoaffective disorder, the psychotic symptoms are
present, along with mood episodes of depression or mania.2 People with
these schizophrenia spectrum disorders have high rates of co-occurring
substance use disorder, including alcohol use disorder (AUD). This
article provides an updated review of the epidemiology, neurobiologic
basis of co-occurrence, assessment, and treatment of people with
co-occurring AUD and schizophrenia or schizoaffective disorder.
Epidemiology
The lifetime prevalence of schizophrenia is estimated to be about
1%.1 The lifetime prevalence of schizoaffective disorder is unknown,
Schizophrenia or Schizoaffective Disorder | e1
given changes in diagnostic criteria and challenges
in differentiating this disorder from other
diagnoses, but it is believed to be less common than
schizophrenia, with regional estimates between
0.3% and 1.1%.2,3
Individuals with these psychotic disorders have
three times the risk of heavy alcohol use relative
to the general population.4,5 One meta-analysis of
individuals with schizophrenia found a lifetime
prevalence of AUD of 24.3%.6 One American
study reported that 36.4% of 404 participants
had experienced AUD before their first episode of
psychosis.7 In both the general U.S. population
and among people with schizophrenia, AUD is
associated with male gender and Caucasian race.7
For individuals who have schizophrenia, AUD is
associated with depression, suicidality, medication
nonadherence, chronic physical problems,
homelessness, aggression, violence, incarceration,
and high rates of hospitalization.7-10
Basis of Co-Occurrence
The genetic risk for schizophrenia has been
fairly well-established. Heritability is estimated
to be 80% to 85% for schizophrenia.11 Studies
of twins have been a way to isolate genetic risk
from environmental risk. The concordance rate,
the likelihood that a second twin will receive a
diagnosis of schizophrenia after the first twin, has
been estimated at 41% to 65% for monozygotic
and 0% to 28% for dizygotic twins.11 In addition,
multiple genetic determinants of risk for
schizophrenia (especially within neural systems)
may contribute to the risk for both psychosis and
addiction. For disorders such as schizophrenia
that stem from variation at multiple genetic loci,
the various risk alleles can be summed together to
determine a polygenic risk score. Strong associations
between substance use disorder, including AUD,
and the polygenic risk score for schizophrenia
indicate that shared genetic liability may contribute
to the co-occurrence of these disorders.12
Several polymorphisms (genetic variations)
of the brain-derived neurotrophic factor
(BDNF) protein correlate with co-occurring
schizophrenia and alcohol dependence but not
with alcohol dependence alone, suggesting that
these polymorphisms may contribute to a specific
e2 | Alcohol Research: Cu r re n t Re v ie ws | Vol 40 No 1 | 2019
vulnerability to these co-occurring disorders.13
Recently, a large genome-wide association study of
individuals with alcohol dependence (diagnosed
using the fourth edition of the Diagnostic and
Statistical Manual of Mental Disorders) revealed 17
traits, including schizophrenia, that had significant
genetic correlations to alcohol dependence.14 These
studies support the notion that certain genetic
factors can lead to an increased risk for developing
co-occurring schizophrenia and AUD.
Several theories have emerged to explain the
high prevalence of co-occurring schizophrenia and
substance use disorder.8,15 Rosenthal first proposed
the diathesis-stress model in 1970 to describe
the combined interaction of a neurobiological
vulnerability with an environmental vulnerability
that leads to the development of schizophrenia.16
This theory is also called the “two-hit” model. For
the development of schizophrenia and AUD, for
example, the two hits could be a genetic risk for
schizophrenia combined with alcohol drinking
during adolescence. Although alcohol use in
adolescence predicts future co-occurring mental
health disorders and substance use disorder,
adolescent exposure to alcohol was not found to
be associated with the age of onset of psychosis.17
A variant of the two-hit model is the cumulative
risk factor hypothesis, which posits that among
people with schizophrenia, the increased risk for
developing substance use disorder stems from the
added risks of poor cognitive development, poor
social functioning, effects of poverty, and poor
social environments.1
Another theory explaining the high rate of
substance use disorder among individuals who have
schizophrenia is the self-medication hypothesis,
which suggests that people use substances to
find relief from symptoms or in an effort to
decrease side effects that arise from antipsychotic
treatments.18 Although clinically plausible, this
theory has not been supported by research. Studies
indicate that negative symptoms are not necessarily
elevated in individuals with schizo (...truncated)