Demonstration of Safety in Wild Type Mice of npFOXF1, a Novel Nanoparticle-Based Gene Therapy for Alveolar Capillary Dysplasia with Misaligned Pulmonary Veins
Biologics: Targets and Therapy
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ORIGINAL RESEARCH
Demonstration of Safety in Wild Type Mice of
npFOXF1, a Novel Nanoparticle-Based Gene
Therapy for Alveolar Capillary Dysplasia with
Misaligned Pulmonary Veins
Fatemeh Kohram 1–3 , Zicheng Deng 1–4 , Yufang Zhang 1–3 , Abid Al Reza 1–3 , Enhong Li 1–3 ,
Olena A Kolesnichenko 1–3 , Samriddhi Shukla 1–3 , Vladimir Ustiyan 1–3 , Jose Gomez-Arroyo 1–3 ,
Anusha Acharya 1–3 , Donglu Shi 4 , Vladimir V Kalinichenko 1–3 , Alan P Kenny 1,2,5,6
1
Department of Pediatrics, University of Cincinnati and Cincinnati Children’s Hospital Medical Center, Cincinnati, OH, USA; 2Division of Pulmonary
Biology, Cincinnati Children’s Hospital Medical Center, Cincinnati, OH, USA; 3Center for Lung Regenerative Medicine, Cincinnati Children’s Hospital
Medical Center, Cincinnati, OH, USA; 4The Materials Science and Engineering Program, College of Engineering and Applied Science, University of
Cincinnati, Cincinnati, OH, USA; 5Division of Neonatology, Cincinnati Children’s Hospital Medical Center, Cincinnati, OH, USA; 6Department of
Pediatrics, University of Cincinnati College of Medicine, Cincinnati, OH, USA
Correspondence: Alan P Kenny, Divisions of Pulmonary Biology and Neonatology, Cincinnati Children’s Hospital Medical Center, 3333 Burnet
Avenue, Cincinnati, OH, 45229, Tel +1 513-803-2224, Email
Introduction: Alveolar Capillary Dysplasia with Misaligned Pulmonary Veins (ACDMPV) is a fatal congenital disease resulting
from a pulmonary vascular endothelial deficiency of FOXF1, producing abnormal morphogenesis of alveolar capillaries, malposi
tioned pulmonary veins and disordered development of lung lobes. Affected neonates suffer from cyanosis, severe breathing
insufficiency, pulmonary hypertension, and death typically within days to weeks after birth. Currently, no treatment exists for
ACDMPV, although recent murine research in the Kalinichenko lab demonstrates nanoparticle delivery improves survival and
reconstitutes normal alveolar-capillary architecture. The aim of the present study is to investigate the safety of intravenous adminis
tration of FOXF1-expressing PEI-PEG nanoparticles (npFOXF1), our pioneering treatment for ACDMPV.
Methods: npFOXF1 was constructed, validated, and subsequently administered in a single dose to postnatal day 14 (P14) mice via retroorbital injection. Biochemical, serologic, and histologic safety were monitored at postnatal day 16 (P16) and postnatal day 21 (P21).
Results: With treatment we observed no lethality, and the general condition of mice revealed no obvious abnormalities. Serum
chemistry, whole blood, and histologic toxicity was assayed on P16 and P21 and revealed no abnormality.
Discussion: In conclusion, npFOXF1 has a very good safety profile and combined with preceding studies showing therapeutic
efficacy, npFOXF1 can be considered as a good candidate therapy for ACDMPV in human neonates.
Keywords: nanoparticle, FOXF1, ACDMPV, mouse, toxicity, safety
Introduction
ACDMPV is a deadly neonatal condition, typified by defects in coordinated development of alveolar capillaries,
malpositioning of lung veins and abnormal formation of lung lobules, causing profound hypoxemia, catastrophic
breathing insufficiency and pulmonary hypertension ensuing rapidly after delivery. Due to the severity of the anomalies
and breathing failure in ACDMPV newborns, death comes less than one month postnatally despite maximal support.1
Despite incomplete genetic characterization, heterozygous copy-number variant (CNV) deletions and point mutations
involving the Forkhead Box F1 (FOXF1) gene locus account for the majority of ACDMPV cases.2 To date, over 70
unique FOXF1 point mutations in FOXF1 are associated with ACDMPV.2
FOX proteins constitute a grand family of winged helix transcription factors that mediate multiple molecular
signaling pathways, (eg, VEGF pathway).3,4 Foxf1-null mice have reduced lung endothelial cell number both in lung
Biologics: Targets and Therapy 2023:17 43–55
Received: 2 December 2022
Accepted: 14 March 2023
Published: 20 March 2023
43
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Kohram et al
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formation and post-damage pulmonary repair.5 FOXF1 induces VEGF receptor 2, stimulating vascular endothelial
growth factor signals in model organisms and systems.6
Research has shown nanoparticles can serve therapeutic purposes to deliver both biologic (DNA, mRNA, et cet. For
gene expression) and inorganic compounds to the cytoplasm. They can be utilized as vaccines and to treat cancer,
immune disorders, and diabetes. They have tremendous potential for use in tissue regeneration.7
Recent research in the Kalinichenko lab used newly developed polyethylenimine-(5) myristic acid/ poly(ethylene
glycol)-oleic acid/cholesterol (PEI600-MA5/PEG-OA/Cho) nanoparticle8 to deliver non-integrating angiogenic cDNAexpressing plasmids into the neonatal pulmonary bloodstream in order to improve pulmonary capillary formation and
alveolarization in diseases like ACDMPV. The Kalinichenko laboratory also recently generated Foxf1WT/S52F mice
containing the S52F FOXF1 mutation in the conserved serine-52. This mutation was generated in the endogenous mouse
Foxf1 locus via CRISPR/Cas9 genome editing.9 Foxf1WT/S52F mutant mice exhibited all the key features of alveolar
capillary dysplasia, including fused lung lobes, misalignment of pulmonary veins and increased perinatal mortality.1,9
These mice were phenotypically rescued with the lab’s aforementioned PEI-PEG nanoparticle therapy carrying STAT3,
a key downstream target of FOXF1.
Nanoparticles containing Foxf1-expressing plasmids have been used to treat another much more common severe
respiratory failure disease, bronchopulmonary dysplasia, in mouse models.10 Unfortunately, the plasmid used in this
research is less than ideal for human use as it retains all sequence necessary for plasmid replication in bacteria.
Furthermore, an untested hypothesis in ACDMPV research is whether FoxF1 delivered to affected mice causes the
same or better rescue previously observed with pCMV-STAT3 expression plasmid. Therefore, we designed npFOXF1,
a Minicircle FOXF1-expressing plasmid driven by an EF1α p (...truncated)