Essential medicines concept and health technology assessment approaches to prioritising medicines: selection versus incorporation
Brhlikova et al.
Journal of Pharmaceutical Policy and Practice
https://doi.org/10.1186/s40545-023-00595-4
(2023) 16:88
Journal of Pharmaceutical
Policy and Practice
Open Access
COMMENTARY
Essential medicines concept and health
technology assessment approaches
to prioritising medicines: selection
versus incorporation
Petra Brhlikova1* , Thilagawathi Abi Deivanayagam2,3 , Zaheer‑Ud‑Din Babar4 ,
Claudia Garcia Serpa Osorio‑de‑Castro5 , Rosângela Caetano6 and Allyson M. Pollock1
Growing expenditure on medicines is impacting the sustainability of health systems [1]. The global pharmaceutical market is estimated to grow at a rate of 3–6% annually through 2027, surpassing US$1.9 trillion by 2023. An
average of 65 new drugs are expected to be launched per
year, primarily oncology, immunological, anti-diabetic,
and obesity drugs, resulting from a continuous stream
of innovative products [2]. Medicines are also the biggest driver of out-of-pocket payments (OOPs) and catastrophic health expenditure globally, with spending on
medicines creating a greater financial burden for households than spending on inpatient or outpatient services
[3]. On the one hand, overdiagnosis, inappropriate prescribing and medicine use may lead to over-treatment,
inappropriate treatment, and health hazards [4]. On the
*Correspondence:
Petra Brhlikova
1
Population Health Sciences Institute, Newcastle University,
Baddiley‑Clark Bldg, Newcastle Upon Tyne NE2 4AX, UK
2
Lancaster Medical School, Faculty of Health and Medicine, Lancaster
University, Lancaster, UK
3
Institute for Global Health, University College London, London, UK
4
Department of Pharmacy, University of Huddersfield, Huddersfield, UK
5
Departamento de Política de Medicamentos E Assistência Farmacêutica,
Escola Nacional de Saúde Pública Sergio Arouca, Fundação Oswaldo Cruz,
Rio de Janeiro, Brazil
6
Departamento de Política, Planejamento E Administração Em Saúde,
Instituto de Medicina Social, Universidade Do Estado Do Rio de Janeiro,
Rio de Janeiro, Brazil
other hand, lack of access to affordable medicines is a significant barrier to accessing health care [5].
In this commentary, we look at two paradigmatic
approaches to prioritising medicines for use in health
systems—the Essential Medicines concept, upon which
the process of selecting essential medicines is based, and
Health Technology Assessment, which is the process for
comparing individual medicines using an aggregate of
analytical tools, mainly involving cost-effectiveness. The
paper intends to highlight gaps in research and lack of
evidence for these approaches mainly on their effectiveness in containing costs, ensuring access and appropriate
medicine use.
Medicines selection based on the WHO essential
medicines concept
For the last four decades, the WHO has made strenuous
efforts to enable universal access to affordable and essential medicines. In 1975, in response to growing concerns
over the increasing number of medicines in the market
and the need to ensure that government procurement
and prescribers focus on key medicines to meet public
health needs, the WHO took the discussion to the World
Health Assembly [6]. It resulted in the development of
the essential medicines (EM) concept, and its main strategy, the Essential Medicine List (EML), also known as the
Model list. The EML is a limited list of medicines covering all therapeutic classes and is the most widely used
tool for prioritising medicines.
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Brhlikova et al. Journal of Pharmaceutical Policy and Practice
(2023) 16:88
The EM concept is a programme which covers all
aspects of drug management, including procurement,
storage, distribution, prescribing and use. It recognises
the need to rationalise and prioritise the selection of
effective medicines for proven health needs. The EM
concept is rooted in evidence-based and priority needbased selection. Essential medicines are selected on
the basis of population need, efficacy, safety, effectiveness, quality, and affordability and are deleted/
deselected if better alternatives become available or if
shown to be ineffective or harmful [7, 8]. The WHO
also requires evidence of market registration, i.e. producers have a licence for manufacturing the drug for
use.
Pricing of medicines and affordability to the health
system and public purse underpins essential medicines
policy [5]. The alignment between EML which guides
medicine procurement, and thus availability, and treatment guidelines which support prescribing is crucial.
The concept has been voluntarily adopted and implemented by 156 out of 193 WHO member states [7],
which develop and implement their own lists, inspired
by the WHO EML. National EMLs may be further
adapted for use at state, regional and district levels
and within the different levels of the health system
[7]. Tools for implementation of the list are Standard
Treatment Guidelines (STGs), which may be developed prior to or after inclusion of medicines on to the
list [9] and drug formularies, which include indications
and information for the prescriber [10].
The budgetary impact on health systems in countries
which adopt the EM concept is unknown. In many
countries there is under-registration of essential medicines and many low-income countries do not procure
all medicines on their EMLs. They may also use additional levels of prioritisation (Vital Essential Necessary, VEN classification) when budgets are tight. This
economic classification is for example used at different levels of the health system in Jamaica, Trinidad and
Tobago, and Uganda [11–13]. While in 1977, the EML
selection criteria considered only off-patent, generic
medicines, and emphasised the need to select effective
and safe low-priced medicines [14], novel on-patent
and high-cost medicines have been incorporated into
the WHO EML in recent years. This further strain on
the budgets of low- and middle-income countries and
inc (...truncated)