Mapping Tree Water Deficit with UAV Thermal Imaging and Meteorological Data
Remote Sensing in Earth Systems Sciences
https://doi.org/10.1007/s41976-023-00094-9
RESEARCH
Mapping Tree Water Deficit with UAV Thermal Imaging
and Meteorological Data
Stuart Krause1,2
· Tanja GM Sanders1
Received: 25 August 2022 / Revised: 25 September 2023 / Accepted: 8 October 2023
© The Author(s) 2023
Abstract
The mapping of forest stands and individual trees affected by drought stress is a crucial step in targeted forest management,
aimed at fostering resilient and diverse forests. Unoccupied aerial vehicle (UAV)-based thermal sensing is a promising
method for obtaining high-resolution thermal data. However, the reliability of typical low-cost sensors adapted for UAVs is
compromised due to various factors, such as internal sensor dynamics and environmental variables, including solar radiation
intensity, relative humidity, object emissivity and wind. Additionally, accurately assessing drought stress in trees is a complex
task that usually requires laborious and cost-intensive methods, particularly in field settings. In this study, we investigated
the feasibility of using the thermal band of the Micasense Altum multispectral sensor, while also assessing the potential for
modelling tree water deficit (TWD) through point dendrometers and UAV-derived canopy temperature. Our indoor tests
indicated that using a limited number of pixels (< 3) could result in temperature errors exceeding 1 K. However, enlarging
the spot-size substantially reduced the mean difference to 0.02 K, validated against leaf temperature sensors. Interestingly,
drought-treated (unwatered) leaves exhibited a higher root mean squared error (RMSE) (RMSE = 0.66 K and 0.73 K) than
watered leaves (RMSE = 0.55 K and 0.53 K), likely due to lower emissivity of the dry leaves. Comparing field acquisition
methods, the mean standard deviation (SD) for tree crown temperature obtained from typical gridded flights was 0.25 K with a
maximum SD of 0.59 K (n = 12). In contrast, a close-range hovering method produced a mean SD of 0.09 K and a maximum
SD of 0.1 K (n = 8). Modelling the TWD from meteorological and point dendrometer data for the 2021 growth season (n =
2928) yielded an R2 = 0.667 using a generalised additive model (GAM) with vapor pressure deficit (VPD), wind speed, and
solar radiation as input features. A point dendrometer lag of one hour was also implemented. When predicting individual
tree TWD with UAV-derived tree canopy temperature, relative humidity, and air temperature, an RMSE of 4.92 (μm) and
R2 of 0.87 were achieved using a GAM. Implementing leaf-to-air pressure deficit (LVPD) as an input feature resulted in an
RMSE of 6.87 (μm) and an R2 of 0.71. This novel single-shot approach demonstrates a promising method to acquire thermal
data for the purpose of mapping TWD of beech trees on an individual basis. Further testing and development are imperative,
and additional data from drought periods, point dendrometers, and high-resolution meteorological sources are required.
Keywords Drought stress · Tree water deficit · UAV · Thermal imagery · Beech
1 Introduction
Trees have evolved strategies to endure moderate drought
episodes through physiological and morphological adaptations. These adaptations help maintain a balance between
* Tanja GM Sanders
1
Thünen Institute of Forest Ecosystems, Alfred‑Möller‑Str. 1,
Haus 41/42, 16225 Eberswalde, Germany
2
Department of Geography, University of Bonn,
Meckenheimer Allee 166, 53115 Bonn, Germany
cooling mechanisms in the crown while preventing excessive
water loss and carbon starvation. Such adaptions involve
the regulating stomatal conductance, reducing leaf surface
area and solar tracking [1, 2]. Additionally, certain wood
traits enable xylem to withstand hydraulic failure [3]. Even
moderate drought periods increase the likelihood of mortality [4] and can lead to reduced growth [5, 6] regardless of
climate change [7]. Recent extreme drought events, such as
those in Europe in 2018 and 2019 [8, 9] caused by climate
change-induced warming and shifts in precipitation patterns
[10], have raised concerns about amplified tree mortality and
die-off across various climate zones [11].
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Remote Sensing in Earth Systems Sciences
European beech (Fagus sylvatica), known for its high
shade tolerance, has historically outcompeted other tree
species in many parts of Europe [12]. However, in recent
years, beech has shown declining growth throughout Europe
[13–16]. Nevertheless, it may gradually acclimatise to
drought over time [17].
Typical drought episodes can result in reduced carbon
uptake due to decreased stomatal conductance, premature
leaf senescence [18, 19], and a decrease in foliage in the following year due to reduced bud availability [20]. Prolonged
drought episodes, especially for anisohydric plant species,
can cause irreversible damage, including xylem embolism
[15], resulting in permanent damage to the hydraulic system
[21, 22].
One approach to assess drought-tolerant species involves
classifying a tree’s hydraulic strategy along the anisohydric
and isohydric spectrum [18, 23]. Despite numerous studies
on tree hydric behaviour, there is no mathematical model
describing this trait and is typically categorised based on the
relationship between stomatal conductance gs and leaf water
potential Ѱ1 [24]. Isohydric plants are known for reducing
transpiration by closing stomata during water shortages,
which reduces CO2 assimilation [25]. Anisohydric plants,
on the other hand, keep stomata open for longer periods
during water shortage, making them more vulnerable to
hydraulic failure but maintaining higher C
O2 uptake during drought episodes [8, 26]. The anisohydric strategy, in
essence, necessitates more water to keep leaves cool during
extreme heat and relies on significant fluctuations in tree
stem (xylem) water content, often relying on nocturnal refilling [27]. Within each species, variations in hydric behaviour
can also occur due to genetic variation in terms of drought
stress tolerance [8, 10]. Species with high phenotypic plasticity may allow individuals to adapt to changing climate
conditions [15]. Categorizing tree species, and even specific
provenances [10], into hydric behavioural classes through
quantification of stomatal conductance with gas exchange
measurements and leaf temperature can assist in assessing
drought stress tolerance in the face of climate change. However, it is important not to assume such categorization and to
adopt a comprehensive holistic approach [8] particularly in
terms of whole-tree carbon balance [21]. In practical terms,
central European species are rarely strictly either anisohydric or isohydric, but rather they are typically evaluated in
reference to other species. For instance, Quercus species
tend to be more anisohydric than Fagus, while Pinus is
often more isohydric than Fagus. A better understanding
of hydric behaviour among species and individuals at the
regional scale could significantly (...truncated)