Non-Retrogression Without Law
University of Chicago Legal Forum
Volume 2023
Article 11
2024
Non-Retrogression Without Law
Nicholas O. Stephanopoulos
University of Chicago
Eric McGhee
Christopher Warshaw
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Recommended Citation
Stephanopoulos, Nicholas O.; McGhee, Eric; and Warshaw, Christopher (2024) "Non-Retrogression Without
Law," University of Chicago Legal Forum: Vol. 2023, Article 11.
Available at: https://chicagounbound.uchicago.edu/uclf/vol2023/iss1/11
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Non-Retrogression Without Law
Nicholas Stephanopoulos†
Eric McGhee††
Christopher Warshaw†††
ABSTRACT
For five straight cycles (the 1970s through the 2010s), Section 5 of the Voting
Rights Act dominated redistricting in states covered by the provision. In these
states, district plans had to be precleared with federal authorities before they could
be implemented. Preclearance was granted only if plans wouldn’t retrogress, that
is, reduce minority representation. Thanks to the Supreme Court’s 2013 decision
in Shelby County v. Holder, Section 5 is no longer operative. So what happened to
minority representation in formerly covered states after Section 5’s protections were
withdrawn? This Article is the first to tackle this important question. We examine
all states’ district plans before and after the 2020 round of redistricting at the congressional, state senate, and state house levels. Our primary finding is that there
was little retrogression in formerly covered states. In sum, the number of minority
ability districts in these states actually rose slightly. We also show that formerly
covered states were largely indistinguishable from formerly uncovered states in
terms of retrogression. If anything, states unaffected by Shelby County retrogressed
marginally more than did states impacted by the ruling. Lastly, we begin to probe
some of the factors that might explain this surprising pattern. One possible explanation is the status quo bias of many mapmakers, which is reflected in their tendency to keep minority representation constant. Another potential driver is many
line-drawers’ reluctance to use retrogression as a partisan weapon. This reluctance
is evident in the similar records of all redistricting authorities with respect to retrogression, as well as in the absence of any relationship between retrogression and
change in plans’ partisan performance.
I.
INTRODUCTION
How has Shelby County v. Holder1 affected minority representation
in American legislatures? In this momentous 2013 decision, the Supreme Court effectively nullified Section 5 of the Voting Rights Act
†
††
†††
1
Kirkland & Ellis Professor of Law, Harvard Law School.
Senior Fellow, Public Policy Institute of California.
Associate Professor of Political Science, George Washington University.
570 U.S. 529 (2013).
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(VRA). For nearly half a century, Section 5 had required covered jurisdictions (mostly though not entirely in the South) to obtain permission
from the federal government before changing their election laws. Permission (“preclearance”) was granted only if covered jurisdictions could
show that their proposed changes wouldn’t result in the worsening of
the electoral position of minority voters (“retrogression”). Over the almost fifty years in which Section 5 was in force, minority representation
in covered areas didn’t just avoid retrogression. Rather, it increased
dramatically, rising about sevenfold in state houses, for example.2
Some scholars anticipated that Shelby County would be “devastating . . . for minority voters in cities, towns, and counties all over this
country.”3 Their logic was that many formerly covered jurisdictions continued to have racial and partisan motives to eliminate districts in
which minority voters could elect their preferred candidates. Freed
from Section 5’s constraints, these jurisdictions would proceed to dismantle many of these districts. Other academics, in contrast, had more
muted expectations about Shelby County’s impact. They noted that
Shelby County left unscathed the VRA’s other key provision, Section 2,
that line-drawers tend to have a status quo bias, and that retrogression
is often unnecessary to the achievement of jurisdictions’ redistricting
goals.4 These observers therefore predicted that Section 5’s functional
demise wouldn’t drastically reduce minority representation.
Now that ten years have gone by since Shelby County—spanning,
critically, the bulk of the 2020 redistricting cycle—which camp has been
proven right? Surprisingly, there’s next to no literature on how the effective annulment of Section 5 has affected the legislative representation of minority voters. In this Article, we provide the first comprehensive treatment of this important issue. We examine statewide district
plans at the congressional, state senate, and state house levels before
and after they were redrawn following the 2020 Census. We also study
the maps of states formerly covered and uncovered by Section 5. The
degree of retrogression in formerly uncovered states is both interesting
in its own right and a benchmark with which to compare changes in
minority representation in formerly covered states.
In performing these analyses, we face a pair of challenges: defining
districts in which minority voters are able to elect their candidates of
choice (“minority ability districts”) and determining which districts
2
See Nicholas O. Stephanopoulos, Race, Place, and Power, 68 STAN. L. REV. 1323, 1369
(2016).
3
See, e.g., Sherrilyn A. Ifill, Voting-Rights Ruling: A Shameful Decision, THE ROOT (June 26,
2013), https://www.theroot.com/voting-rights-ruling-a-shameful-decision-1790897025 [https://
perma.cc/AW2U-BSCA].
4
See, e.g., Samuel Issacharoff, Is Section 5 of the Voting Rights Act a Victim of Its Own Success?, 104 COLUM. L. REV. 1710, 1731 (2004) (focusing on Section 2’s continued vitality).
267]
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(before and after the 2020 round of redistricting) satisfy this definition.
Supreme Court precedent forbids using crude racial targets to ascertain
ability district status.5 So instead we rely on a three-part test derived
from lower court rulings just before Shelby County’s curtain fell on Section 5 jurisprudence.6 Under this test, an ability district is one where
(1) the minority-preferred candidate typically prevails in the general
election; (2) minority votes typically outnumber white votes for that
candidate; and (3) the votes of members of different minority groups
(like African Americans and Hispanics) are aggregated only if each
group’s voters typically favor the same candidate. Our main methodological tool for establishing which pre- an (...truncated)