What it means for an event to harm: a historical baseline variant of the causal account of harming
Law and Philosophy
https://doi.org/10.1007/s10982-024-09517-0
The Author(s) 2024
YAN KAI ZHOU
WHAT IT MEANS FOR AN EVENT TO HARM: A HISTORICAL
BASELINE VARIANT OF THE CAUSAL
ACCOUNT OF HARMING
(Accepted 9 September 2024)
ABSTRACT. According to the causal account of harming, an event harms a person
if and only if it causes the person to be worse off. This view has emerged as a
popular alternative to the more traditional view, according to which an event
harms a person if and only if the person would have been better off had the event
not occurred. In this paper, my primary aim is to motivate and defend a certain
variant of the causal account of harming. Moreover, I also situate this variant
within recent attempts to provide a unified account of harm.
KEYWORDS: Causation, Harm, Harming, Causal account of harming, Counterfactual baseline, Historical baseline
What it means for an event to harm someone has become a topic of
growing jurisprudential interest lately.1 The two most prominent
accounts in the literature to date are:
1. The counterfactual comparative account of harming (CCA), which says
that an event E harms a person S if and only if S would have been better
off if E had not occurred; and
2. The causal account of harming (CA), which says that an event E harms
a person S if and only if E causes S to be worse off (different variations
of the CA flesh out what it is to be ‘worse off’ in different ways, as we
will see below).2
Although the CCA has traditionally been the more prominent
account, in recent years the CA has been receiving more attention.
1
See e.g., Seana Shiffrin, ‘Harm and its moral significance’ (2012) 18 Legal Theory 357; and Victor
Tadros, Wrongs and Crimes (Oxford University Press, 2016).
2
Unless indicated otherwise, I will use the terms ‘harm’ and ‘harming’ interchangeably.
Y. K. ZHOU
In this paper, I develop a case for the following, relatively neglected, variant of the CA:
The historical baseline variant of the CA (HBCA), which says an event E harms a person S if and
only if E causes S to be worse off than before (a historical worsening).
Following some preliminary remarks in ‘‘Preliminaries’’ section, I
motivate the HBCA as against the CCA and other variants of the CA
in ‘‘Motivating the (historical baseline variant of the) causal account
of harming’’ section. Then in ‘‘Defending the historical baseline
variant of the causal account of harming’’ section, I show how the
HBCA does not succumb to its own set of allegedly fatal flaws.
Finally, in ‘‘The challenge of non-causal grounding and unified accounts of harm’’ section, I situate the HBCA vis-a-vis recent unified
accounts of harm developed in the literature.
I. PRELIMINARIES
First, I want to make clear the subject of investigation. As Ben
Bradley has noted, some things are intrinsically harmful in that those
things themselves constitute intrinsic prudential badness; ‘to say that
something is intrinsically harmful… is to make a claim about wellbeing’.3 By contrast, some things are extrinsically harmful; ‘it is
harmful in virtue of what it brings about, not because of what it is in
itself’.4 As the CCA and CA are commonly thought of as accounts of
extrinsic harm,5 the primary focus of this paper is on extrinsic harm.6
Second, the distinction is often made between accounts of pro
tanto and overall harming. I understand both the CCA and CA as
giving accounts of pro tanto harming. So, the CCA says that an event
E pro tanto harms a person S if and only if S would have been better
off in some respect if E had not occurred. Similarly, the CA says that
an event E pro tanto harms a person S if and only if E causes S to be
3
Ben Bradley, ‘Doing Away with Harm’ (2012) 85 Philosophy and Phenomenological Research 390,
391-392.
4
Ibid. For example, smoking is extrinsically harmful as ‘[i]t is harmful in virtue of what it brings
about [e.g., lung cancer], not because of what it is in itself’: ibid. By contrast, pain is intrinsically
harmful, as ‘just being in pain is harmful to the person experiencing it’: ibid.
5
See e.g., Jens Johansson and Olle Risberg, ‘A Simple Analysis of Harm’ (2022) 9 Ergo 509, fn 15 and
text therein.
6
See e.g., Neil Feit, Bad Things: The Nature and Normative Role of Harm (Oxford University Press,
2023), Chapter 1 on the importance of understanding extrinsic harm.
THE HISTORICAL BASELINE VARIANT OF THE CAUSAL...
worse off in some respect. One can easily build accounts of overall
harming from these accounts of pro tanto harming.7
Third, a distinction that ought to be drawn more often in the
literature is between an analysis of harm (as a verb) and suffering
harm (as a noun).8 The former, the object of this paper’s investigation, concerns the conditions under which we can say that an event
harms a person. The latter concerns the conditions under which we
can say that a person is suffering harm, or what it is for a person to
suffer harm (or to be worse off). In defending the HBCA, though I
implicitly take a position on what it is to suffer harm (or what it is to
be worse off), I do not take a position on whether to suffer harm is to
be in a certain state or to undergo a certain kind of event. The HBCA
I defend adopts a historical account of what it is to suffer harm (that
is, to suffer harm is to be worse off than one was before), but beyond
that, it is generally compatible with adopting either a state-based or
event-based interpretation of what it is to suffer harm.9 Accordingly,
in the discussion that follows, insofar as I engage with any account of
what it means to suffer harm, my comments on them will not focus
or turn on whether they are state-based or event-based accounts.
Fourth, although I defend the HBCA, I will not be taking any
specific view on the correct theory of causation. This ensures that
the HBCA is not hostage to any particular account of causation.
Instead, insofar as I make any causal claims, I will rely upon what I
take to be generally uncontroversial common sense causal intuitions.
The upshot is that I implicitly assume the negative view that simple
counterfactual theories of causation are false.10 However, this does
not strike me as a particularly implausible assumption, especially
given the range of theories of causation that have been developed as
arguably superior alternatives to the simple counterfactual theories
of causation, and that track common sense causal intuitions.
7
See e.g., Erik Carlson, Jens Johansson and Olle Risberg, ‘Causal Accounts of Harming’ (2022) 103
Pacific Philosophical Quarterly 420.
8
See e.g., Charlotte Franziska Unruh, ‘A Hybrid Account of Harm’ (2022) Australasian Journal of
Philosophy (forthcoming), and Justin Klocksiem, ‘Harm, Failing to Benefit, and the Counterfactual
Comparative Account’ (2022) 34 Utilitas 428, fn 15, calling for the same.
9
For example, on the historical account of what it is to suffer harm, to suffer harm can be
interpreted as either (i) being in a state that is worse off in terms of wellbeing (...truncated)