Editorial Commentary: Exceptions That Prove the Rule
David K. Henderson
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Hospital Epidemiology Service and the Office of the Deputy Director for Clinical Care, Clinical Center, National Institutes of Health
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Bethesda, Maryland
EDITORIAL COMMENTARY
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The exception that proves the rule
This often-misunderstood English
language idiom, at least in its loose
rhetorical sense [1], is highly applicable to
the transmission from providers infected
with blood-borne pathogens to their
patients (ie, the rarity of these events helps
characterize and define the miniscule
risk for these transmissions in the
practice of modern medicine).
Decades of experience have taught us
that providers infected with blood-borne
pathogens pose a small but nonetheless
detectable risk to their patients,
specifically when the provider is performing
what have now been termed
exposureprone invasive procedures on patients.
Because of this small but clearly
detectable risk, particularly for providers
infected with the hepatitis B virus (HBV),
the optimal management of healthcare
providers infected with blood-borne
pathogens has been controversial. The
risk for provider-to-patient transmission
is so small that it cannot be measured
with precision, and the small numbers
of instances of provider-to-patient
transmission of HBV, in essence, provide
evidence for the rule that such
transmissions are remarkably rare.
In 1991, in great measure in response
to the occurrence of 6 cases of iatrogenic
human immunodeficiency virus (HIV)
transmission in the practice of a Florida
dentist [24], the Centers for Disease
Control and Prevention (CDC) issued
guidelines recommending that
healthcare workers who are infected with HIV
or HBV and who have circulating
hepatitis B e antigen (HBeAg) and who desire
to perform such exposure-prone
procedures can continue to perform such
procedures only after first notifying the
patient of the healthcare providers
infection as well as after consulting an expert
review panel to determine, under what
circumstances, if any, they may continue
to perform these procedures [5]. These
guidelines remained as the practice
standard in the United States until 2010 when
the Society for Healthcare Epidemiology
of America (SHEA) published new
recommendations about the management of
providers infected with blood-borne
pathogens [6]. Subsequently, in 2012, the CDC
published Updated CDC
Recommendations for the Management of Hepatitis B
VirusInfected Health Care Providers and
Students [7]. These new, sentient
guidelines represented a substantial departure
from the prior US Public Health Service
guideline published in 1991 [5] and now
provide a clear approach to this problem
for hospital, health departments, and
occupational medicine providers.
In this issue of Clinical Infectious
Diseases, Enfield and coworkers report
another well-documented instance of
provider-to-patient transmission of
HBVdocumenting at least 2 instances
of transmission of HBV to the patients
of an HBV-infected orthopedic surgeon
who also had a high circulating viral
burden [8].
In 2012, such cases are clearly
exceptional in the true sense of the word.
Transmission of blood-borne pathogens
from providers to patients has become
exceedingly rare. The development and
wide implementation of hepatitis B
immunization, both specifically for
healthcare workers as well as for the
population at large, has had a profound
influence on the prevalence of this
blood-borne infection in the United
States. Nonetheless, the influx of
practitioners into the US healthcare delivery
milieu from areas in the world where
the prevalence of HBV infection is high
(and, therefore, the likelihood of
transmission from mothers to newborns is
high, producing a significant population
of individuals who have high circulating
viral burdens and little evidence of liver
disease) has provided an influx of US
healthcare providers who are chronically
HBV infected and who have high
circulating HBV viral burdens. Whereas such
practitioners do present a risk for
transmission to patients during the conduct
of exposure-prone procedures, the
development of highly effective antiviral
therapy for this infection provides a
mechanism for reducing such
practitioners circulating viral burdens, thereby
minimizing the risk for transmission.
Fortunately, the prospects for successful
treatment of all 3 of the major
blood-borne pathogens have increased
dramatically over the past 2 decades.
Several points about the instances of
transmission of HBV described by
Enfield and colleagues are worthy of
additional emphasis. First, the provider
who transmitted these infections was
unaware of his infection status. In the
year 2012, in my view, all providers who
conduct these types of procedures on
patients have an obligation to be aware of
their infection status with respect to all 3
of the major blood-borne pathogens
hepatitis B, hepatitis C, and HIVand, if
they find themselves to be carriers of
one of these pathogens, they should seek
the counsel of the expert review panel in
their institutions or health department
jurisdictions. This process is detailed in
the 2010 SHEA guideline [6] as well as
in the 2012 CDC guideline [7]. A
second point worthy of emphasis is the
fact that the infected provider in the
Enfield et al study had failed to respond
to 2 complete courses of hepatitis B
immunization. This finding should be an
immediate red flag and should raise
the possibility of chronic HBV infection
in the provider in the minds of the staff
administering the vaccine. This finding
should be communicated to the director
of the occupational medicine program.
In every instance this finding should
require follow-up on the part of the
occupational medicine staff to make
certain that the provider is not a chronic
HBV carrier. A third point worthy of
emphasis is that the provider in question
had immigrated to the United States
from an area in which HBV infection is
endemic. This finding, particularly in
the setting in which the provider
previously has failed to respond to 2 full
courses of hepatitis B immunization,
should underscore the need for further
follow-up.
Despite the fact that this surgeon was
performing exposure-prone procedures,
had a very high circulating HBV viral
burden (>106/mL), and was found to be
HBeAg positive (both of the latter
circumstances would, if known in advance,
likely have precluded his conduct of
exposure prone procedures), definite
transmissions occurred to only 2 of the
patients who received follow-up. As
many as 6 additional patients may have
acquired infection, but from the current
article, we have no way to know which,
if any, of these patients may have
acquired their infections from the surgeon.
According to Enfield et al, the
surgeons peers and supervisors thought he
had excellent surgical technique. The
low rate of transmission observed in this
setting may relate to a number of
factors, among them that the surgeon
had excellent technique and routinely
double-gloved in his surgical practice,
and that, even in th (...truncated)