Screening for Diabetes and Pre-Diabetes With Proposed A1C-Based Diagnostic Criteria
DARIN E. OLSON
PHD
MARY K. RHEE
KIRSTEN HERRICK
MSC
DAVID C. ZIEMER
JENNIFER G. TWOMBLY
PHD
LAWRENCE S. PHILLIPS
E p i d e m i o l o g y / H e a l t h OBJECTIVE - An International Expert Committee (IEC) and the American Diabetes Association (ADA) proposed diagnostic criteria for diabetes and pre-diabetes based on A1C levels. We hypothesized that screening for diabetes and pre-diabetes with A1C measurements would differ from using oral glucose tolerance tests (OGTT). RESEARCH DESIGN AND METHODS - We compared pre-diabetes, dysglycemia (diabetes or pre-diabetes), and diabetes identified by the proposed criteria (A1C 6.5% for diabetes and 6.0 - 6.4% [IEC] or 5.7- 6.4% [ADA] for high risk/pre-diabetes) with standard OGTT diagnoses in three datasets. Non-Hispanic white or black adults without known diabetes who had A1C and 75-g OGTT measurements were included from the prospective Screening for Impaired Glucose Tolerance study (n 1,581), and from the National Health and Nutrition Examination Survey (NHANES) III (n 2014), and NHANES 2005-2006 (n 1,111). RESULTS - OGTTs revealed pre-diabetes in 35.8% and diabetes in 5.2% of combined study subjects. A1C provided receiver operating characteristic (ROC) curve areas for diabetes of 0.79 - 0.83, but ROC curve areas were 0.70 for dysglycemia or pre-diabetes. The proposed criteria missed 70% of individuals with diabetes, 71- 84% with dysglycemia, and 82-94% with prediabetes. Compared with the IEC criteria, the ADA criteria for pre-diabetes resulted in fewer false-negative and more false-positive result. There were also racial differences, with falsepositive results being more common in black subjects and false-negative results being more common in white subjects. With use of NHANES 2005-2006 data, 5.9 million non-Hispanic U.S. adults with unrecognized diabetes and 43-52 million with pre-diabetes would be missed by screening with A1C. CONCLUSIONS - The proposed A1C diagnostic criteria are insensitive and racially discrepant for screening, missing most Americans with undiagnosed diabetes and pre-diabetes.
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D can adults (1,2), with a lifetime risk
iabetes affects 21 million
Ameriranging from 20 to 50%,
depending on sex and race (3). Identification of
diabetes and its precursor, pre-diabetes,
can permit management to prevent
complications or delay progression from
prediabetes to diabetes. Because most U.S.
health care systems do not have
systematic screening programs, many Americans
have undiagnosed diabetes and
prediabetes, and, therefore, these individuals
are not initiating programs targeted at
prevention (2).
An International Expert Committee
(IEC) recently proposed new diagnostic
criteria based on measurement of A1C,
with A1C 6.5% for diabetes and 6.0
6.4% for high risk of progression to
diabetes (4). The American Diabetes
Association (ADA) subsequently
proposed A1C 6.5% for the diagnosis of
diabetes and 5.7 6.4% for the highest
risk to progress to diabetes (5).
Because A1C testing is readily
available in the U.S., is relatively well
standardized, exhibits low intraindividual
variation, and does not require fasting or
restriction to certain times of the day (6),
many clinicians might wish to use A1C
measurements to screen for diabetes and
pre-diabetes. However, the proposed
diagnostic criteria were based largely on
identification of diabetic retinopathy, and
use of the proposed criteria as a screening
test is not understood. The IEC A1C
criteria have recently been compared with
testing with fasting glucose or oral glucose
tolerance tests (OGTTs) in various
populations to diagnose diabetes (713) and
high-risk/pre-diabetes (10,11,13), but
the ADA A1C criteria have not been
studied.
We hypothesized that A1C diagnostic
criteria would fail to identify many
subjects with unrecognized diabetes or
prediabetes. We evaluated the proposed
criteria as screening tests in three
populations, compared with the OGTT as a gold
standard used for identification of
diabetes and pre-diabetes around the world
(14).
RESEARCH DESIGN AND
METHODS We examined three
datasets in which non-Hispanic white and
black adult subjects without known
diabetes had both an OGTT and A1C
measured (15).
In the Screening for Impaired
Glucose Tolerance (SIGT) study (16), health
care system employees and community
members in Atlanta were eligible if they
were aged 18 or above, were
nonHispanic white or black race, had no prior
diagnosis of diabetes, were not pregnant
or breastfeeding, were not taking
glucocorticoids, and were well enough to
work. A total of 1,581 subjects completed
the protocol.
The National Health and Nutrition
Examination Surveys (NHANES)
assessed adults and children across the U.S.
In NHANES III (17), 2,057 non-Hispanic
black or white subjects (to match the
SIGT study population) aged 40 years
Table 1Subjects identified by OGTT compared with A1C diagnoses
with no known history of diabetes had an
OGTT, meeting the inclusion criteria. In
NHANES 20052006 (18), 1,154
nonHispanic adult subjects aged 18 years
met the inclusion criteria. Age, BMI,
blood pressure, lipids, and family history
were categorized using conventional
criteria. After subjects with missing data
were excluded, there were 2,014 subjects
in NHANES III and 1,111 subjects in
NHANES 20052006, as described
previously (15).
Glucose and A1C measurements
Plasma glucose and A1C measurements
have been described previously (16 18).
A1C measurements used NGSP certified
systems (supplementary material, available
in an online appendix at http://care.
diabetesjournals.org/cgi/content/full/dc100433/DC1).
Classification of glucose tolerance
Glucose tolerance was classified by ADA
criteria on the basis of glucose levels in a
single 75-g OGTT. Subjects were grouped
as normal glucose tolerance (fasting
plasma glucose [FPG] 100 mg/dl, with
2-h plasma glucose 140 mg/dl),
prediabetes (impaired fasting glucose with
FPG 100 125 mg/dl and 2-h plasma
glucose 200 mg/dl and/or impaired
glucose tolerance with FPG 126 mg/dl and
2-h plasma glucose 140 199 mg/dl), and
diabetes (FPG 126 mg/dl or 2-h plasma
glucose 200 mg/dl). The additional IEC
criteria identified subjects as normal (A1C
6%), high risk for diabetes (A1C 6.0
6.4%), and diabetes (A1C 6.5%),
whereas new ADA criteria identified
subjects as normal (A1C 5.7%), high risk
(A1C 5.7 6.4%), and diabetes (A1C
6.5%). Additional evaluations used
FPG 110 mg/dl for normal glucose
tolerance. Dysglycemia includes
prediabetes or diabetes (OGTT) or high risk
or diabetes (A1C).
Statistical analysis
Means and frequencies were determined
in aggregate and by subgroup analysis of
the different glucose tolerance categories.
The discriminative effectiveness of
screening was evaluated by the area under
receiver operating characteristic (ROC)
curves using SAS 9.2 (SAS Institute, Cary,
NC) for the NHANES data and SPSS 15.0
(SPSS, Chicago, IL) for SIGT study data.
All NHANES analyses were conducted
using SAS 9.2 and SUDAAN (...truncated)