A development of ecological risk screening with an application to fisheries off SW England
ICES Journal of
Marine Science
ICES Journal of Marine Science (2015), 72(3), 1092– 1104. doi:10.1093/icesjms/fsu167
Contribution to the Themed Section: ‘Risk Assessment’
Original Article
A development of ecological risk screening with an application
to fisheries off SW England
1
Fishworld Science, Lowestoft, UK
Sea Fish Industry Authority, Origin Way, Europarc, Grimsby DN37 9TZ, UK
3
Tegen Mor Fisheries Consultants, Lelant, St Ives, Cornwall, UK
4
Sea Mammal Research Unit, Scottish Oceans Institute, University of St Andrews, Fife KY16 8LB, UK
5
Centre for Environment, Fisheries and Aquaculture Science, Lowestoft NR33 0HT, UK
2
*Corresponding author: e-mail:
Cotter, J., Lart, W., de Rozarieux, N., Kingston, A., Caslake, R., Le Quesne, W., Jennings, S., Caveen, A., and Brown, M. A development
of ecological risk screening with an application to fisheries off SW England. – ICES Journal of Marine Science, 72: 1092– 1104.
Received 2 May 2014; revised 28 August 2014; accepted 2 September 2014; advance access publication 3 October 2014.
A development of the ecological risk screening (ERS) technique, scale intensity and consequence analysis (SICA), is described and application to the
varied fisheries and ecosystem off the southwest of England on behalf of an industry steering group (SG) is summarized. The purpose was to prioritize
ecological risks systematically and consistently in relation to policy goals agreed by the SG. Scientists listed and advised on ecosystem components,
their units (individual species, stocks, habitats, or communities) and attributes, as well as agents of change in the SW, their activities, and generalized
effects relevant to the policy goals. A working group (WG) of fishers, fishery observers, technical advisors, and marine scientists paired each unit with
the activity thought most likely to impact the most sensitive policy goal, then scored risk according to defined rules spatially, temporally, and as
intensity and duration of effects. The geometric mean of the four scores, slightly adjusted for unscored factors if necessary, was the relative
impact score (RIS). With this standardized method, the main aspects of risk were considered separately and independently, thereby assisting objective
prioritization. Nineteen unit–activity pairs were listed as priority risks (RIS .3) in the SW region during a 2-d meeting that fully exploited the wide
range of information and experience available at the WG. Socio-economics was not considered. The ERS for the SW was designed to be compatible
with other similar ERSs that might be carried out for neighbouring marine regions. ERS can minimize extra monitoring needed for ecosystem management and, in principle, collaborating non-fishery agents of change could be included. By engaging all stakeholders in the setting of initial priorities
for action and by assembling all available sources of information, ERS offers a useful starting point for holistic ecosystem management.
Keywords: Celtic Sea, ecosystem approach to fisheries, ecosystem based fisheries management, ecological risk assessment, ecological risk screening,
England (SW), English channel, SICA.
Introduction
Attempts to manage large aquatic systems can quickly become
swamped by data describing the states of fisheries and other agents,
the many species, physical habitats and communities present, and
the ecological processes binding them all together. Although
various multivariate methods are available to deal retrospectively
with large numbers of indicators (see Table 3 in Cotter et al., 2009),
a more purposeful and efficient strategy is to (i) decide policy goals
for the aquatic system, (ii) use a comprehensive screening process
to weed out the controllable activities of man posing least risk to
# Crown copyright 2014.
the achievement of those goals, and then (iii) to monitor only
those indicators needed to inform about the state of the system in relation to the remaining, principal risks. In this way, monitoring can be
more economical, interpretation of indicators is more direct, and the
list of managerial action points can be shorter and more pertinent.
Fletcher et al. (2005) describe a similar approach.
Methods for screening large numbers of possible ecological risks
posed by fisheries have been developed in Australia (Astles, 2008;
Scandol et al., 2009). We refer to them collectively as ecological
risk screening (ERS) methods within the wider field of ecological
John Cotter 1*, William Lart 2, Nathan de Rozarieux 3, Al Kingston 4, Richard Caslake2, Will Le Quesne 5,
Simon Jennings 5, Alex Caveen2, and Mary Brown 5
Ecological risk screening with an application to fisheries off SW England
consequence × ranked likelihood (Fletcher, 2005), and separate
spatial and temporal scoring of the worst case for each component
that feeds flexibly into an intensity score “judged based on the
scale of the activity, its nature, and extent” (Hobday et al., 2007,
p. 61).
Our interest in ERS was motivated by fishers and processors
based in the SW of England who had been asked to respond to questions from fish retailers about possible overfishing and ecological
damage associated with the different fisheries operating from
ports in Cornwall, Devon, and Somerset (Figure 1). Details of the
fisheries are given elsewhere (Cotter et al., 2006; Walmsley and
Pawson, 2007). Five teleost species found in the SW (cod, plaice,
Dover sole, whiting, and haddock) received full, annual analytical
assessments for management under the European Common
Fisheries Policy (CFP) but the results were too focused to answer
the general ecological questions being asked. Fishery certification
schemes, for example by the Marine Stewardship Council, might
have provided fuller answers, but fishers were concerned about
the delays and costs of certification. ERS was proposed as a more
immediate and cost-effective solution.
This paper presents a development of ERS derived from SICA
and implemented on behalf of a steering group (SG) of fishers
Figure 1. The SW marine ecosystem (ICES VIIe– h) defined for ERS conducted in 2013. The darkened coastline indicates the moorings of included
fisheries.
risk assessment (ERA; Burgman, 2005). They include (i) the national ecologically sustainable development method (Fletcher, 2005);
(ii) scale intensity and consequence analysis (SICA) which is level
1 of the hierarchical, ERA of the effects of fishing (ERAEF;
Hobday et al., 2007); and (iii) qualitative ERA (QERA; Astles
et al., 2006). All these methods involve subjective but systematic discussions of lists of potential ecological issues with respect to agreed
policy goals at a working group (WG) of interested and informed
people. The methods can be ecologically comprehensive, make
use of all available sources of information—including publications, theses, and advice from specialists—and can directly engage
stakeholders thereby boosting their acceptance of the findings
(Fletcher, 2005). The policy goals might originate (...truncated)