Malnutrition and Infection: Complex Mechanisms and Global Impacts
doi:10.1371/journal.pmed.0040115.g001
Malnutrition and Infection: Complex Mechanisms and Global Impacts
Ulrich E. Schaible 0
Stefan H. E. Kaufmann 0
0 Ulrich E. Schaible is at the London School of Hygiene and Tropical Medicine, Department of Infectious and Tropical Diseases, Immunology Unit , London , United Kingdom. Stefan H. E. Kaufmann is at the Max Planck Institute for Infection Biology, Department of Immunology , Berlin , Germany
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I am not interested in the bloody system! Why has
he no food? Why is he starving to death?
Bob Geldof in The Observer, 1985
Aimmune responses during
ctivation and sustenance of
infection requires increased
energy consumption. Protein energy
malnutrition (PEM) is a critical, yet
underestimated factor in susceptibility
to infection, including the big
three infectious diseases: HIV/AIDS,
tuberculosis, and malaria. In this
article, we discuss current concepts and
controversies surrounding the complex
influences of malnutrition on infection
and immunity, and point to practical
consequences of countermeasures in
acute malnutrition. We call for new
strategies to overcome worldwide
morbidity and mortality caused by
chronic malnutrition in impoverished
countries and by the newly emerging
public health threat of overnutrition in
industrialized societies.
In response to infection, the immune
system first executes innate and then
subsequently acquired host defense
functions of high diversity. Both
processes involve activation and
propagation of immune cells and
synthesis of an array of molecules
requiring DNA replication, RNA
expression, and protein synthesis and
secretion, and therefore consume
additional anabolic energy. Mediators
of inflammation further increase the
catabolic response. Studies in a simple
system, involving measurement of the
survival of malnourished bumblebee
workers, showed that the energy cost of
immunity further impairs fitness [1].
Consequently, the nutritive status of the
host critically determines the outcome
of infection.
Apart from deficiencies in single
nutrients, such as vitamins, fatty
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Figure 1. Protein Energy Malnutrition Increases Prevalence of Infection, Leading to Energy
Loss for the Individual
On the community level, this burden reduces productivity, including food production, and
perpetuates the relentless spiral of further malnutrition, infection, disease, poverty, and
socioeconomic and political instability.
acids, amino acids, iron, and trace
elements, undernourishment based
on PEM greatly increases susceptibility
to major human infectious diseases
in low-income countries, particularly
in children [24]. Malnutrition is
responsible, directly or indirectly, for
54% of the 10.8 million deaths per year
in children under five and contributes
to every second death (53%) associated
with infectious diseases among children
under five years of age in developing
countries [5]. Infection causes energy
loss on the part of the individual, which
reduces productivity on the community
level and perpetuates the alarming
spiral of malnutrition, infection,
disease, and poverty (Figure 1).
Malnutrition and Infection
Malnutrition increases risk of infection.
PEM is a common cause of secondary
immune deficiency and susceptibility
to infection in humans (Table 1). This
Competing Interests: The authors have declared
that no competing interests exist.
Copyright: 2007 Schaible and Kaufmann. This is
an open-access article distributed under the terms
of the Creative Commons Attribution License,
which permits unrestricted use, distribution, and
reproduction in any medium, provided the original
author and source are credited.
Abbreviations: BMI, body mass index; lg,
immunoglobulin; PEM, protein energy malnutrition;
RNI, reactive nitrogen intermediate; ROI, reactive
oxygen intermediate; TH1, type 1 T helper cell; TH2,
type 2 T helper cell
*To whom correspondence should be addressed.
E-mail:
Table 1. Conditions of Under- and Overnutrition and Their Influence on Host Defense Functions
Response Mechanisms Affected/Promoted
Tuberculosis, diseases due to opportunistic, multibacterial, and fungal
infections, osteomyelitis, diabetic foot (P. aeruginosa, Staphylococcus
aureus, S. pneumoniae, Enterococcus)
causal relationship is further supported
by animal studies.
Severe PEM in children is clinically
defined as less than 70%
weight-toheight and/or the appearance of
pitting edema on both feet, described
as either marasmus, a chronic
wasting condition, or kwashiorkor,
characterized by edema and anemia.
Children with kwashiorkor often
suffer from marked skin infections.
Severe malnutrition during childhood
affects thymic development, which
compromises immunity in children by
a long-term reduction of peripheral
lymphocyte counts [6]. This
immunodeficiency represents a key
factor in susceptibility to infections and
has therefore been termed nutritionally
acquired immunodeficiency syndrome
[7]. In severely malnourished patients,
both acquired immunityi.e.,
lymphocyte functionsas well as
innate host defense mechanismsi.e.,
macrophages and granulocytesare
affected. Diminished immune functions
render undernourished patients more
susceptible to infections, notably those
by opportunistic pathogens commonly
prevalent in patients with HIV/
AIDS [24,8,9]. The opportunistic
fungus Pneumocystis carinii, frequently
diagnosed in patients with AIDS, was
repeatedly identified in malnourished
children after the Second World War
[9]. Noma is an opportunistic infection
in children between one and four years
with PEM, which occurs worldwide, but
is most common in sub-Saharan Africa.
The infection evolves from gingival
inflammation to orofacial gangrene
and is commonly preceded by other
infections such as measles, malaria,
severe diarrhea, and necrotising
ulcerative gingivitis. Noma coincides
with the period of linear growth
retardation in malnourished children
[10].
In addition to promoting acute and
chronic infections, PEM impairs the
linear growth of children, leading to
a further reduction in food intake,
nutrient absorption, direct or catabolic
nutrient losses, and increased
metabolic requirements. It has been
suggested that acute phase response
and proinflammatory cytokines directly
affect the bone remodelling required
for longitudinal growth [11].
Correlation of malnutrition and
growth retardation allows assessment
of the individual nutritional state,
which is usually measured as
midupper arm circumference or body
mass index (BMI). BMIs are given
either as weight-for-height to indicate
acute PEM (wasting), or as
weightfor-age (underweight) or
heightfor-age (stunting), correlations for
chronic PEM. A study in Kenya found
a significant association between HIV
infection and lower mid-upper arm
circumferences and serum albumin
concentration, another measure of
malnutrition, but found no such
as (...truncated)