Study protocol for the randomised controlled trial: Ketamine augmentation of ECT to improve outcomes in depression (Ketamine-ECT study)
Trevithick et al. BMC Psychiatry (2015) 15:257
DOI 10.1186/s12888-015-0641-4
STUDY PROTOCOL
Open Access
Study protocol for the randomised
controlled trial: Ketamine augmentation of
ECT to improve outcomes in depression
(Ketamine-ECT study)
Liam Trevithick1,2, R. Hamish McAllister-Williams1,2, Andrew Blamire3, Tim Branton4, Ross Clark5, Darragh Downey6,
Graham Dunn7, Andrew Easton8, Rebecca Elliott6, Clare Ellwell9, Katherine Hayden10, Fiona Holland7,
Salman Karim11, Jo Lowe6, Colleen Loo12, Rajesh Nair13, Timothy Oakley2, Antony Prakash14, Parveen K Sharma15,
Stephen R. Williams16 and Ian M. Anderson6*
Abstract
Background: There is a robust empirical evidence base supporting the acute efficacy of electroconvulsive
therapy (ECT) for severe and treatment resistant depression. However, a major limitation, probably contributing to
its declining use, is that ECT is associated with impairment in cognition, notably in anterograde and retrograde
memory and executive function. Preclinical and preliminary human data suggests that ketamine, used either as
the sole anaesthetic agent or in addition to other anaesthetics, may reduce or prevent cognitive impairment
following ECT. A putative hypothesis is that ketamine, through antagonising glutamate receptors, protects from
excess excitatory neurotransmitter stimulation during ECT. The primary aim of the ketamine-ECT study is to
investigate whether adjunctive ketamine can attenuate the cognitive impairment caused by ECT. Its secondary
aim is to examine if ketamine increases the speed of clinical improvement with ECT.
Methods/Design: The ketamine ECT study is a multi-site randomised, placebo-controlled, double blind trial. It
was originally planned to recruit 160 moderately to severely depressed patients who had been clinically prescribed
ECT. This recruitment target was subsequently revised to 100 patients due to recruitment difficulties. Patients will be
randomly allocated on a 1:1 basis to receive either adjunctive ketamine or saline in addition to standard anaesthesia for
ECT. The primary neuropsychological outcome measure is anterograde verbal memory (Hopkins Verbal Learning
Test-Revised delayed recall task) after 4 ECT treatments. Secondary cognitive outcomes include verbal fluency,
autobiographical memory, visuospatial memory and digit span. Efficacy is assessed using observer and self-report
efficacy measures of depressive symptomatology. The effects of ECT and ketamine on cortical activity during
cognitive tasks will be studied in a sub-sample using functional near-infrared spectroscopy (fNIRS).
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* Correspondence:
6
Neuroscience and Psychiatry Unit, The University of Manchester and
Manchester Academic Health Science Centre, Room G809, Stopford Building,
Oxford Road, Manchester M13 9PT, UK
Full list of author information is available at the end of the article
© 2015 Trevithick et al. Open Access This article is distributed under the terms of the Creative Commons Attribution 4.0
International License (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted use, distribution, and
reproduction in any medium, provided you give appropriate credit to the original author(s) and the source, provide a link to
the Creative Commons license, and indicate if changes were made. The Creative Commons Public Domain Dedication waiver
(http://creativecommons.org/publicdomain/zero/1.0/) applies to the data made available in this article, unless otherwise stated.
Trevithick et al. BMC Psychiatry (2015) 15:257
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Discussion: The ketamine-ECT study aims to establish whether or not adjunctive ketamine used together with
standard anaesthesia for ECT will significantly reduce the adverse cognitive effects observed after ECT. Potential
efficacy benefits of increased speed of symptom improvement and a reduction in the number of ECT treatments
required will also be assessed, as will safety and tolerability of adjunctive ketamine. This study will provide
important evidence as to whether adjunctive ketamine is routinely indicated for ECT given for depression in
routine NHS clinical practice.
Trial Registration: Current Controlled Trials: ISRCTN14689382 (assigned 30/07/2012); EudraCT Number: 2011005476-41
Keywords: Ketamine, Major Depressive Episode, Electroconvulsive therapy, Memory, Cognition, Efficacy
Background
Depression is a leading cause of disability worldwide
with unipolar depression ranked 9th in the world and 3rd
in Europe amongst causes of health-related disability
2000–2012 [1] and at any one time around 3 % of the
UK population meet the criteria for major depression
[2]. Effective treatment remains a major problem in depression; in the largest study to date examining patient
outcomes in major depression, the STAR*D study, only
a quarter to a third of patients remitted after the first
antidepressant and a about third had still failed to remit
after 4 drug interventions [3].
The National Institute for Health and Clinical Excellence (NICE) recommends electroconvulsive therapy
(ECT) as a treatment option for patients with severe depression that is life threatening or those with moderate or
severe depression who have not responded to multiple
drug treatments and psychological treatment [4]. ECT has
been demonstrated to have greater efficacy than pharmacotherapy (effect size, ES -0.8) [5] and achieves remission
rates of about 50 % in patients who have failed to respond
to drug treatments [6]. It has equal efficacy in both unipolar and bipolar depressed patients [7].
Despite the robust evidence base demonstrating the
efficacy of ECT, the number of patients being treated
with it has fallen dramatically in recent decades. In
England over a 3 month period in 2006, an estimated
1250 patients received ECT compared with over double
that number in 1999 [8]. The reduction in ECT usage
may be a consequence of concerns about a poor riskbenefit balance due to adverse cognitive side effects [9].
ECT treatment is associated with significant objective
impairments in cognitive function, the largest effect being on verbal delayed recall, but also with significant
impairment in all tests of anterograde memory, executive
function and processing speed [10]. Following the end of
ECT treatment there is a rapid reversal of deficits, with
moderate to large improvements above baseline in most
measures after 1–2 weeks [10]. However, one study
showed enduring deficits in spatial recognition memory
one month after end of treatment [11]. There is uncertainty as to the magnitude and persistence of retrograde
amnesia following ECT [12], though a systematic review
suggested that 29–55 % of patients reported persistent
and often distressing loss of important past memories
after ECT [13]. It has been reported that there is an association between subjective memory impairment and objective
autobiographical memory impairment immediately after
ECT course as well as 6 months later [14]. A surve (...truncated)