A Mixed Micelle Formulation for Oral Delivery of Vitamin K
Pharm Res (2016) 33:2168–2179
DOI 10.1007/s11095-016-1954-9
RESEARCH PAPER
A Mixed Micelle Formulation for Oral Delivery of Vitamin K
Feilong Sun 1 & Tessa C. C. Jaspers 1 & Peter M. van Hasselt 2 & Wim E. Hennink 1 &
Cornelus F. van Nostrum 1
Received: 1 April 2016 / Accepted: 23 May 2016 / Published online: 31 May 2016
# The Author(s) 2016. This article is published with open access at Springerlink.com
ABSTRACT
Purpose To develop a stable micellar formulation of vitamin
K for oral delivery, because the commercial and clinically
used formulation of vitamin K (Konakion® MM) destabilizes
at gastric pH resulting in low bioavailability of this vitamin in
neonates with cholestasis.
Methods Mixed micelles composed of EPC, DSPE-PEG
2000 and glycocholic acid, with and without vitamin K, were
prepared by a film hydration method. The influence of pH on
the stability of the micelles was analyzed by dynamic light
scattering (DLS). The critical micelle concentration (CMC)
was determined by fluorescence spectroscopy using pyrene
and the morphology was evaluated by transmission electron
microscopy . Caco-2 cells were used to study the
cytocompatibilty.
Results Mixed micelles with mean diameters from 7.1 to
11.0 nm and a narrow size distribution (PDI < 0.2) were obtained after 3 membrane extrusion cycles. Konakion® MM
formed aggregated particles at gastric pH, which was avoided
through steric stabilization by introducing PEG. TEM
showed that mixed micelles had a spherical size (diameter of
around 10 nm) with a narrow size distribution in agreement
with the DLS results. The loading capacities for vitamin K of
mixed micelles with varying molar fractions of DSPE-PEG
and EPC (from 0/100 to 50/50 (mol/mol)) were 10.8–5.0
w%, respectively. The mixed micelles showed good
Electronic supplementary material The online version of this article
(doi:10.1007/s11095-016-1954-9) contains supplementary material, which is
available to authorized users.
cytocompatibility at concentrations of glycocholic acid between 0.12 and 1.20 mM.
Conclusions Mixed micelles with superior stability to
Konakion® MM at low pH were obtained by introducing
DSPE-PEG 2000. These are therefore attractive oral formulations for vitamin K.
KEY WORDS Konakion® MM . Mixed micelles .
PEGylation . pH stability . Vitamin K
ABBREVIATIONS
EPC
DSPE-PEG
2000
TEM
DLS
CMC
VKDB
MM
PP
V
Ao
L
FaSSGF
PMS
XTT
Egg phosphatidylcholine
1,2-distearoyl-sn-glycero-3phosphoethanolamineN-[methoxy(polyethyleneglycol)-2000]
Transmission electron microscopy
Dynamic light scattering
The critical micelle concentration
Vitamin K deficiency bleeding
Mixed micelles
Packing parameter
Molecular volume
Polar surface cross-area
Length of the hydrophobic chain
Fasted state simulated gastric fluid
N-Methyl dibenzopyrazine methylsulfate
Sodium 3′-[1-(phenylaminocarbonyl)-3,4-tetrazolium] -bis(4-methoxy-6-nitro)benzene sulfonic acid hydrate)
* Cornelus F. van Nostrum
INTRODUCTION
1
Department of Pharmaceutics, Utrecht Institute for Pharmaceutical
Sciences, Utrecht University, 3584 CG Utrecht, The Netherlands
2
Department of Pediatrics, Wilhelmina Children’s Hospital, University
Medical Center Utrecht, Lundlaan 6, 3584 EA Utrecht, The Netherlands
Vitamin K is an essential cofactor for γ-glutamyl carboxylase,
an enzyme that catalyzes the carboxylation of glutamic acid
residues in a number of proteins that are involved in the blood
A Mixed Micelle Formulation for Oral Delivery of Vitamin K
coagulation (1). In healthy adults, bile that is secreted into the
intestine facilitates the solubilization, transport and uptake of
vitamin K present in food (2). Therefore, dietary deficiency of
vitamin K is rare in adults, except for patients suffering from
intestinal disorders and malabsorption (3). On the other hand,
vitamin K deficiency does frequently occur in neonates due to
limited transport of vitamin K through the placental barrier
and low concentration in breast milk (main exogenous source
of vitamin K in neonates) (4). This in turn is associated with
the risk of life-threatening vitamin K deficiency bleeding
(VKDB), which is due to the low activity of vitamin Kdependent coagulation factors (II, VII, IX, X) (5).
Konakion® mixed micelles (MM) Paediatric is a formulation
composed of vitamin K, egg phosphatidylcholine (EPC or
lecithin) and glycocholic acid (6). It is indicated for both the
prophylaxis and treatment of VKDB in neonates as well as
infants. However, orally administered Konakion® MM fails
to prevent VKDB in cholestatic infants due to impaired intestinal absorption of vitamin K (7), which is due to the pathophysiological conditions in the upper gastrointestinal tract of
those infants. Glycocholic acid has a carboxylic acid group
with a pKa of 3.8 (8), which ensures a good colloidal stability
of the mixed micelles above pH > ~4. However, Konakion®
MM is unstable and forms large aggregates at low pH of the
stomach because of the protonation of the carboxylate group
of glycocholic acid, eventually causing coalescence of the formulation (9). After stomach passage, large aggregates of lipids
and coalesced vitamin K enter the duodenum, which under
normal physiological conditions can subsequently be solubilized by endogenous bile salts (10,11), pancreatic lipases and
elevated pH above the pKa of glycocholic acid (12,13). On the
other hand, once large aggregates are formed in the stomach
of neonates suffering from cholestasis, coalesced vitamin K
cannot be solubilized due to the very low level of bile salts in
these patients (13,14).
Mixed micelles composed of phospholipids and bile salts
were first described by Hoffman and Borgstrom (15) as associated amphiphilic biliary and dietary components. The hydrophobic tails of EPC molecules are positioned in the core of
the mixed micelles to minimize their contact with water molecules while their polar head groups are present at the interface with water (16). It has been further shown that phospholipids self-assemble into bilayered structures in aqueous solution, whereas mixed micelles are formed in the presence of
bile salts (16). These structures can solubilize poorly watersoluble drugs in the inner micellar core (17). Furthermore,
mixed micelles are thermodynamically stable with sizes usually ranging from 5 to 60 nm (18). Particles with such small
diameters are necessary to transport vitamin K to the surface
of enterocytes and to retain mixed micelles at the base of
microvilli (19).
The aim of this study was to develop a mixed micellar
formulation of vitamin K that is stable at low pH and
2169
therefore suitable for oral administration. Therefore, part of
EPC of the Konakion® MM formulation was substituted by a
PEGylated lipid (DSPE-PEG 2000). The rationale behind this
idea is that PEGylated phospholipids are known to act as a
steric barrier stabilizing nanostructures such as liposomes
(20,21), micelles (22), disks (23) and dendritic nanocarriers
(24), and will thereby enhance the stability of drug loade (...truncated)