HDL-c levels predict the presence of pleural effusion and the clinical outcome of community-acquired pneumonia
Saballs et al. SpringerPlus (2016) 5:1491
DOI 10.1186/s40064-016-3145-x
Open Access
RESEARCH
HDL‑c levels predict the presence
of pleural effusion and the clinical outcome
of community‑acquired pneumonia
M. Saballs1,2, S. Parra1*, P. Sahun1, J. Pellejà1, M. Feliu1, C. Vasco1, J. Gumà2, J. L. Borràs2, L. Masana1,3,4
and A. Castro1
Abstract
Objectives: To investigate if HDL cholesterol (HDL-c) could be a biomarker of the degree of severity according to
prognostic prediction scores in community-acquired pneumonia (CAP) or the development of clinical complications
such as pleural effusion.
Methods: We included in a retrospective study 107 patients admitted to the hospital that fulfilled diagnostic criteria
for CAP between the 30th October 2011 and 1st September 2012. HDL-c levels at admission, CAP prognosis scores
(PSI and CURB65) and clinical outcomes were recorded for the study.
Results: Basal HDL-c levels were not statistically different according to prognostics scores neither PSI nor CURB65. Significantly lower levels of HDL-c were also associated to the development of septic shock and admission to
the intensive care unit. HDL-c were inversely correlated with acute phase reactants CRP (r = −0.585, P < 0.001), ESR
(r = −0.477, P < 0.001), and leukocytes cell count (r = −0.254, P < 0.009). Patients with pleural effusion showed
significant lower levels of HDL-c [28.9 (15.5) mg/dl vs. 44.6 (21.1) mg/dl]; P = 0.007. HDL-c is a good predictor of the
presence of pleural effusion in multivariate analyses and using ROC analyses [AUC = 0.712 (0.591–0.834), P = 0.006].
HDL-c levels of 10 mg/dl showed a sensitivity of 97.6 % and a specificity of 82.4 % for the presence of pleural effusion.
Conclusion: Monitoring HDL-c in CAP is an useful serum marker of acute phase response, clinical outcome and the
presence of pleural effusion.
Keywords: HDL, Community-acquired pneumonia, Pleural effusion
Background
Community-acquired pneumonia (CAP) is a major public health problem worldwide, with an incidence that
ranges from 1.6 to 13.4 cases per 1000 inhabitants per
year, a rate that increase with age and comorbidities.
CAP is the most frequent infection that causes admission to a hospital. Different studies have suggested that
approximately 40 % of patients with CAP are hospitalized and around 10 % of these patients are admitted to
an Intensive Care Unit (ICU). CAP is considered to be
*Correspondence:
1
Internal Medicine Department, “Sant Joan” University Hospital
(Reus‑Spain), Institut Investigació Sanitaria Pere Virgili (IISPV), Universitat
Rovira i Virgili, Av/Josep Laporte, 1, 43206 Reus, Spain
Full list of author information is available at the end of the article
the leading cause of death among the infections, with a
rate that ranges between 2 % in ambulatory patients and
14 % of hospitalized patients. Recent data from the World
Health Organization from the 2014 showed that infections of the lower respiratory tract are still the third cause
of death worldwide and the second cause of life expectancy lost worldwide (www.who.int/gho/publications/
world_health_statistics/EN_WHS2014).
The initial evolution is critical as early clinical failure
can occur in up to one-quarter of patients with CAP.
Clinical failure is associated with increased complications, length of hospital stay and mortality (Wiemken
et al. 2013).
CAP prediction scores were developed to help physicians to define severity of disease and likely clinical
© 2016 The Author(s). This article is distributed under the terms of the Creative Commons Attribution 4.0 International License
(http://creativecommons.org/licenses/by/4.0/), which permits unrestricted use, distribution, and reproduction in any medium,
provided you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license,
and indicate if changes were made.
Saballs et al. SpringerPlus (2016) 5:1491
outcomes of the patient. Almost all of the major decisions
regarding the management of CAP, including site-of-care
decisions, revolve around the initial assessment of severity. The Pneumonia Severity Index (PSI) remains the best
scoring tool to predict clinical response and long-term
outcomes (Fine and Auble 1997; Upadhyay and Niederman 2013; Renaud et al. 2009).
Considering the complexity of the PSI calculation, a
great need exists for simple and more accurate scoring
tools. Improving these scores will require incorporating
additional biomarkers, such as procalcitonin, as well as
the research of new biomarkers associated with early and
late outcomes (Upadhyay and Niederman 2013).
Another clinical problem not well resolved in pneumonias is to detect those patients that will develop complications such as pleural effusion or empyema. Early
detection of those patients is important since a delay in
adequate management has prognostic consequences (Falguera et al. 2011).
Recent studies demonstrate that excessive inflammatory response is a major cause of early treatment failure
of infections (Fernandez-Botran et al. 2014; FernándezSerrano et al. 2003; Padrones et al. 2010). Although the
inflammatory response represents a defense of the host
to the pathogens, this process is beneficial as long as it
is limited to the control of local infection. Whenever this
reaction is over proportioned, systemic inflammation can
give place to serious complications as the disseminated
intravascular coagulation, respiratory distress or septic
shock that leads to an increase in the morbimortality of
these patients (Rittirsch et al. 2008; Sharifov et al. 2013;
Steel et al. 2013). Efforts are being made to identify new
drugs that can modulate this inflammatory response.
Interestingly, one of the drugs under investigation are
statins (Takemoto and Liao 2001; McAuley et al. 2014;
Criner et al. 2014). Observational studies have suggested
that patients who were taking statins at the time of the
development of pneumonia were less likely to develop
sepsis (Van Lenten et al. 1995), clinical complications or
death (Yende et al. 2011; Mortnesen et al. 2012; Viasus
et al. 2010). The effect of statins as a coadjuvant therapy
in CAP has not been studied, so clinical trials are needed
to determine the impact of statins in patients with CAP
(Sibila et al. 2013).
Recently it has been discovered that HDL particles possess anti inflammatory, antioxidant and immunomodulatory properties (Norata et al. 2012; Kaji 2013). However,
the most studied property and, probably, the best understood is the ability of HDL to promote reverse transport
cholesterol from the periphery to the liver for excretion,
a mechanism that awards protection against atherosclerosis (Rohatgi et al. 2014). HDL undergoes pronounced
structural and functional modifications under acute
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phase response and inflammation (Navab et al. 2009).
When pathological processes such as inflammation overwhelm antioxidant and anti-inflammatory functions of
HDL, HDL is converted into a dysfunctional (...truncated)