Pneumococcal conjugate vaccine implementation in middle-income countries
Pneumonia
Tricarico et al. Pneumonia (2017) 9:6
DOI 10.1186/s41479-017-0030-5
REVIEW
Open Access
Pneumococcal conjugate vaccine
implementation in middle-income
countries
Serena Tricarico1,2,3†, Hannah C. McNeil1,2,3†, David W. Cleary1,2, Michael G. Head1,2,4, Victor Lim5, Ivan Kok Seng Yap5,
Chong Chun Wie5, Cheng Siang Tan6, Mohd Nor Norazmi7, Ismail Aziah7, Eddy Seong Guan Cheah8, Saul N. Faust1,2,9,10,
Johanna M.C. Jefferies1,2,9, Paul J. Roderick1, Michael Moore1,2, Ho Ming Yuen1,2, Marie-Louise Newell1,4,
Nuala McGrath1,2,11, C. Patrick Doncaster12, Alex R. Kraaijeveld12, Jeremy S. Webb12 and Stuart C. Clarke1,2,3,4,5,13*
Abstract
Background: Since 2000, the widespread adoption of pneumococcal conjugate vaccines (PCVs) has had a major
impact in the prevention of pneumonia. Limited access to international financial support means some middleincome countries (MICs) are trailing in the widespread use of PCVs. We review the status of PCV implementation,
and discuss any needs and gaps related to low levels of PCV implementation in MICs, with analysis of possible
solutions to strengthen the PCV implementation process in MICs.
Main body: We searched PubMed, PubMed Central, Ovid MEDLINE, and SCOPUS databases using search terms
related to pneumococcal immunization, governmental health policy or programmes, and MICs. Two authors
independently reviewed the full text of the references, which were assessed for eligibility using pre-defined
inclusion and exclusion criteria. The search terms identified 1,165 articles and the full texts of 21 were assessed for
suitability, with eight articles included in the systematic review. MICs are implementing PCVs at a slower rate than
donor-funded low-income countries and wealthier developed countries. A significant difference in the uptake of
PCV in lower middle-income countries (LMICs) (71%) and upper middle-income countries (UMICs) (48%) is largely
due to an unsuccessful process of “graduation” of MICs from GAVI assistance, an issue that arises as countries cross
the income eligibility threshold and are no longer eligible to receive the same levels of financial assistance. A lack
of country-specific data on disease burden, a lack of local expertise in economic evaluation, and the cost of PCV
were identified as the leading causes of the slow uptake of PCVs in MICs. Potential solutions mentioned in the
reviewed papers include the use of vaccine cost-effectiveness analysis and the provision of economic evidence to
strengthen decision-making, the evaluation of the burden of disease, and post-introduction surveillance to monitor
vaccine impact.
Conclusion: The global community needs to recognise the impediments to vaccine introduction into MICs.
Improving PCV access could help decrease the incidence of pneumonia and reduce the selection pressure for
pneumococcal antimicrobial resistance.
Keywords: Immunization, Streptococcus pneumoniae, Pneumonia, Pneumococcal vaccines, Middle-income countries,
GAVI, Health policy
* Correspondence: ;
†
Equal contributors
1
Faculty of Medicine, University of Southampton, Southampton, United
Kingdom
2
Institute for Life Sciences, University of Southampton, Southampton, United
Kingdom
Full list of author information is available at the end of the article
© The Author(s). 2017 Open Access This article is distributed under the terms of the Creative Commons Attribution 4.0
International License (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted use, distribution, and
reproduction in any medium, provided you give appropriate credit to the original author(s) and the source, provide a link to
the Creative Commons license, and indicate if changes were made. The Creative Commons Public Domain Dedication waiver
(http://creativecommons.org/publicdomain/zero/1.0/) applies to the data made available in this article, unless otherwise stated.
Tricarico et al. Pneumonia (2017) 9:6
Background
Pneumonia is the leading infectious cause of mortality
among all age groups, especially among children. It accounts for 15% of all deaths of children under five years
old worldwide, and killed an estimated 922,000 children
in 2015 [1]. Streptococcus pneumoniae is the major cause
of morbidity and mortality associated with childhood
bacterial pneumonia and is responsible for at least
18% of severe episodes and 33% of pneumonia deaths
in children worldwide [1, 2]. It is also responsible for
other invasive infections such as meningitis, sepsis
and peritonitis, as well as non-invasive diseases including acute otitis media [3] with a severe burden of
associated morbidity.
Since 2000, the widespread adoption of pneumococcal
conjugate vaccines (PCVs) has had a major impact on
the prevention of pneumonia. PCVs are projected to
prevent 1 million deaths among children worldwide by
2020, and 7 million by 2030 [4]. Two conjugate vaccines
are currently available: the 10-valent (PCV10) and the
13-valent (PCV13), conferring protection against ten
and 13 of the most prevalent and pathogenic serotypes,
respectively [5]. The most recent estimate of serotypes
implicated in the global burden of pneumococcal disease
in children under five years of age attributed ≥70% of
the disease burden to serotypes included in both the
PCV10 and PCV13 vaccines [6]. The worldwide recommendation that PCVs be included in national
immunization programmes (NIPs) for children aged
less than two years was renewed by the World Health
Organization (WHO) in 2012, with prioritization of
PCV introduction given to countries with high child
mortality rates [5].
However, five of the world’s 7 billion people live in
middle-income countries (MICs)1 [7, 8], where the majority of vaccine preventable deaths occur [7]. As of
2014, just 31% of the global target population for PCV
had been immunized, with only 14 more countries adding PCV to their NIP in 2014, after it was added by 103
countries in 2013 [9]. It is the authors’ contention that
in the dynamic and challenging vaccine environment,
MICs may be struggling with PCV implementation without the international financial and technical support
from which many low-income countries (LICs) benefit
[10]. As a consequence, an opportunity to reduce a
massive burden of mortality and morbidity is potentially
being overlooked.
Given the number of countries where infant PCV
immunization is still yet to be widely adopted, the
authors undertook a systematic review into the status of
PCV implementation in MICs. The review identifies
potential impediments to PCV uptake and analyses
possible solutions to improve PCV uptake in MICs that
have yet to include PCVs in their NIP.
Page 2 of 15
Methods
Search strategy
Literature on the implementation of the PCV in MICs
was systematically reviewed, with contributions from
peer-reviewed journals and institutional websites. The following databases were searched: PubMed, PubMed Central, Ovid MEDLINE 1946, and SCOPUS. The Cochrane
Library (the Cochrane Database of Systematic Reviews
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