Proceed with Caution: The Implications of the OMB Peer Review Guidelines on Precautionary Legislation
Washington University Law Review
Volume 84
Issue 2
January 2006
Proceed with Caution: The Implications of the OMB Peer Review
Guidelines on Precautionary Legislation
Maureen Mahon
Washington University School of Law
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Recommended Citation
Maureen Mahon, Proceed with Caution: The Implications of the OMB Peer Review Guidelines on
Precautionary Legislation, 84 WASH. U. L. REV. 461 (2006).
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PROCEED WITH CAUTION: THE IMPLICATIONS
OF THE OMB PEER REVIEW GUIDELINES ON
PRECAUTIONARY LEGISLATION
INTRODUCTION
Imagine this situation: A nervous young father is eager to help his fluridden daughter feel better. To alleviate her pain, as any parent would do,
he opens the medicine cabinet for some aspirin, checks the warning and
dosage label, and administers the medication to his child. She later
develops Reye’s syndrome—a rare but debilitating disease that can be
fatal. Unbeknownst to this parent, studies had revealed a higher incidence
of Reye’s syndrome in children who had been given aspirin to ease pain
caused by certain viral infections. No warning label existed because the
aspirin industry was fighting government efforts to include a warning label
despite four studies linking Reye’s syndrome to aspirin use. 1 The industry
successfully persuaded the government to undertake further studies, but in
December 1985, the Federal Drug Administration (FDA) finally issued a
proposal mandating labels cautioning potential users about the risks of
Reye’s. 2 Since 1986, labels have been included on all aspirin bottles
warning that administering aspirin to children with colds, flu, or chicken
pox, could lead to an increased chance of developing Reye’s syndrome. 3
Had the government been authorized to act in a timelier manner, perhaps
more instances of this illness could have been avoided. 4
Citizens expect their government to promulgate rules and regulations
that are based on accurate information. 5 Agencies are generally considered
1. See Joseph Gastwirth, The Need for Careful Evaluation of Epidemiological Evidence in
Product Liability Cases: A Reexamination of Wells v. Ortho and Key Pharmaceuticals, 2 LAW PROB.
& RISK 151, 156 (2003).
2. Proposed Labeling for Oral Aspirin-Containing Drug Products, 50 Fed. Reg. 51,400 (Dec.
17, 1985).
3. Labeling for Oral and Rectal Over-the-Counter Aspirin and Aspirin-Containing Drug
Products, 51 Fed Reg. 8180 (Mar. 7, 1986). For a detailed factual account of the history surrounding
the efforts to include warning labels, see American Home Products Corp. v. Johnson & Johnson, 672
F. Supp. 135, 137–41 (S.D.N.Y. 1987).
4. See Letter from Joseph L. Gastwirth, Professor of Statistics, George Washington University,
to Jack B. Weinstein, Senior District Judge, United States District Court for the Eastern District of
New York (Mar. 13, 2001) (concluding that some 100 cases of Reye’s syndrome might have been
prevented had the FDA issued warnings in 1982).
5. Donald T. Hornstein, Accounting for Science: The Independence of Public Research in the
New, Subterranean Administrative Law, LAW & CONTEMP. PROBS., Autumn 2003, at 246 (“Science is
an enormously important public resource in a free society, and there are, accordingly, enormous
benefits in maintaining public confidence in its underlying integrity as a process.”).
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to have expertise in their particular field of regulation, and are trusted to
use this expertise to make policy decisions in the best interest of society.
Agencies rely on scientific studies to guide them in making these policy
choices, but this guidance is rarely conclusive as even the most advanced
scientific research will leave some questions unanswered. 6
For instance, when experiments are conducted to determine the toxicity
of particular chemicals, the data cannot establish a “safe” level of
exposure. 7 Instead, it is the agency officials who must consider competing
policy concerns in quantifying the risk at an appropriate level. 8 Moreover,
it is very difficult, if not unethical, to conduct research with respect to
many of the greatest public health and environmental concerns. 9 As a
result, agencies are often forced to make decisions based on scientific
research riddled with uncertainty. 10
Concrete assurances that the benefits of a given regulation will
outweigh its risks seem the best way to ensure the administration of true
“justice.” 11 However, this goal is difficult to reconcile with the field of
science where research is hampered with uncertainty. 12 Such uncertainty
should not bar all regulations, but most would agree that some restraints
6. See Wendy E. Wagner, The “Bad Science” Fiction: Reclaiming the Debate over the Role of
Science in Public Health and Environmental Regulation, LAW & CONTEMP. PROBS., Autumn 2003, at
64 (“Science teases policymakers with the prospect of providing definitive guidance for regulatory
decisionmaking. But in reality, the information that most scientific research provides to health and
environmental regulation is incomplete and inconclusive . . . .”).
7. See Wendy Wagner, The Science Charade in Toxic Risk Regulation, 95 COLUM. L. REV.
1613, 1622 (1995) (explaining that while scientific experiments can establish the effects of certain
substances on controlled subjects in controlled circumstances, the quantitative risk to humans can not
be conclusively resolved through science, leaving those gaps to be filled by policy choices).
8. Id. at 1622 n.28 (defining “policy” to include “the reasoned weighing of various economic
and social outcomes . . . [and] the conscious or subconscious biases, guesses, and intuition of
decisionmakers.”).
9. Id. at 1621 (identifying the ethical limitations of toxic testing that force scientists to
extrapolate from animal studies rather than conduct experiments on human subjects).
10. See Wagner, supra note 7, at 1619–22 (describing the limits of science in the context of risk
assessment and explaining that where science is unable to provide a conclusive answer, policy
considerations must fill in these gaps).
11. See David Kriebel et al., The Precautionary Principle in Environmental Science, 109 ENVTL.
HEALTH PERSP. 873, 875 (2001) (“Although there are some situations in which risks clearly exceed
benefits no matter whose values are being considered, there is usually a large gray area in which
science alone cannot (and should no (...truncated)