LECTURE: World Patent System Circa 20XX, A.D.
Yale Journal of Law and Technology
Volume 1
Issue 1 Yale Journal of Law and Technology
Article 3
1999
LECTURE: World Patent System Circa 20XX,
A.D.
Gerald J. Mossinghoff
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Gerald J. Mossinghoff, LECTURE: World Patent System Circa 20XX, A.D., 1 Yale J.L. & Tech (1999).
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Mossinghoff: World Patent System Circa 20XX, A.D.
LECTURE: World Patent System Circa 20XX, A.D.+
The Honorable Gerald J. Mossinghoff*
I. INTRODUCTION
With respect to intellectual property, I have good news and bad news. The good news is that it is
probably the most active and growing area of law that exists today. People are keenly aware of the
importance of intellectual property: to use a phrase from a high-level Japanese commission, this is
the “knowledge era.”1 An article in the Harvard Business Review pointed out that for generations,
the wealthiest person in the world was associated with oil.2 Now the wealthiest person in the world
is a knowledge worker, and you’ve seen him on television, at depositions, and in other places. It’s
just a sign of the times. So the good news is that people really appreciate intellectual property in all
its forms, including patents, trademarks, trade secrets, and copyrights, which protect not only literary
and artistic works, but also computer software. Trademarks, of course, ensure orderly commercial
development and consumer protection. When you walk into a mall or a supermarket, you really do
depend on trademarks to protect yourself and to assure that you will get quality in what you buy. In
the area of trade secrets, there recently has been a major development in federal law -- the Economic
Espionage Act3 -- that, for the first time, imposes very heavy criminal penalties for trade secret theft
in the United States. In all of its forms, intellectual property is respected and at the cutting edge of
human progress.
The bad news, as far as the patent system goes, is that the current system is becoming increasingly
dysfunctional. I don’t mean that as a criticism of the U.S. Patent and Trademark Office, for we have
the most highly-skilled, dedicated patent examiners in the world. Moreover, the patent bar has never
been better able to serve its clients. There is, however, an inherent flaw in the current system. It is
totally nationalistic: you have to get a U.S. patent, then you have to get a separate Canadian patent,
then a separate Mexican patent, and so on. There is no such thing as a North American patent, so
there is a large amount of redundancy which, in my opinion, must and will be eliminated as we move
forward.
A year ago, I was asked to give a briefing on what I envisioned the world patent system to be in the
future.4 I have chosen to call that system the World Patent System Circa 20XX, A.D. My thoughts
+ Edited transcript of remarks delivered to the Yale Law and Technology Society, Nov. 9, 1998.
* B.S.E.E. St. Louis University (1957). J.D. George Washington University Law School (1961). Senior Counsel, Oblon,
Spivak, McClelland, Maier & Neustadt. A former Assistant Secretary of Commerce and Commissioner of Patents and
Trademarks, Mr. Mossinghoff teaches Intellectual Property Law at the George Washington University Law School and
at the George Mason University School of Law.
1 Toward the Era of Intellectual Creation, Challenges for Breakthrough, Report of the Commission on Intellectual
Property Rights in the Twenty-First Century to the Commissioner of the Japanese Patent Office (Apr. 7, 1997).
2 Lester C. Thoreau, Needed: A New System of Intellectual Property Rights, HARV. BUS. REV. 95, 96 (1997).
3 18 U.S.C.A. §§ 1831-1839 (West Supp. 1997).
4 This vision of a World Patent System Circa 20XX, A.D. was presented to the Giles Sutherland Rich American Inn of
Court at the Court of Appeals for the Federal Circuit (May 20, 1997). It was also presented to the Japanese Institute of
Intellectual Property in Tokyo, Japan on June 20, 1997 and published by that organization in 30 Forum 24 (1997).
Published by Yale Law School Legal Scholarship Repository, 1999
1
Yale Journal of Law and Technology, Vol. 1 [1999], Iss. 1, Art. 3
have been published in Idea5 and in the Journal of the Patent and Trademark Office Society.6 With
the help of a very dedicated and clever student of mine at the George Washington University Law
School, I have broken down the World Patent System article into four major subjects: (1) patent
treaties, (2) regional patent systems that exist today, (3) the essential characteristics of a world patent
system, and (4) leadership toward that world patent system.
II. PATENT TREATIES
A. Fundamental Patent Treaties
The grandparent of all patent treaties is the Paris Convention,7 which was negotiated in 1880 and
signed in 1884. The United States acceded to it in 1889, and it is still the operative overall umbrella
agreement among nations, with virtually every nation in the world belonging to the Paris
Convention. The first element of the Convention is that it guarantees national treatment in
intellectual property rights. This means that when you go into a foreign patent office that is a
member of the Paris Convention, you are entitled to the same rights as a natural citizen of that
country. The second element of the Convention is priority. Once you file a patent application in any
Paris Convention country, you have twelve months in which to file in another country, and you can
go back and claim the original filing date. Typically, you would file in your own country and then
have a twelve-month period to file abroad.
The Patent Cooperation Treaty (PCT),8 which was negotiated in the late 60s to early 70s under U.S.
leadership, lengthened that period to thirty months. This gives you thirty months to evaluate your
invention; you do not have to incur the expense of filing abroad until you get a chance to test the
success of your invention. This is very important, particularly with pharmaceuticals. Suppose you
have a very promising chemical with great pharmacological interest. You file a patent application in
one country for the chemical, but the chemical later does not pass early human clinical trials. Thirty
months later, you would have a good idea of whether you want to proceed with patenting this
chemical. The PCT protects your priority in patenting the chemical while allowing you sufficient
time to ascertain whether you want to incur the expense of obtaining patents in other countries.
B. Intelle (...truncated)