Copyright and Freedom of Expression in Historical Perspective
Journal of Intellectual Property Law
Volume 10
Issue 2 Symposium: Articles in Honor of Professor L.
Ray Patterson
Article 8
March 2003
Copyright and Freedom of Expression in Historical
Perspective
Pamela Samuelson
University of California, Berkeley
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Pamela Samuelson, Copyright and Freedom of Expression in Historical Perspective, 10 J. Intell. Prop. L. 319 (2003).
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Samuelson: Copyright and Freedom of Expression in Historical Perspective
COPYRIGHT AND FREEDOM OF EXPRESSION IN
HISTORICAL PERSPECTIVE
Pamela Samuelson*
I. THE MODERN VIEW OF COPYRIGHT AND FREE EXPRESSION
Copyright and freedom of expression have often been viewed as harmonious
and complementary concepts. In Harper& Row Publishers,Inc. v.Nation Enteprises,
for example, the Supreme Court characterized copyright law as the "engine of free
expression."' To hold a left-leaning news magazine liable for copyright
infringement for publishing excerpts from Gerald Ford's forthcoming memoirs
was not, in the Court's view, to condone an act of private censorship. It was
consistent with First Amendment principles because copyright incentives would
ensure that what Ford had to say about the Nixon pardon in his memoirs would
reach the public through the normal operation of the marketplace.2 Copyright
furthers democratic discourse by providing rights that enable independent writers
and artists to make a living from their expression.3 L. Ray Patterson is among the
scholars whose work explores copyright's important contributions to freedom of
4
expression in the modem era.
* Chancellor's Professor of Information Management & Law, University of California at
Berkeley. Earlier versions of this Articlewere presented at a Yale Law School symposium on Private
Censorship, April 9-11, 1999, and at a conference on the Commodification of Information held at
Haifa University in May of 1999. An earlier version was also published in COMMODIFICATION OF
INFORMATION (Niva Elkin-Koren & Neil Netanel, eds., 2002) under the title "Copyright,
Commodification, and Censorship: Past as Prologue-But to What Future?" The work of L Ray
Patterson, to whom this Symposium is dedicated, heavily influenced this Article in all of its
manifestations. The title of this Article echoes that of Patterson's excellent book COPYRIGHT IN
HISTORICALPERSPECTIVE (1968). The author wishes to thankJames Boyle, Niva Elkin-Koren, and
Neil Netanel for their encouragement and Eddan Katz for his valuable research assistance. Research
support for this Article was provided by NSF Grant No. SES 9979852.
1 471 U.S. 539, 558 (1985).
2 Two principal facts that cut against the fair use defense were, first, that The Nation attempted
to "scoop" publication of Ford's memoirs by publishing excerpts about the Nixon pardon and,
second, that the manuscript from which the Nation's editors drew these excerpts was allegedly
"purloined." Id at 562-64.
- See, e.g.,
Neil W. Netanel, CopyrightandaDemocraticCivilSociey, 106 YALE L.J. 283 (1996); Niva
Elkin-Koren, Cyberlaw and Social Change: A DemocraticApproach to Copyight Law in Cberspace, 14
CARDOZO ARTS & ENT. L.J. 215 (1996).
SSee L. Ray Patterson, Free Speech, Copyrightand FairUse, 40 VAND. L. REV. 1 (1987). See also
sources cited infra notes 5-17.
Published by Digital Commons @ Georgia Law, 2003
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Journal of Intellectual Property Law, Vol. 10, Iss. 2 [2003], Art. 8
J. IN'TELL PROP.L
[Vol. 10:319
In the mainstream view, harmony between copyright and the First Amendment exists because copyright protection extends only to an author's "expression," not to the "ideas" or information the work may contain.' Other authors
are always free to express the same ideas or reuse information derived from a
protected work in a subsequent work as long as he or she expresses the ideas or
information in a different way.6 This principle substantially limits the potential
for private censorship in copyright.
Fair use has been a second copyright doctrine contributing to the compatibility
of copyright and the First Amendment.7 For example, when secretive billionaire
Howard Hughes acquired the copyright in a magazine article about his life and
tried to use the copyright to stop publication of an unauthorized biography, an
appellate court rebuffed the effort to use this copyright to accomplish an act of
private censorship by finding that the biographer had made fair use of the article.'
Similarly, Acuff-Rose Music, copyright owner of the popular song "Pretty
Woman," tried to stop a rap music group, Two Live Crew, from selling a rap
parody version of this song. The Supreme Court viewed the parody as an
exemplification of critical commentary that the fair use doctrine should permit.9
In these and other cases, courts have invoked fair use to prevent the exercise of
copyright as a means of censoring content of which the copyright owner
disapproved."0
Fair use and the idea/expression distinction have sometimes failed to preserve
as much harmony between copyright and free expression principles as society
deems desirable. In the aftermath of the Supreme Court's Harper&Row decision,
5 See, e.g., Melville B. Nimmer, Does CopyightAbridgethe FirstAmendment GuaranteeofFree Speech
andFreePress?,17 UCLA L. REv. 1180,1186-89 (1970). Nimmer also regarded the limited duration
of copyright as important to the consistency of copyright and the first amendment. Id at 1193.
6 The idea/expression "merger" doctrine also accommodates First Amendment principles.
When there is effectively only one or a small number of ways of expressing an idea, courts are likely
to view the "idea" in a work as having "merged" with its "expression," precluding copyright
protection for the expression in order not to protect the work's ideas. See, e.g., Morrissey v. Proctor
& Gamble Co., 379 F.2d 675 (1st Cir. 1967) (granting summary judgment because of the limited
number of ways to express sweepstakes rules).
7 See, e.g., Paul Goldstein, Copyright and the FirstAmendment, 70 COLUM. L. REv. 983, 1011-15,
1017-22 (1970); Patterson, supra note 4, at 36-48. See alro Robert C. Denicola, Copyright and Free
Speech: ConrtitutionalL 'mitationson the Protection ofExpression, 67 CAL. L. REv. 283 (1979). For a recent
affirmation of the importance of the fair use doctrine in harmonizing copyright with First
Amendment principles, see Eldred v. Ashcroft, 123 S. Ct. 769 (2003).
See Rosemont Enter. v. Random House, Inc., 366 F.2d 303 (2d Cir. 1966).
9 See Campbe (...truncated)