The Lost Language of the First Amendment in Copyright Fair Use: A Semiotic Perspective of the “Transformative Use” Doctrine Twenty-Five Years On
Fordham Intellectual Property, Media and Entertainment Law
Journal
Volume 26 Volume XXVI
Number 2 Volume XXVI Book 2
Article 1
2016
The Lost Language of the First Amendment in
Copyright Fair Use: A Semiotic Perspective of the
“Transformative Use” Doctrine Twenty-Five Years
On
David Tan
National University of Singapore
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Recommended Citation
David Tan, The Lost Language of the First Amendment in Copyright Fair Use: A Semiotic Perspective of the “Transformative Use” Doctrine
Twenty-Five Years On, 26 Fordham Intell. Prop. Media & Ent. L.J. 311 (2016).
Available at: https://ir.lawnet.fordham.edu/iplj/vol26/iss2/1
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The Lost Language of the First Amendment in Copyright Fair Use: A
Semiotic Perspective of the “Transformative Use” Doctrine Twenty-Five
Years On
Cover Page Footnote
PhD (Melbourne); LLM (Harvard); LLB BCom (Melbourne). Vice Dean (Academic Affairs), Associate
Professor, Faculty of Law, National University of Singapore. I would like to thank Professors Rochelle Cooper
Dreyfuss, Graeme Dinwoodie, and Graeme Austin for their comments on an earlier draft presented at the
Framing Intellectual Property Law in the 21st Century conference in Singapore, and Kenneth Wang Ye and
Benjamin Foo for their research assistance.
This article is available in Fordham Intellectual Property, Media and Entertainment Law Journal: https://ir.lawnet.fordham.edu/iplj/
vol26/iss2/1
The Lost Language of the First
Amendment in Copyright Fair Use:
A Semiotic Perspective of the
“Transformative Use” Doctrine
Twenty-Five Years On
David Tan*
It has been twenty-five years since Judge Pierre Leval published his
iconic article, “Toward a Fair Use Standard,” urging that courts adopt
a new guiding principle of “transformative use” to determine whether
an unauthorized secondary use of a copyrighted work is fair. The Supreme Court’s emphatic endorsement of this approach in 1994 has resulted in a remarkable judicial expansion of the transformative use doctrine which today covers virtually any “creation of new information,
new aesthetics, new insights and understandings.” While the Supreme
Court reiterated in Golan v. Holder in 2012 that the fair use defense is
one of copyright law’s key “built-in First Amendment accommodations,” the influence of the First Amendment on the transformative use
doctrine remains largely unexplored over the years. This Article analyzes
how the different theoretical underpinnings of the First Amendment and
certain categories of First Amendment-protected speech have been accommodated within the transformative use doctrine, and shows how the
First Amendment has been—and will continue to be—the invisible hand
that shapes the development of copyright law. It also addresses the unre*
PhD (Melbourne); LLM (Harvard); LLB BCom (Melbourne). Vice Dean (Academic
Affairs), Associate Professor, Faculty of Law, National University of Singapore. I would
like to thank Professors Rochelle Cooper Dreyfuss, Graeme Dinwoodie, and Graeme
Austin for their comments on an earlier draft presented at the Framing Intellectual Property
Law in the 21st Century conference in Singapore, and Kenneth Wang Ye and Benjamin
Foo for their research assistance.
311
312
FORDHAM INTELL. PROP. MEDIA & ENT. L.J.
[Vol. XXVI:311
lenting frustration in assessing transformative use and urges a consideration for assistance from a semiotic perspective of the First Amendment
to illuminate what really are cultural contestations of semiotic signs
masquerading as copyright disputes.
INTRODUCTION........................................................................ 312
I. PIERRE LEVAL’S TRANSFORMATIVE USE
DOCTRINE—THEN & NOW ................................... 318
A. Pierre Leval’s Transformative Use Doctrine in
1990....................................................................... 319
B. The
Supreme
Court’s
Endorsement
of
Transformative Use in 1994 .................................... 321
C. The Ascendancy of Transformative Use from 1994–
2015 ....................................................................... 326
II. THE FIRST AMENDMENT AND COPYRIGHT ......... 336
A. Goals and Theories of the First Amendment .............. 337
1. Discovery of Truth/Marketplace of Ideas ...... 338
2. Self-fulfillment
Function/Individual
Autonomy....................................................... 340
3. Participatory Democracy & Distrust of
Government ................................................... 341
B. Infringing Works Can Also Be Expressive Works ...... 344
III. REDISCOVERING
THE
LOST
FIRST
AMENDMENT WITHIN TRANSFORMATIVE USE .. 353
A. Copyright and the Issue of Its First Amendment
Immunity ............................................................... 353
B. The “Work” as a Semiotic Sign .............................. 358
C. Advancing First Amendment Goals Through
Semiotic Transformation ......................................... 366
CONCLUSION ............................................................................ 378
INTRODUCTION
First Amendment jurisprudence is replete with symbolic expression that qualifies for constitutional protection. The Supreme
Court has explicitly acknowledged that burning the American flag
2016]
LOST LANGUAGE OF THE FIRST AMENDMENT
313
can be construed as a legitimate form of political protest,1 and placing a burning cross on the fenced yard of a black family connotes
“virulent notions of racial supremacy” but is nonetheless a protected expression of particular ideas.2 However, in a copyright dispute, while spray-painting a red cross over the image of a screaming face in a music video was seen to convey a critical message
about the hypocrisy of religion, there was no mention of the First
Amendment.3 Similarly, replacing the romantic lyrics of “Oh, Pretty Woman” with tawdry ones was perceived to be a “comment on
the naiveté of the original of an earlier day, as a rejection of its sentiment that ignores the ugliness of street life and the debasement
that it signifies,”4 but there was no reference to its contribution to
the marketplace of ideas.5
In 2014, the Supreme Court in McCullen v. Coakley reiterated
that the primary purpose of the First Amendment is “to preserve
an uninhibited marketplace of ideas in which truth will ultimately
prevail.”6 In the same year, the Court also highlighted in McCutcheon v. Federal Election Commission that there is “no right more
basic in our democracy than the right to participate in electing our
political leaders”7 and that the “First Amendment safeguards an
individual’s right to par (...truncated)