Social bonds in birds are associated with brain size and contingent on the correlated evolution of life-history and increased parental investment
Biological Journal of the Linnean Society, 2010, 100, 111–123. With 4 figures
Social bonds in birds are associated with brain size and
contingent on the correlated evolution of life-history
and increased parental investment
SUSANNE SHULTZ* and ROBIN I. M. DUNBAR
Received 10 September 2009; accepted for publication 22 December 2009
bij_1427
111..123
In birds, large brains are associated with a series of population-level phenomena, including invasion success,
species richness, and resilience to population decline. Thus, they appear to open up adaptive opportunities through
flexibility in foraging and anti-predator behaviour. The evolutionary pathway leading to large brain size has
received less attention than behavioural and ecological correlates. Using a comparative approach, we show that,
independent of previously recognized associations with developmental constraints, relative brain size in birds is
strongly related to biparental care, pair-bonding, and stable social relationships. We also demonstrate correlated
evolution between large relative brain size and altricial development, and that the evolution of both traits is
contingent on biparental care. Thus, biparental care facilitates altricial development, which permits the evolution
of large relative brain size. Finally, we show that large relative brain size is associated with pair-bond strength,
itself a likely consequence of cooperation and negotiation between partners under high levels of parental
investment. These analyses provide an evolutionary model for the evolution of and prevalence of biparental care,
altricial development, and pair-bonding in birds. © 2010 The Linnean Society of London, Biological Journal of the
Linnean Society, 2010, 100, 111–123.
ADDITIONAL KEYWORDS: biparental care – DISCRETE – pair-bonding.
The considerable variation in relative brain size both
between and within bird taxa (Portmann, 1947) has
variously been explained by either constraints (developmental or life-history strategy) or by adaptive
benefits. Recent studies provide correlative evidence
of adaptive benefits by demonstrating associations
between relative brain size and architecture in birds
and invasion success (Sol & Lefebvre, 2000; Sol et al.,
2005a, b), resilience to population decline (Shultz
et al., 2005), behavioural innovations (Lefebvre et al.,
1997; Nicolakakis & Lefebvre, 2000; Sol, Timmermans & Lefebvre, 2002; Lefebvre, Reader & Sol,
2004), tool use (Lefebvre, Nicolakakis & Boire, 2002),
and various other indices of behavioural flexibility.
These characteristics suggest that large relative brain
*Corresponding author.
E-mail:
size may confer a benefit through behavioural flexibility, which allows individuals to cope better with
environmental unpredictability.
Such adaptive benefits must outweigh the costs
because there has been a consistent increase in relative brain size over evolutionary time observed across
birds and other vertebrate taxa (Jerison, 1970, 1973;
Finarelli, 2008). The most obvious costs incurred by
growing and supporting large brains are slow lifehistory traits and high metabolic costs. Precocial
developmental state at hatching is strongly associated with small relative brain size, whereas large
brains are strongly associated with an altricial developmental state at hatching (Bennett & Harvey, 1985;
Iwaniuk & Nelson, 2003). Additionally, relatively
large-brained species have longer developmental
periods and length of parental care (Iwaniuk &
Nelson, 2003; Winkler, Leisler & Bernroider, 2004),
© 2010 The Linnean Society of London, Biological Journal of the Linnean Society, 2010, 100, 111–123
111
British Academy Centenary Research Project, Institute of Cognitive & Evolutionary Anthropology,
University of Oxford, 64 Banbury Road, Oxford OX2 6PN, UK
112
S. SHULTZ and R. I. M. DUNBAR
groups, rather than the sheer number of associates. A
better test of the social brain hypothesis is to look at
the degree of bondedness and stability in relationships between individuals (Dunbar & Shultz, 2007;
Shultz & Dunbar, 2007). Emery (2004) and Emery
et al. (2007) identified relationships between relative
brain size and social cohesion in birds; species found
in small groups or pairs tend to have larger relative
brains than those occurring outside of small, cohesive
groups. In the present study, we apply the social brain
hypothesis to birds by evaluating associations
between relative brain size and the degree of cohesion
in mating and social grouping patterns.
We test several hypotheses about relationships
between brain and telencephalon size and behavioural characteristics, development patterns, and ecological trends for 135 bird species. First, we predict
that large relative brain size will be associated with
stable and cohesive social grouping and reproductive
partnerships. Second, we predict that models including both behavioural (bonding patterns) and development will best predict relative brain size across
species. Third, we predict that, over evolutionary time
development, biparental care and pair-bonding will be
tightly correlated rather than evolving independently.
MATERIAL AND METHODS
DATA
We compiled a database containing body and brain
sizes from 135 species of birds from Portmann (1947).
The brain size data in this sample are based on direct
measurement of anatomical brains rather than endocranial volumes. Although there is a good correlation
between intracranial volume and brain size (Iwaniuk
& Nelson, 2002) and the sample of cranial volumes
available is larger, we wanted to compare model performance between measures of forebrain (telencephalon) volume, total brain size, and relative brain size.
A comparison is best carried out using a database
with the same species composition. Additionally,
using a dataset from a single source avoids introducing additional error caused aggregating datasets with
different measurement protocols (Healy & Rowe,
2007).
We also collated information on behaviour and
ecology from the literature. Except where noted,
behavioural and ecological characteristics for European and Northern African species were collated from
species profiles in Cramp & Simmons (1977–1983),
Cramp (1985–1992), and Cramp & Perrins (1993–
1994); data for ratites were taken from Davies (2002)
and Madge & McGowan (2002) and those for Psittaciformes from Juniper & Parr (1997). We included all
species from Portmann where we were able to find an
explicit description for all measured characteristics.
© 2010 The Linnean Society of London, Biological Journal of the Linnean Society, 2010, 100, 111–123
suggesting that the investment required per offspring
is higher for parents of relatively large brained offspring. By contrast, young hatching at a precocial
developmental stage reach independence at an early
age and require less investment and protection by
parents. Thus, large brained species are associated
with a suite of life-history characteristics including
altricial development at ha (...truncated)