Esophagorespiratory fistulas of tumorous origin. Non-operative management of 264 cases in a 20-year period
European Journal of Cardio-thoracic Surgery 34 (2008) 1103—1107
www.elsevier.com/locate/ejcts
Esophagorespiratory fistulas of tumorous origin. Non-operative
management of 264 cases in a 20-year period
Akos Balazs *, Peter K. Kupcsulik, Zoltan Galambos
Department of Surgery, Semmelweis University, Budapest, Üllői u. 78. 1082, Hungary
Abstract
Objective: Esophagorespiratory fistulas developing from malignant tumors have serious complications by maintaining continuous airway
contamination. The objective was to reveal the incidence, causes and characteristics of fistula formation and to examine the possibilities and
efficiency of the treatment. Methods: In a single-center study between 1984 and 2004, the data of 2113 patients with tumorous esophageal
stenosis were analyzed. Esophagorespiratory fistulas were detected in 264 cases (12.5%). Successful esophageal intubation, stent correction or
replacement was performed in 188 cases, while there was one lethal complication. Twenty-seven patients had an intervention for nutritional
support: 25 gastrostomies, 1 jejunostomy and 1 percutaneous endoscopic gastrostomy. Results: The mean survival period of all patients was 2.8
months; patients with implanted endoprosthesis 3.4 months; with nutritional support 1.1 months and with only supportive therapy 1.3 months,
respectively. The differences between the endoprosthesis implanted group and the other two groups were significant ( p < 0.001). Conclusions:
By sealing the fistula, a successful endoscopic esophageal intubation ends the severe respiratory contamination and the inability to swallow,
improving the quality of life and survival period. After the procedure, it is the malignant tumor and not the fistula that determines the future of
the patient.
# 2008 European Association for Cardio-Thoracic Surgery. Published by Elsevier B.V. All rights reserved.
Keywords: Esophageal cancer; Esophagorespiratory fistula; Endoprosthesis; Esophageal stents
1. Introduction
Esophagorespiratory fistulas (ERF) are pathological communications between the esophagus and the respiratory
tract. In clinical practice ERF is a devastating complication of
some malignant diseases. The pathological basis of fistula
formation is the spreading of the esophageal cancer into the
airways or lungs, or the propagation of pulmonary and
mediastinal tumors into the esophagus.
Presumably, it occurs more frequently than the 5—10%
incidence noted in literature, especially at the end stage of
the malignant disease. Its early diagnosis and treatment is
extremely important, because sealing the fistula can improve
the survival and the quality of life of the patient.
Since there are no relevant data about incidence,
outcome or complication of ERF, our objective was to
evaluate the true incidence of fistula formation, and its
effects on patients’ survival. The improvement in the survival
and quality of life by the termination of the pathological
communication was examined. The relationship between
fistula formation and the time of tumor existence, and the
* Corresponding author. Tel.: +36 1 313 5216; fax: +36 1 314 3431.
E-mail address: (A. Balazs).
effects of surgical or other oncological treatment (such as
irradiation therapy) were also analyzed.
2. Patients and methods
Between 1984 and 2004, 2113 patients with malignant
esophageal disease were treated at our institution. Esophagorespiratory fistula was detected in 264 cases: 243
esophageal cancers, 19 pulmonary tumors and 2 mediastinal
tumors, respectively.
The ratio between men and women was found to be 4.3:1.
The mean age of patients with fistula was 56.7 years (range:
21—90; SD: 11.90; CI: 55.3—58.2). The clinical findings of the
264 patients included the signs of severe septic condition
besides the general symptoms of a malignant disease. The
average time of presentation since the first signs and
symptoms was 5.3 months (range: 1—18; SD: 4.38; CI:
4.6—5.7). The degree of dysphagia was found to be: none 7
(2.7%), solid foods: 57 (21.6%), mashy foods: 93 (35.2%),
fluids: 107 (40.5%). Odynophagia was present in 51 cases
(19.3%), retrosternal pain in 61 cases (23.1%), and fever in 95
cases (36.9%). The mean weight loss was 10.45 kg (range: 0—
25; SD: 7.35; CI: 9.6—11.4), and cachexia was diagnosed in
157 cases (59.5%). All ERF patients suffered from severe
1010-7940/$ — see front matter # 2008 European Association for Cardio-Thoracic Surgery. Published by Elsevier B.V. All rights reserved.
doi:10.1016/j.ejcts.2008.06.025
Received 19 December 2007; received in revised form 20 May 2008; accepted 11 June 2008; Available online 3 August 2008
1104
A. Balazs et al. / European Journal of Cardio-thoracic Surgery 34 (2008) 1103—1107
Table 1
Extent, location and morphology
Extent of the tumor (mean)
7.6 cm (2—18; SD: 4.25; CI: 7.1—8.2)
Primary location of the tumor
Upper third:
Middle third
Lower third
Whole esophagus involved
46 (17.4%)
186 (70.5%)
31 (11.7%)
1 (0.4%)
Respiratory location of the fistula
Trachea
Bifurcation
Right main bronchus
Left main bronchus:
Lung parenchyma
85 (32.2%)
35 (13.3%)
118 (44.7%)
22 (8.3%)
4 (1.5%)
Morphology
Stenotizing
Axis deviation, angulation
Necrotizing cavity
Outer compression
180 (68.2%)
21 (7.9%)
53 (13.3%)
28 (10.6%)
Fig. 1. Management of the 264 esophagorespiratory fistulas.
Prior to fistula development, 41 patients received
irradiation therapy either as a preoperative procedure (1
case) or as a palliative indication (40 cases). Low dose-rate
(LDR) brachytherapy with intraluminar afterloading method
was carried out in 34 patients (6 cases 15 Gy; 13 cases 30 Gy;
13 cases 45 Gy; 2 cases 60 Gy doses respectively). Ten of
those patients had endoscopic esophageal intubation previously. Two patients received high dose-rate (HDR) intraluminal afterloading irradiation in 12 and 24 Gy doses. One
patient received irradiation by LDR method in 15 Gy doses
and by external beam of 56 Gy in combination. Four patients
received external irradiation therapy (40 Gy, 60 Gy, 60 Gy,
64 Gy doses respectively). Prior to irradiation therapy,
bronchoscopic examination detected no sign of respiratory
tract involvement in 35 cases, protuberance of the pars
membranacea in 4, and hyperemic reaction in 2 patients.
Fistula formation among patients, who underwent irradiation
therapy, was proven after an average time of 4.4 months
(range 1—13; SD: 2.98; CI: 3.5—5.4), comprising of fistula
development after less than 4 weeks in four cases (LDR 15 Gy
two patients, 30 Gy one patient, and 45 Gy one patient).
Prior to fistula formation 18 patients received chemotherapy,
one of them for neoadjuvant purpose and 4 in combination
with irradiation (2 HDR and 2 LDR). After fistula manifestation
none of the patients received irradiation or chemotherapy.
Registration of all the data of the patients was
prospective. Statistical analysis was performed using the
SPSS version 15.0 (SPSS Inc., Chicago, Illinois, USA). The
differences between the therapeutic groups wer (...truncated)