Predictors of exercise oxygen desaturation following major lung resection
European Journal of Cardio-thoracic Surgery 24 (2003) 145–148
www.elsevier.com/locate/ejcts
Predictors of exercise oxygen desaturation following major lung resection
Unit of Thoracic Surgery, Department of Respiratory Diseases, ‘Umberto I’ Hospital, Ancona, Italy
Received 12 December 2002; received in revised form 8 March 2003; accepted 17 March 2003
Abstract
Objective: To identify predictors of postoperative exercise oxygen desaturation (EOD) in patients submitted to lobectomy or
pneumonectomy for lung carcinoma. Patients and methods: A consecutive series of 227 patients with non-small cell lung cancer submitted
to lobectomy or pneumonectomy from January 2000 through October 2002 were prospectively analyzed. Maximal stair-climbing tests were
performed preoperatively (the day before the operation) and postoperatively (on average, 9.2 days after operation) in room air for all patients.
A fall in oxygen saturation during the exercise below 90% was termed ‘desaturation’. Univariate and multivariate analyses were performed to
identify predictors of postoperative EOD. Results: Thirty-five patients (15.4%) developed postoperative EOD. After multivariate analysis,
the only independent predictor of postoperative EOD resulted a reduction in oxygen saturation during the preoperative exercise
ðP ¼ 0:0004Þ. Conclusions: Patients with a reduction in oxygen saturation during the preoperative exercise test are at increased risk to
develop a postoperative EOD below 90%. A postoperative exercise test should be performed in all these patients. Should EOD be confirmed,
an intermittent home oxygen therapy is recommended in order to facilitate recovery from operation and improve the quality of life.
q 2003 Elsevier Science B.V. All rights reserved.
Keywords: Exercise test; Stair-climbing test; Oxygen desaturation; Lung resection; Lung cancer
1. Introduction
2. Patients and methods
After pulmonary resection the patients slowly regain,
more or less completely, their lost function by progressively
resuming their daily activities or, more ideally, by participating in a rehabilitation program. However, following
surgery, some patients experience arterial hypoxemia on
effort, which limits their physical activity, hindering the
postoperative recovery and worsening their quality of life.
The objective of this study was to identify the predictors
of postoperative exercise oxygen desaturation (EOD)
following lobectomy or pneumonectomy for lung cancer,
in order to select those patients to be submitted to
postoperative maximal exercise test for assessment of
their oxygen saturation status.
Two hundred and twenty-seven patients with non-small
cell lung cancer who underwent pulmonary lobectomy (189
patients) or pneumonectomy (38 patients) at our institution
from January 2000 through October 2002 were prospectively enrolled in the study after giving informed consent.
All the patients performed a preoperative (the day before the
operation) and a postoperative (on average, 9.2 days after
the operation) symptom-limited stair-climbing test. Our
hospital has 16 flights of stairs, each flight having 11 steps.
Each step is 0.155 m in height. The patients were asked to
climb at a pace of their own choice the maximum number of
steps and to stop only for exhaustion, limiting dyspnea, leg
fatigue, or chest pain. A physician accompanied all patients
during their exercise, and used a continuous verbal interaction with them for encouragement and assessment of the
dyspnea and the occurrence of other symptoms. All tests
were performed in room air. During the exercise, the pulse
rate and capillary oxygen saturation were monitored by
means of a portable pulse oximeter, and the same device
was used for all patients. For the purpose of this study, a
* Corresponding author. Via S. Margherita 23, 60129 Ancona, Italy.
Tel.: þ 39-071-59-644-39; fax: þ 39-071-596-4433.
E-mail address: (A. Brunelli).
1010-7940/03/$ - see front matter q 2003 Elsevier Science B.V. All rights reserved.
doi:10.1016/S1010-7940(03)00175-1
Alessandro Brunelli*, Majed Al Refai, Marco Monteverde,
Alessandro Borri, Michele Salati, Aroldo Fianchini
146
A. Brunelli et al. / European Journal of Cardio-thoracic Surgery 24 (2003) 145–148
3. Results
Thirty-five patients (15.4%) developed postoperative
EOD. Six of these patients experienced a preoperative EOD
as well. Other six patients had a preoperative EOD but did
not develop a postoperative EOD. None of the 12 patients
with preoperative EOD had postoperative cardiopulmonary
complications. The occurrence of postoperative EOD did
not differ between complicated (seven of 33 patients) and
non-complicated (28 of 194 patients) patients ðP ¼ 0:3Þ.
Of the 35 patients with postoperative EOD, three had a
desaturation of 3% (i.e. from 90 to 87%), eight had a
desaturation between 4 and 6%, 13 had a desaturation
between 7 and 9%, and 11 had a desaturation greater than
9%. All these patients stopped their postoperative maximal
stair-climbing test for limiting dyspnea.
In those patients who did not have postoperative EOD,
124 of 192 (64.6%) stopped their postoperative exercise
test for limiting dyspnea, 30 for leg pain, 29 for exhaustion,
and 9 for other reasons. The rate of dyspnea as a limiting
symptom was significantly higher in patients with postoperative EOD compared with those without it (Chi-square
test ¼ 17.7; P , 0:0001). The results of the comparison
between patients with and without postoperative EOD are
shown in Table 1. In particular, compared with the patients
without postoperative EOD, the patients with postoperative
EOD had a lower FEV1 ðP ¼ 0:001Þ, FVC ðP ¼ 0:009Þ,
FEV1/FVC ratio ðP ¼ 0:04Þ, ppoFEV1 ðP ¼ 0:0007Þ, and
ppoDLCO ðP ¼ 0:04Þ. They also showed a greater reduction in oxygen saturation during preoperative exercise
ðP , 0:0001Þ. Moreover, patients who were submitted to
pneumonectomy desaturated more frequently than those
submitted to lobectomy ðP ¼ 0:04Þ.
As shown in Table 1, preoperative values of PaO2 and
PaCO2 did not differ between the two groups of patients.
However, compared with the patients without postoperative
EOD, those with postoperative EOD had a lower level of
preoperative pH at rest (7.39 versus 7.41, respectively;
P ¼ 0:02). Moreover, the levels of lactates immediately
after the preoperative and postoperative efforts trended
toward higher values in the patients with postoperative EOD
(preoperative levels (mg/dl): 42.5 versus 39.5, P ¼ 0:2;
postoperative levels (mg/dl): 31.7 versus 28.9, P ¼ 0:2).
The logistic regression analysis showed that a reduction
in oxygen saturation during the preoperative exercise was
the only significant predictor of postoperative EOD
(regression coefficient: 0.22; P ¼ 0:0004).
Among the patients who experienced a preoperative
reduction in oxygen saturation, the ratio of postoperative/
preoperative percent reduction in oxygen saturation
between rest and peak exercise (delta satO2 ratio) was
calculated. Three groups were derived: group A, pat (...truncated)